DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Esi Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek Bradley CarterEquitable Advisors, LLC national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2019Aug 23, 2019 (45 d)
Kurt Ryan DavisMML Investors Services, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2019Jun 20, 2019
Peter H LichtenbergPark Avenue Securities LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 19, 2019Jun 18, 2019
Salvatore MondelloHornor, Townsend & Kent, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2019Oct 23, 2020 (513 d)
Michael J ChiarellaRBC Rochdale, LLC otherEsi Financial Advisors independent RIAOtherMay 21, 2019Oct 10, 2023 (1603 d)
Nameer W HannaHantz Financial Services, Inc. independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2019Jun 6, 2019
Matthew R MarinoPark Avenue Securities LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2019Apr 16, 2019
Mark G CurleyEdward Jones national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 10, 2019Aug 5, 2019 (117 d)
Nancy Anne Davis HarrisRBC Capital Markets, LLC national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2019Apr 4, 2019
Kena Salil ContractorMML Investors Services, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2019Jul 19, 2019 (101 d)
Brian Kirk VieselmeyerMML Investors Services, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2019Apr 4, 2019
Karl Eugene RothhaarPark Avenue Securities LLC BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2019Nov 13, 2023 (1686 d)
Gerald Martin MirraMML Investors Services, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2019Apr 4, 2019
Daniel Patrick OwensAvantax Advisory Services BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2019Mar 19, 2019
Kevin Peter ZebrowskiMML Investors Services, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2019Mar 12, 2019
Briana Laura TrembleAllstate Financial Advisors, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2019Mar 11, 2019
J Townsend GilbertFlagship Harbor Advisors, LLC independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 11, 2019Mar 6, 2019
Kalyan JampalaVoya Financial Advisors, Inc. BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2019May 1, 2025 (2278 d)
Donald Thomas BrownMML Investors Services, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 25, 2019Jan 28, 2019
Peter DizdarEquitable Advisors, LLC national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 23, 2019Feb 14, 2019
Kathleen DoucetValic Financial Advisors, Inc. BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2019Dec 10, 2020 (700 d)
Michael H GordonEdward Jones national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2019Jul 15, 2019 (193 d)
Clayton Alexander NashCommonwealth Financial Network national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2019Apr 17, 2019 (104 d)
Leon KearsePark Avenue Securities LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2018Jan 17, 2019 (41 d)
Stephen Michael SmithPruco Securities, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 27, 2018Dec 12, 2018
Dennis George DineMoney Concepts Advisory Service BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2018Jan 29, 2019 (74 d)
William Eric KernE*Trade Capital Management, LLC independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2018Jan 11, 2019 (58 d)
Matthew Thomas OelschlagerWzwlh Wealth Advisors, LLC unclassifiedEsi Financial Advisors BD affiliatedOtherNov 9, 2018Aug 3, 2018
Francesco Antonio CarafaPnc Wealth Management BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2018Jun 12, 2019 (223 d)
Daniel PegueroWells Fargo Advisors wirehouseEsi Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankOct 31, 2018Dec 13, 2018 (43 d)
David Michael MysliwiecTrustee Empowerment & Protection, Inc. otherEsi Financial Advisors BD affiliatedOtherSep 4, 2018Jun 22, 2021 (1022 d)
Richard Joseph AbernathyTrustee Empowerment & Protection, Inc. otherEsi Financial Advisors BD affiliatedOtherSep 4, 2018Sep 9, 2019 (370 d)
Thomas Anthony GessickTrustee Empowerment & Protection, Inc. otherEsi Financial Advisors BD affiliatedOtherSep 4, 2018Jun 22, 2021 (1022 d)
Shih Hao ShangTransamerica Financial Advisors, LLC BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2018Mar 18, 2024 (2026 d)
Demond Lee BoldenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEsi Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankAug 28, 2018Aug 21, 2018
Brian Joseph WeymanEquitable Advisors, LLC national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2018Sep 18, 2018 (39 d)
Greg StrakaModern Capital Advisors, LLC independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2018Aug 16, 2018
Kyle Michael SchmidtSignator Investors, Inc. BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2018Aug 8, 2018
Craig RobinetteEagle Strategies LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2018May 23, 2018
Patricia Ann AlmonyTruist Advisory Services, Inc. BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018Jun 19, 2018
Isaac Douglas JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEsi Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2018Jun 1, 2018
Michael David KendallHornor, Townsend & Kent, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018May 2, 2018
Rodney Russell KeeEdward Jones national BDEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 26, 2018Jun 22, 2018 (88 d)
Anthony Michael GambonePruco Securities, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2018Aug 16, 2019 (512 d)
Mervin Edward FatterFisher Investments independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2018Oct 25, 2018 (218 d)
James Jeffrey McateerMML Investors Services, LLC otherEsi Financial Advisors BD affiliatedOtherMar 15, 2018Mar 13, 2018
Stephen Christopher SimmonsPeople'S Securities, Inc. otherEsi Financial Advisors BD affiliatedOtherJan 22, 2018Jan 16, 2018
Gordon RhoadsPeople'S Securities, Inc. otherEsi Financial Advisors BD affiliatedOtherJan 22, 2018Jan 18, 2018
Christopher Michael DaveyPruco Securities, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 19, 2018Feb 6, 2018
James F. BarretteValic Financial Advisors, Inc. otherEsi Financial Advisors BD affiliatedOtherJan 18, 2018Jan 8, 2018
Matthew Blake KingForesters Advisory Services, LLC otherEsi Financial Advisors BD affiliatedOtherJan 17, 2018Feb 12, 2018
Gary Anthony McmahonMML Investors Services, LLC otherEsi Financial Advisors BD affiliatedOtherDec 13, 2017Jan 29, 2018 (47 d)
Daniel Edward FlammaWells Fargo Advisors wirehouseEsi Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankNov 24, 2017Apr 11, 2019 (503 d)
Christopher Michael SheelerBb&T Investment Services, Inc. otherEsi Financial Advisors BD affiliatedOtherNov 13, 2017Aug 2, 2018 (262 d)
Patricia St. Clair LucasMML Investors Services, LLC otherEsi Financial Advisors otherOtherNov 3, 2017Nov 1, 2017
Christopher Warren RechtAmeritas Advisory Services otherEsi Financial Advisors otherOtherOct 31, 2017Oct 13, 2017
Frank Nelson DepetersCentaurus Financial, Inc. otherEsi Financial Advisors otherOtherOct 17, 2017Oct 27, 2017
Alexander Victor ZouridesAmeritas Advisory Services otherEsi Financial Advisors otherOtherOct 12, 2017Sep 25, 2017
Steven Francis HorvathHornor, Townsend & Kent, LLC otherEsi Financial Advisors otherOtherSep 8, 2017Oct 13, 2017 (35 d)
Justin PaineMML Investors Services, LLC otherEsi Financial Advisors otherOtherAug 15, 2017Aug 11, 2017
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500 moves match.