DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Ae Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Samuel EdwardsFlorida Financial Advisors, LLC BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2021Apr 8, 2021 (45 d)
Sydney Lee PembertonWaddell & Reed BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 10, 2021Jan 8, 2026 (1793 d)
Charles SheridanVerity Asset Management independent RIAAe Wealth Management, LLC independent RIARIA to RIAFeb 3, 2021Dec 10, 2020
Joseph Jay VinsonRegal Investment Advisors LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2021Jan 29, 2021
Maria Goretti GarciaPetros Advisory Services, LLC unclassifiedAe Wealth Management, LLC BD affiliatedOtherJan 27, 2021Apr 16, 2021 (79 d)
Corico MccraySequent Planning, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJan 25, 2021Jan 26, 2021
Christopher John SullivanWaddell & Reed BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2021Apr 16, 2021 (86 d)
Erik Martin BlankmeyerTd Ameritrade, Inc. no RAUMAe Wealth Management, LLC BD affiliatedOtherJan 6, 2021May 13, 2021 (127 d)
Julia Kathryn SteppanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAe Wealth Management, LLC independent RIAWirehouse to independent RIAJan 4, 2021Jan 22, 2021
Joseph William VeaseyThrive Capital Management, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJan 3, 2021Feb 18, 2021 (46 d)
Jacob A HaynesWaddell & Reed BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2020Feb 11, 2021 (57 d)
Derek Edwin WoodsOneamerica Securities, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2020Dec 9, 2020
Doni Lea LangstonEmpowerment Financial Group independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 15, 2020Jul 26, 2021 (223 d)
Daniel P WeisenbachAmeritas Advisory Services independent RIAAe Wealth Management, LLC independent RIARIA to RIANov 27, 2020Oct 30, 2020
Todd Matthew PerttulaAdvice And Planning Services BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2020Jan 14, 2022 (435 d)
Trevor PhibbsCreativeone Wealth, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAOct 29, 2020Oct 30, 2020
Harrison Taylor HodgesCharles Schwab & Co., Inc. national BDAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2020Oct 26, 2020
Austin J FetchCharles Schwab & Co., Inc. national BDAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2020Nov 5, 2020
Heather M AeschlimanMML Investors Services, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2020Oct 23, 2020
Russell William StricklerMML Investors Services, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2020Oct 23, 2020
Bradley R JonesMML Investors Services, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2020Oct 23, 2020
John Kinsaku LarryMadison Avenue Securities, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2020Oct 23, 2020
Christopher Emilio CrosbyTruadvice LLC mixed wealthAe Wealth Management, LLC independent RIARIA to RIAOct 14, 2020Nov 19, 2020 (36 d)
Brent Mathew PryorWaddell & Reed BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2020May 24, 2021 (229 d)
Joel Anton Van BelkomFifth Third Securities, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2020Oct 30, 2020
Mark Steven ArolaJ. W. Cole Advisors, Inc. independent RIAAe Wealth Management, LLC independent RIARIA to RIASep 16, 2020Aug 17, 2020
David Michael TiutczenkoThrivent Investment Management Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2020Oct 30, 2020 (45 d)
Kyle Dean WhippleKalos Management BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2020Sep 1, 2020
Michael H WindleKalos Management BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2020Sep 1, 2020
Donald Albert LuekeAtlantis Wealth Advisors LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAAug 31, 2020Sep 11, 2020
Norman David EccariusCenter Street Advisors, Inc. independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 20, 2020Nov 13, 2023 (1180 d)
Michael Lewis VanderhoffWaddell & Reed BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2020Sep 18, 2020 (32 d)
Christopher Glenn RogersRidgegate Financial, LLC unclassifiedAe Wealth Management, LLC independent RIAOtherAug 7, 2020Feb 13, 2020
Coleman Anthony BensonRidgegate Financial, LLC unclassifiedAe Wealth Management, LLC independent RIAOtherAug 7, 2020Feb 13, 2020
Jeff Brian MitchellJcg Investments, LLC unclassifiedAe Wealth Management, LLC independent RIAOtherAug 5, 2020Mar 4, 2019
Dustin Guy MartinMadison Avenue Securities, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2020Jun 24, 2019
David Robert TopperMadison Avenue Securities, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2020Jun 4, 2019
Katie Jo SwaseyMadison Avenue Securities, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2020May 31, 2019
Jason Townsend LambertMadison Avenue Securities, LLC BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2020May 31, 2019
John Blake TaylorHorter Investment Management, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAAug 3, 2020Aug 7, 2020
James Matthew FoleyElevated Capital Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJul 8, 2020Aug 10, 2020 (33 d)
Stephen Edward MyersConcourse Financial Group Advisors BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2020Nov 3, 2021 (495 d)
Dylan Timothy WarfieldConcourse Financial Group Advisors BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2020Jun 10, 2020
Timothy James McdermottCarroll Financial Associates Inc independent RIAAe Wealth Management, LLC independent RIARIA to RIAJun 12, 2020Jun 15, 2020
Joseph Oliva DontiPriority Wealth Advisors, Inc. unclassifiedAe Wealth Management, LLC independent RIAOtherJun 1, 2020Jun 5, 2020
Robert Wayne FalterSound Income Strategies, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAMay 28, 2020May 28, 2020
John Anthony Del-ZioCuso Financial Services, L.P. BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2020Aug 11, 2022 (811 d)
David Guy RobichaudOn Investment Management Co BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2020May 21, 2020
Jason David DerosaGrace Capital Management, LLC unclassifiedAe Wealth Management, LLC independent RIAOtherMay 8, 2020Feb 18, 2020
George Mauae PurdyEquitable Advisors, LLC national BDAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2020Apr 22, 2020
Erica Lynne MccainCoppell Advisory Solutions LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAApr 27, 2020Apr 22, 2020
Beah Del CidJ. W. Cole Advisors, Inc. independent RIAAe Wealth Management, LLC independent RIARIA to RIAApr 23, 2020May 18, 2020
Duke Michael SmithWall Street Financial Group, Inc. independent RIAAe Wealth Management, LLC independent RIARIA to RIAApr 21, 2020May 18, 2020
Michael Lee SchudelBrookstone Wealth Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAApr 15, 2020Aug 3, 2020 (110 d)
Amy WeigandWells Fargo Advisors wirehouseAe Wealth Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 2, 2020Jan 17, 2023 (1020 d)
Jeffery Alan RaleighTruadvice LLC mixed wealthAe Wealth Management, LLC independent RIARIA to RIAApr 1, 2020Mar 31, 2020
Andrew Eugene NylandCreative Planning independent RIAAe Wealth Management, LLC independent RIARIA to RIAMar 25, 2020Nov 3, 2020 (223 d)
Michael Joseph CajthamlUSA Financial Securities LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2020Mar 3, 2022 (723 d)
Michael Wayne KolasaCreativeone Wealth, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAFeb 24, 2020Feb 14, 2020
Jeffery W. LeathersFbl Wealth Management, LLC no RAUMAe Wealth Management, LLC independent RIAOtherFeb 21, 2020Jul 16, 2020 (146 d)
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662 moves match.