DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eric Dale Grant	Voya Financial Advisors, Inc. other	Fsc Securities Corporation other	Other	Apr 20, 2010	May 4, 2010
Mark Robert Diederich	Nationwide Securities, LLC no RAUM	Fsc Securities Corporation other	Other	Apr 5, 2010	Apr 12, 2010
Michael John Henzes	Sterling Financial Advisors, LLC other	Fsc Securities Corporation other	Other	Apr 1, 2010	Mar 10, 2010
Alfred Bernard Brady	Pnc Managed Account Solutions, Inc. other	Fsc Securities Corporation other	Other	Mar 8, 2010	Mar 12, 2010
Mary Kathryn Margolis	Pnc Managed Account Solutions, Inc. other	Fsc Securities Corporation other	Other	Mar 8, 2010	Mar 15, 2010
William Thomas Parker	Abg Financial Services, Inc. unclassified	Fsc Securities Corporation other	Other	Jan 8, 2010	Sep 19, 2003
Steven James Lautenschlager	Sii Investments, Inc. other	Fsc Securities Corporation other	Other	Jan 6, 2010	Jan 15, 2010
Omega James Mcintosh	Sagepoint Financial, Inc. other	Fsc Securities Corporation other	Other	Dec 31, 2009	Sep 9, 2011 (617 d)
Jacob Kettwig	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fsc Securities Corporation other	Other	Dec 16, 2009	Sep 11, 2012 (1000 d)
Alora Diane Anderson	UBS Financial Services Inc. wirehouse	Fsc Securities Corporation other	Other	Dec 15, 2009	Mar 18, 2010 (93 d)
Bruce Webb Woods	Strategic Wealth Advisors Group other	Fsc Securities Corporation other	Other	Dec 11, 2009	Sep 25, 2007
Christopher D Tamagno	Strategic Wealth Advisors Group other	Fsc Securities Corporation other	Other	Dec 11, 2009	Aug 8, 2008
Nigel Adam Guntharp	Sterne Agee Asset Management, Inc. other	Fsc Securities Corporation other	Other	Dec 10, 2009	Dec 10, 2009
Anthony J. Falco	Cetera Advisor Networks LLC other	Fsc Securities Corporation other	Other	Nov 2, 2009	Nov 5, 2009
Benjamin Crawford Glover	Ameriprise Financial Services, LLC national BD	Fsc Securities Corporation other	Other	Oct 6, 2009	Oct 12, 2009
Robert Burks Wood	Raymond James Financial Services Advisors, Inc other	Fsc Securities Corporation other	Other	Oct 1, 2009	Nov 11, 2009 (41 d)
Jason Ward Lind	Bft Financial Group, LLC other	Fsc Securities Corporation other	Other	Sep 22, 2009	Sep 25, 2009
Glenda Marie Molina	Edward Jones national BD	Fsc Securities Corporation other	Other	Sep 22, 2009	Dec 1, 2011 (800 d)
Robert Andrew Paoni	Sikich Cozad Asset Management LLC unclassified	Fsc Securities Corporation other	Other	Sep 15, 2009	Jul 19, 2007
Richard David Mercado	Raymond James Financial Services Advisors, Inc other	Fsc Securities Corporation other	Other	Sep 3, 2009	Sep 11, 2009
Michael Patrick Lynch	Waterstone Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Sep 2, 2009	Sep 16, 2009
James Luke Flanagan	Waterstone Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Aug 26, 2009	Sep 10, 2009
Gregory James Kurinec	Waterstone Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Aug 26, 2009	Sep 9, 2009
Andrew James Powers	Waterstone Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Aug 24, 2009	Sep 24, 2009 (31 d)
Jessica J Wanek	Waterstone Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Aug 24, 2009	Oct 12, 2009 (49 d)
Raymundo Gutierrez Valencia	Edward Jones national BD	Fsc Securities Corporation other	Other	Aug 19, 2009	Jul 7, 2015 (2148 d)
Kathleen Brigitte Reeves	UBS Financial Services Inc. wirehouse	Fsc Securities Corporation other	Other	Aug 18, 2009	Nov 23, 2009 (97 d)
Christopher Marc Reese	Delta Financial Advisors, Inc other	Fsc Securities Corporation other	Other	Jul 31, 2009	Feb 3, 2009
Blaine Gordon Malcolm	Charles Schwab & Co., Inc. national BD	Fsc Securities Corporation other	Other	Jul 17, 2009	Oct 27, 2009 (102 d)
Brandon Michael Rogers	Banc Of America Investment Services, Inc. unclassified	Fsc Securities Corporation other	Other	Jul 16, 2009	Jun 29, 2012 (1079 d)
John Emery Dondero	LPL Financial LLC other	Fsc Securities Corporation other	Other	Jun 23, 2009	Jul 14, 2009
Tal Diekvoss	Seidman Private Advisors LLC no RAUM	Fsc Securities Corporation other	Other	May 14, 2009	Jun 10, 2009
Andrew Edwin Watkins	Andrew Watkins & Associates Inc. unclassified	Fsc Securities Corporation other	Other	May 7, 2009	Jul 18, 2008
Catherine Pinkas	LPL Financial LLC other	Fsc Securities Corporation BD affiliated	Other	Apr 23, 2009	Jan 7, 2019 (3546 d)
Mark Wayne Flenniken	MML Investors Services, LLC other	Fsc Securities Corporation other	Other	Apr 6, 2009	Jul 28, 2010 (478 d)
Arthur Robert Weiss	Strategic Wealth Advisors Group other	Fsc Securities Corporation other	Other	Apr 1, 2009	Nov 29, 2006
Thomas Paul Galullo	LPL Financial LLC other	Fsc Securities Corporation other	Other	Mar 9, 2009	Mar 9, 2009
Jonathan David Frazier	Advantage Capital Corporation unclassified	Fsc Securities Corporation other	Other	Mar 3, 2009	Dec 4, 2007
John Stuart	Equitable Advisors, LLC national BD	Fsc Securities Corporation other	Other	Feb 13, 2009	Mar 4, 2009
Stuart Thomas Meacham	Physician Advisory Resources,LLC unclassified	Fsc Securities Corporation other	Other	Dec 31, 2008	Aug 18, 2005
Robert Paul Lockwood	Waterstone Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Dec 31, 2008	Sep 18, 2009 (261 d)
Jennifer Lynn Senft	Sagepoint Financial, Inc. other	Fsc Securities Corporation other	Other	Dec 26, 2008	Jan 16, 2009
Howard Mark Ramsamugh	Valic Financial Advisors, Inc. other	Fsc Securities Corporation other	Other	Dec 24, 2008	May 27, 2010 (519 d)
James Ingoe	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fsc Securities Corporation other	Other	Dec 22, 2008	Jan 15, 2009
William Ellis Webb	Edward Jones national BD	Fsc Securities Corporation other	Other	Nov 17, 2008	Nov 19, 2008
Jeffrey Wayne Hansen	Spc other	Fsc Securities Corporation other	Other	Sep 19, 2008	Nov 6, 2008 (48 d)
Shane Maurice Chavez	MML Investors Services, LLC other	Fsc Securities Corporation other	Other	Aug 27, 2008	Sep 5, 2008
John Philip Illingworth	Edward Jones national BD	Fsc Securities Corporation other	Other	Aug 26, 2008	Jul 12, 2010 (685 d)
Cathryn A Cato	Citigroup Global Markets Inc. other	Fsc Securities Corporation other	Other	Jul 24, 2008	Jul 17, 2008
Bennie Wanda Hargrove	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	Jun 20, 2008	Jul 1, 2008
Eric Neal Sawyer	Quest Capital Management, Inc. other	Fsc Securities Corporation other	Other	May 22, 2008	Oct 18, 2007
Shawn Dwayne Peschke	LPL Financial LLC other	Fsc Securities Corporation other	Other	May 8, 2008	May 1, 2008
Michael Benkovic	Pnc Wealth Management other	Fsc Securities Corporation other	Other	May 5, 2008	May 30, 2008
Judy A Lullo	Transamerica Financial Advisors, LLC other	Fsc Securities Corporation other	Other	May 1, 2008	Apr 25, 2008
Dennis Lee Jackson	Voya Financial Advisors, Inc. other	Fsc Securities Corporation other	Other	Apr 29, 2008	Apr 28, 2008
James Asher Jackson	Voya Financial Advisors, Inc. other	Fsc Securities Corporation other	Other	Apr 29, 2008	Apr 28, 2008
Tonya Lynn Mathison	Goldstein Munger + Associates other	Fsc Securities Corporation other	Other	Apr 24, 2008	Apr 28, 2008
Laura Michelle Steinbeck	Certified Planners, Inc. other	Fsc Securities Corporation other	Other	Apr 17, 2008	Apr 25, 2008
Mira Mary Ma	Protected Investors Of America other	Fsc Securities Corporation other	Other	Apr 14, 2008	Apr 14, 2008
Catherine Pinkas	Cetera Advisor Networks LLC other	Fsc Securities Corporation other	Other	Apr 2, 2008	Apr 3, 2008

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626 moves match.