DFX Intelligence
Advisor moves
Arrivals at Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eugen Mlhai Trifan | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Dec 14, 2020 (56 d) |
| Kurt Alan Beerline | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Oct 26, 2020 |
| James Chad Watt | Elevage Partners, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2020 | Jun 29, 2021 (273 d) |
| Larry Brad Griffin | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Oct 26, 2020 (41 d) |
| Christopher Simenson | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Nov 16, 2020 (67 d) |
| Andrew Zobel | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2020 | Jul 14, 2020 |
| David Joseph Wymer | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2020 | Sep 1, 2020 (43 d) |
| Ryan Logan Wilson | Northwestern Mutual Investment Services,LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Jul 14, 2020 | Oct 21, 2020 (99 d) |
| John Joseph Obrien | Innovative Investment Fiduciaries, LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Jul 8, 2020 | May 18, 2021 (314 d) |
| Amanda Catherine Prescott | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2020 | Sep 21, 2020 (89 d) |
| Krista Nicole Hill | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Aug 18, 2020 (69 d) |
| Flora Burke | E*Trade Capital Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2020 | Aug 31, 2020 (87 d) |
| Jason Andrew Beatty | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2020 | Aug 12, 2020 (90 d) |
| Krystle Nicole Williams | Next Financial Group, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | May 20, 2020 |
| Abraham Marquez | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2020 | Nov 30, 2020 (207 d) |
| Karla Noemi Mcfarland | Raymond James Financial Services Advisors, Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2020 | Aug 13, 2020 (112 d) |
| Ryan Carl Syrjala | Hantz Financial Services, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2020 | Dec 7, 2020 (250 d) |
| Maria Kyriakides | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2020 | Mar 30, 2020 |
| Crystal Tenecia Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 13, 2020 | Sep 16, 2020 (187 d) |
| Christopher Romero | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Jun 19, 2023 (1203 d) |
| Peter Abbate | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2020 | Nov 3, 2020 (253 d) |
| Matthew Golizio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2020 | Feb 20, 2020 |
| Shannon Heather Cotter | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2020 | Jun 20, 2022 (859 d) |
| David Edward Ernst | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Feb 3, 2020 |
| Laura Gilchrist | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2020 | Jan 14, 2020 |
| Andrew Bikram Johar | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2020 | Jan 14, 2020 |
| Mazher Mir | Td Ameritrade, Inc. no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Jan 9, 2020 | Jan 14, 2020 |
| Jason Ellis | Transamerica Retirement Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 21, 2020 |
| Jason Mathew Cohen | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Oct 15, 2020 (282 d) |
| Joshua Eller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2020 | Aug 23, 2022 (963 d) |
| Scott David Jordan | Transamerica Retirement Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Aug 11, 2020 (222 d) |
| Robert Condon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 24, 2019 | Jan 24, 2024 (1492 d) |
| Carolina D Duin | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Jan 8, 2020 |
| Wenwen Dong | Empower Advisory Group, LLC institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Dec 13, 2019 | Feb 24, 2020 (73 d) |
| Michael David Picard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2019 | Feb 11, 2020 (67 d) |
| Richard Stanley Caldecott | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2019 | Dec 9, 2019 |
| Raymond L. Rivers | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2019 | Nov 7, 2019 |
| Krista De Lois Gibson | Pnc Managed Account Solutions, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 12, 2019 |
| Rory Ian Mccarthy | Partners Investment Services, Inc state registered | Valic Financial Advisors, Inc. BD affiliated | Other | Oct 31, 2019 | Aug 16, 2023 (1385 d) |
| Stephanie R Huff | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Mar 23, 2020 (147 d) |
| Bobbi J Langan | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Dec 2, 2019 (39 d) |
| Kasey Kozlowski | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Dec 2, 2019 (42 d) |
| John Edward Connor | Private Advisor Group, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2019 | Oct 7, 2019 |
| Janet Lynn Lake | Cambridge Investment Research Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 28, 2019 |
| Steven George Bentley | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2019 | Nov 12, 2019 (47 d) |
| Christine Lynnette Shippey | Td Ameritrade Investment Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2019 | Apr 13, 2020 (216 d) |
| Galen Don Mayo | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | May 10, 2021 (608 d) |
| Eduardo Alejandro Arana | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Dec 3, 2019 (104 d) |
| Fran Charles Jackson | Empower Advisory Group, LLC institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Aug 19, 2019 | Aug 27, 2019 |
| Heather Dawn Mazander | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Sep 23, 2019 (45 d) |
| Luis Lopez | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2019 | May 24, 2022 (1047 d) |
| Michael David Matis | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2019 | Oct 23, 2020 (469 d) |
| Christopher Dirk Bearden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2019 | Jan 24, 2020 (196 d) |
| Gregory James Sporer | Huntington Financial Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Aug 5, 2019 (35 d) |
| Dane William Colberg | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Jun 17, 2019 |
| Christian John-Edward Bower | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Jul 29, 2019 (48 d) |
| Elaine Kay Erdem | Invesco Advisers, Inc. asset manager | Valic Financial Advisors, Inc. BD affiliated | Other | May 28, 2019 | May 18, 2021 (721 d) |
| Dylan Lee Hernandez | Citigroup Global Markets Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2019 | May 6, 2019 |
| Travis Shuman | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Oct 22, 2019 (158 d) |
| Flint O Chandler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2019 | Jun 17, 2019 (39 d) |
1,155 moves match.