DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at USA Financial Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam David StorbakkenOsaic Wealth, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2026Jul 9, 2026
Adam ChambersOsaic Wealth, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2026Apr 27, 2026
Wesley Christopher ReedJ. W. Cole Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2026Aug 10, 2026 (130 d)
Richard NettunoTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2026Jan 2, 2026
Todd HayworthTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2026Mar 10, 2026 (62 d)
Brian KunkelTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 7, 2026
Eric Dixon LoaizaTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 2, 2026
Pamela Marie EchegarayTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Feb 19, 2026 (50 d)
Justin Heath WaddingtonTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 2, 2026
Diana Michele GrohTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 8, 2026
Aaron BurtzelTlg Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 8, 2026
Saundra HudspethIp Financial Advisory Services LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIASep 5, 2025Feb 23, 2026 (171 d)
Michael Starr CaputoStonex Advisors Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2024Jul 23, 2024
Jason Aaron TowlesWells Fargo Advisors wirehouseUSA Financial Securities LLC independent RIAWirehouse to independent RIAJan 12, 2024Jan 2, 2024
Scott Michael HilliardFoundations Investment Advisors LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAOct 2, 2023Oct 2, 2023
Douglas Carlton BryanLifepro Asset Management independent RIAUSA Financial Securities LLC independent RIARIA to RIAJun 16, 2023Jun 15, 2023
Michal FraserInteractive Financial Advisors independent RIAUSA Financial Securities LLC independent RIARIA to RIAApr 10, 2023Mar 20, 2023
Ledell JohnsonOsaic Fs, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2023Mar 1, 2023
Paul Francis BuckleyAmeritas Advisory Services, LLC BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2022Dec 5, 2022
Nelson Eddie NewtonOsaic Fa, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2022Nov 18, 2022
Eric Bernard McginleySecurities America Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2022Jul 18, 2022
Thaddeus Timothy BraunBrookstone Wealth Advisors, LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAJun 17, 2022Sep 18, 2023 (458 d)
Joseph Anthony GreenThrivent Investment Management Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2021Dec 1, 2021
Thomas ColeOsaic Institutions, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2021Sep 1, 2021
David Rodney BlackCantella & Co., Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2021Mar 15, 2021
Timothy Ray SmithIc Advisory Services, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2020Nov 11, 2020
John William MyersCetera Investment Advisers LLC BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2020Oct 30, 2020
Howard Elliott KaplanBrookstone Wealth Advisors, LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAJul 16, 2020Jul 23, 2020
Kevin Jordan CampbellCreativeone Wealth, LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAMar 25, 2020Mar 25, 2020
Samuel Andrew WilliamsGo Long Financial unclassifiedUSA Financial Securities LLC independent RIAOtherMar 2, 2020Feb 27, 2020
Robert James TraversLion Street Advisors, LLC BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2019Nov 6, 2019
Terek WilsonAllstate Financial Advisors, LLC BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2019Nov 21, 2019 (41 d)
Michael Joseph CajthamlAe Wealth Management, LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAJul 9, 2019Jul 8, 2019
William BeranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUSA Financial Securities LLC independent RIAWirehouse to independent RIAJul 2, 2019Aug 1, 2019
William Jeffrey SellersQuestar Asset Management, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2019Feb 1, 2019
Tyler KrzciokLPL Financial LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAJan 22, 2019Mar 11, 2019 (48 d)
Peter Daniel NotaroQuestar Asset Management, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2018Dec 10, 2018
Madison Leigh ParkerCornerstone Securities LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAOct 1, 2018Oct 1, 2018
Wade D CheckettsFidelity Personal And Workplace Advisors BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2018Aug 16, 2018
Bill Stevenson ChildersVoya Financial Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 10, 2018
Gregory Lee KarpVoya Financial Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 22, 2018
Bill S ChildersVoya Financial Advisors, Inc. BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 15, 2018
Davita PrayThrive Capital Management, LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAAug 7, 2018Jul 27, 2018
Ernest J GuerrieroPark Avenue Securities LLC BD affiliatedUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2018Oct 23, 2020 (907 d)
Jeffrey A SheltonShelton Financial Group, Inc. otherUSA Financial Securities LLC otherOtherFeb 12, 2018Jan 17, 2018
Brian Lee NieuwlandtShelton Financial Group, Inc. otherUSA Financial Securities LLC otherOtherFeb 12, 2018Jan 17, 2018
Jason E WhiteShelton Financial Group, Inc. otherUSA Financial Securities LLC otherOtherFeb 12, 2018Jan 17, 2018
Matthew Eric FryShelton Financial Group, Inc. otherUSA Financial Securities LLC otherOtherFeb 12, 2018Jan 17, 2018
William SchuetteProsperity Capital Advisors otherUSA Financial Securities LLC otherOtherFeb 1, 2018Feb 1, 2018
Michael L HastingsSecurian Financial Services, Inc. otherUSA Financial Securities LLC otherOtherJan 11, 2018Jan 5, 2018
Brian Edward FrickInvest Financial Corporation otherUSA Financial Securities LLC otherOtherNov 21, 2017Nov 16, 2017
Paul Douglas AxbergInvest Financial Corporation otherUSA Financial Securities LLC otherOtherNov 17, 2017Nov 16, 2017
Randall J. CashmoreBfc Planning, Inc. otherUSA Financial Securities LLC otherOtherNov 9, 2017Nov 9, 2017
Sonja Michelle HallWoodbury Financial Services, Inc. BD affiliatedUSA Financial Securities LLC otherOtherNov 2, 2017Nov 1, 2017
James L SchulmireNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
Todd Wayne MclaneNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
Frank Andrew MclaneNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
Patrick York MclaneNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
Matthew Thomson MclaneNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
Chad MclaneNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
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172 moves match.