| Christian Matthew Del Giorgio | Quest Capital Strategies, Inc. other | Cuna Brokerage Services, Inc. other | Other | Nov 10, 2010 | Apr 26, 2011 (167 d) |
| Christine Rose Kusher | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 20, 2010 | Oct 25, 2010 |
| Steven Mark Bandy | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Oct 6, 2010 | Sep 21, 2015 (1811 d) |
| Erik Jaime | St Johns Wealth Management unclassified | Cuna Brokerage Services, Inc. other | Other | Sep 24, 2010 | Feb 14, 2011 (143 d) |
| David Alan Cretcher | Comerica Securities other | Cuna Brokerage Services, Inc. other | Other | Aug 6, 2010 | Oct 12, 2010 (67 d) |
| James Petrizzo | Osaic Fs, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 4, 2010 | Aug 10, 2010 |
| Thomas J. Brunz | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Jul 16, 2010 | Jul 30, 2010 |
| Jason M Healy | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Jul 15, 2010 | Nov 4, 2010 (112 d) |
| Joseph Paul Arisco | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 21, 2010 | Jan 14, 2014 (1303 d) |
| Mary Anne Laferriere | U.S. Bancorp Investments, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 4, 2010 | Dec 2, 2010 (181 d) |
| Natasha Zandra Pirozko | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | Jun 2, 2010 | May 11, 2011 (343 d) |
| Terence Francis Powell | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | May 5, 2010 | May 12, 2010 |
| Lucien Eugene Craig | Level Four Advisory Services other | Cuna Brokerage Services, Inc. other | Other | May 3, 2010 | Aug 5, 2010 (94 d) |
| Jon Hatten | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | Apr 12, 2010 | Aug 20, 2015 (1956 d) |
| John Robert Sturgis | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 5, 2010 | Mar 16, 2010 |
| Robert George Ziegler | Osaic Fa, Inc. other | Cuna Brokerage Services, Inc. other | Other | Feb 4, 2010 | Feb 23, 2010 |
| Richard Allan Orr | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Jan 28, 2010 | Feb 5, 2010 |
| Bradley Scott Johannes | Cetera Investment Services LLC other | Cuna Brokerage Services, Inc. other | Other | Jan 26, 2010 | Feb 5, 2010 |
| Mario Alonzo Trevino | Raymond James Financial Services Advisors, Inc other | Cuna Brokerage Services, Inc. other | Other | Jan 11, 2010 | Apr 13, 2010 (92 d) |
| William F Corr | M&T Securities, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jan 8, 2010 | Jan 19, 2010 |
| Lavander Landowski | Medallion Advisory Services, LLC unclassified | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2009 | Jul 28, 2011 (574 d) |
| Joan L Check | New England Securities Corporation other | Cuna Brokerage Services, Inc. other | Other | Dec 21, 2009 | Jun 18, 2010 (179 d) |
| Helen Ruth Alexander | U.S. Bancorp Investments, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 16, 2009 | Jul 27, 2011 (588 d) |
| Manuel Anthony Torrado | Connecticut Investment Management unclassified | Cuna Brokerage Services, Inc. BD affiliated | Other | Dec 11, 2009 | May 14, 2020 (3807 d) |
| Keith Vancil Gilbert | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Nov 13, 2009 | Dec 18, 2009 (35 d) |
| Howard Edward Rightsell | H. Beck, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 2, 2009 | Jul 8, 2010 (279 d) |
| Melissa Ann Acher | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Sep 25, 2009 | Sep 30, 2009 |
| Corey W Whitcomb | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Sep 17, 2009 | Jul 20, 2016 (2498 d) |
| Katya Lynn Thompson-Cantu | Advisors Asset Management, Inc. other | Cuna Brokerage Services, Inc. other | Other | Sep 4, 2009 | Jul 27, 2010 (326 d) |
| Devon Caldwell Littlefield | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Aug 26, 2009 | Mar 7, 2017 (2750 d) |
| Chris Talpas | Uvest Financial Services Group, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Aug 5, 2009 | Aug 12, 2009 |
| Alfredo Vidrio | U.S. Bancorp Investments, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 4, 2009 | Aug 10, 2009 |
| Mark Aaron Robbins | Uvest Financial Services Group, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Aug 3, 2009 | May 16, 2016 (2478 d) |
| Shaun B Floresca | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | Jul 29, 2009 | Aug 11, 2009 |
| James F Pierotti | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Jul 8, 2009 | Jul 20, 2009 |
| Ramon Luis Martinez | Chittenden Securities, LLC. unclassified | Cuna Brokerage Services, Inc. other | Other | Jun 24, 2009 | Jul 17, 2009 |
| Ricky Dewight Whitmire | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | Jun 15, 2009 | Jul 14, 2009 |
| Wendy Marie Cundari | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Jun 4, 2009 | Jun 11, 2009 |
| Edward Arcilla | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Jun 4, 2009 | Nov 25, 2014 (2000 d) |
| Elizabeth Chantal Erickson | UBS Financial Services Inc. wirehouse | Cuna Brokerage Services, Inc. other | Other | Jun 3, 2009 | Jun 16, 2009 |
| William Kenneth Young Terry | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | May 27, 2009 | Nov 29, 2011 (916 d) |
| James Kelly Houston | Concourse Financial Group Advisors other | Cuna Brokerage Services, Inc. other | Other | Apr 29, 2009 | Jul 9, 2009 (71 d) |
| Stephen Abbott | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Apr 24, 2009 | Oct 12, 2009 (171 d) |
| Thomas Fisher | Citigroup Global Markets Inc. other | Cuna Brokerage Services, Inc. other | Other | Apr 20, 2009 | May 14, 2010 (389 d) |
| Jeffrey Lee Blum | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 6, 2009 | Oct 20, 2010 (562 d) |
| Shaun Michael Crawley | Fortitude Advisory Group L.L.C. other | Cuna Brokerage Services, Inc. other | Other | Apr 6, 2009 | Apr 14, 2009 |
| Steven Laurent Lavergne | Banc Of America Investment Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Mar 26, 2009 | Feb 22, 2013 (1429 d) |
| Dustin Robert Zager | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | Mar 26, 2009 | Dec 14, 2009 (263 d) |
| Geoffrey Michael Tomasetti | Banc Of America Investment Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Mar 5, 2009 | Jun 17, 2009 (104 d) |
| Matthew Richard Benson | Putnam Investment Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Feb 18, 2009 | Jul 1, 2009 (133 d) |
| Giacomo Parente | Banc Of America Investment Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jan 29, 2009 | Apr 6, 2009 (67 d) |
| Eun Joo Kim Hamblin | Morgan Stanley & Co. LLC unclassified | Cuna Brokerage Services, Inc. other | Other | Jan 16, 2009 | Feb 3, 2009 |
| David Lindsey Spencer | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Jan 9, 2009 | Feb 18, 2009 (40 d) |
| Jeff Walter Poole | Banc Of America Investment Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Dec 12, 2008 | Feb 26, 2009 (76 d) |
| Nicholas Frank Nauta | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 5, 2008 | Dec 12, 2008 |
| Michael Louis Rogers | Commonwealth Financial Network national BD | Cuna Brokerage Services, Inc. other | Other | Dec 2, 2008 | Jan 26, 2016 (2611 d) |
| Marioreen Smith Gibson | UBS Financial Services Inc. wirehouse | Cuna Brokerage Services, Inc. other | Other | Nov 24, 2008 | Dec 1, 2008 |
| Michael Jerome Grant | Oneamerica Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Nov 10, 2008 | Mar 27, 2009 (137 d) |
| David Allen Evans | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Oct 20, 2008 | Oct 29, 2008 |
| Robert Dean Nelson | Thrivent Investment Management Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 2, 2008 | Oct 15, 2008 |