DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Salvatore John Cocivera	Osaic Fa, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 10, 2009	Nov 20, 2009
Michael Dominic Gattuso	First Allied Securities, Inc. other	American Portfolios Advisors, Inc other	Other	Oct 29, 2009	Nov 20, 2009
David Orin Mcmillin	Park Place Financial Group unclassified	American Portfolios Advisors, Inc other	Other	Sep 9, 2009	Nov 20, 2009 (72 d)
Craig Henry Jude Cantara	Mutual Service Corporation unclassified	American Portfolios Advisors, Inc other	Other	Aug 25, 2009	Sep 17, 2009
Nicholas P Nachbur	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	Aug 11, 2009	Aug 31, 2009
Patricia Ann Trapp	UBS Financial Services Inc. wirehouse	American Portfolios Advisors, Inc other	Other	Aug 10, 2009	Jul 21, 2009
John Edward Daley	UBS Financial Services Inc. wirehouse	American Portfolios Advisors, Inc other	Other	Aug 7, 2009	Jul 21, 2009
Michael Thomas Bird	UBS Financial Services Inc. wirehouse	American Portfolios Advisors, Inc other	Other	Aug 6, 2009	Aug 14, 2009
Craig A. Ciszewski	Wells Fargo Advisors wirehouse	American Portfolios Advisors, Inc other	Other	Aug 4, 2009	Aug 17, 2009
Brendan Kernkamp Leavey	Janney Montgomery Scott LLC other	American Portfolios Advisors, Inc other	Other	Jul 30, 2009	Jul 29, 2009
Mark Alan Stoltzfus	Raymond James Financial Services Advisors, Inc other	American Portfolios Advisors, Inc other	Other	Jun 5, 2009	Jun 15, 2009
Lili Monassebian	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	May 22, 2009	May 19, 2009
Gerard Trapp	UBS Financial Services Inc. wirehouse	American Portfolios Advisors, Inc other	Other	May 13, 2009	Jul 21, 2009 (69 d)
Craig Panarella	UBS Financial Services Inc. wirehouse	American Portfolios Advisors, Inc other	Other	May 13, 2009	Jun 3, 2009
Stephen Andrew Conte	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	Apr 9, 2009	Jun 12, 2009 (64 d)
Elizabeth Anderson Munday	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 5, 2009	Mar 10, 2009
Randall Joseph Interrante	Securities America Advisors, Inc. other	American Portfolios Advisors, Inc other	Other	Feb 11, 2009	Sep 19, 2007
Gloria Arsonia Potts	Waddell & Reed other	American Portfolios Advisors, Inc other	Other	Jan 7, 2009	Aug 4, 2009 (209 d)
Mark Alan Gajowski	Nationwide Securities, LLC no RAUM	American Portfolios Advisors, Inc other	Other	Dec 19, 2008	Jan 7, 2009
Charles Ralston Byrnes	Investors Capital Advisory other	American Portfolios Advisors, Inc other	Other	Dec 17, 2008	Dec 8, 2008
Gary Bruce Gordon	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Dec 4, 2008	Nov 24, 2010 (720 d)
Stuart Michael Simchowitz	Nrp Advisors, Inc. unclassified	American Portfolios Advisors, Inc other	Other	Nov 12, 2008	Jun 19, 2008
Susan Silverman Quigley	Asset & Financial Planning, Ltd other	American Portfolios Advisors, Inc other	Other	Oct 6, 2008	Sep 15, 2008
William Ignatius Russo	Concord Equity Group Advisors, LLC no RAUM	American Portfolios Advisors, Inc other	Other	Sep 19, 2008	Aug 25, 2008
William Edward Dudes	Walnut Street Securities, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 22, 2008	Aug 6, 2008
Daniel Thomas Rayl	Concord Equity Group Advisors, LLC no RAUM	American Portfolios Advisors, Inc other	Other	Jul 3, 2008	Sep 4, 2008 (63 d)
Theodore Robert Taddei	Commonwealth Financial Network national BD	American Portfolios Advisors, Inc other	Other	Jun 23, 2008	Jul 18, 2008
Robert William Toth	Fsc Securities Corporation other	American Portfolios Advisors, Inc other	Other	Jun 9, 2008	May 30, 2008
Alan M Kirschenbaum	Fsc Securities Corporation other	American Portfolios Advisors, Inc other	Other	Jun 9, 2008	May 29, 2008
Shelly A Christian	First Montauk Securities Corp. unclassified	American Portfolios Advisors, Inc other	Other	May 19, 2008	Mar 31, 2017 (3238 d)
David William Trende	Cetera Advisors LLC other	American Portfolios Advisors, Inc other	Other	Mar 10, 2008	Aug 14, 2008 (157 d)
John Andrew Lagattuta	Raymond James & Associates, Inc. national BD	American Portfolios Advisors, Inc other	Other	Mar 7, 2008	Sep 4, 2008 (181 d)
Jeffrey Clayton Baker	Money Concepts Advisory Service other	American Portfolios Advisors, Inc other	Other	Feb 25, 2008	Feb 28, 2008
Francis Paul Mitchell	Ameriprise Advisor Services, Inc. unclassified	American Portfolios Advisors, Inc other	Other	Feb 22, 2008	Jun 30, 2015 (2685 d)
Michael Francis Moss	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Feb 7, 2008	Feb 26, 2008
Lawrence Charles Copeland	LPL Financial LLC other	American Portfolios Advisors, Inc other	Other	Feb 5, 2008	Feb 11, 2008
Jonathan Archer Teran	Centaurus Financial, Inc. other	American Portfolios Advisors, Inc other	Other	Dec 31, 2007	Jan 4, 2008
Bryce Boyd Pease	Centaurus Financial, Inc. other	American Portfolios Advisors, Inc other	Other	Dec 31, 2007	Jan 2, 2008
Robert Barry Clayton	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Dec 4, 2007	Dec 11, 2007
Anthony Leo Ritter	Morgan Stanley & Co. LLC unclassified	American Portfolios Advisors, Inc other	Other	Nov 13, 2007	Nov 27, 2007
Albert Geoffrey Wade	Raymond James Financial Services, Inc. unclassified	American Portfolios Advisors, Inc other	Other	Sep 27, 2007	Oct 1, 2007
John Davenport Wiswell	Raymond James Financial Services, Inc. unclassified	American Portfolios Advisors, Inc other	Other	Sep 27, 2007	Oct 1, 2007
Marjorie Lynn Larson	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Sep 25, 2007	Sep 25, 2007
Rodney Allen Breyer	Securities America Advisors, Inc. other	American Portfolios Advisors, Inc other	Other	Sep 4, 2007	Sep 12, 2007
John Timothy Ross	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Aug 16, 2007	Sep 19, 2007 (34 d)
Robert Lee Thompson	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Aug 16, 2007	Aug 29, 2007
Douglas Matthew James	Msi Financial Services, Inc. other	American Portfolios Advisors, Inc other	Other	Aug 8, 2007	Aug 6, 2007
Jeffrey Joseph Chahine	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 2, 2007	Jun 20, 2007
Michael Scott Lytle	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Jun 28, 2007	Jun 19, 2007
Gary Orland Gruss	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Jun 28, 2007	Jul 2, 2007
Dennis Gene Mcmillin	Osaic Wealth, Inc. other	American Portfolios Advisors, Inc other	Other	Jun 22, 2007	Jun 26, 2007
Larry Sfinas	Voya Financial Advisors, Inc. other	American Portfolios Advisors, Inc other	Other	Jun 1, 2007	Jul 19, 2007 (48 d)
George Michael Bellish	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	May 30, 2007	Aug 7, 2007 (69 d)
Daniel Steinberg	Eastbrook Capital Group LLC unclassified	American Portfolios Advisors, Inc other	Other	Mar 30, 2007	Mar 16, 2007
Kenneth Charles Anna	Eastbrook Capital Group LLC unclassified	American Portfolios Advisors, Inc other	Other	Mar 30, 2007	Mar 16, 2007
Jubin Keyvan	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 28, 2007	Mar 30, 2007
Beverly Bandlow Curmanskie	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 26, 2007	Mar 22, 2007
Joy Yvette Jackson	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2007	Aug 23, 2021 (5269 d)
Keith Christian Layman	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 19, 2007	Mar 20, 2007
Richard George Gerepka	Questar Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 15, 2007	May 17, 2007 (63 d)

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414 moves match.