DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Edelman Financial Engines
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas M. Fox | Strategic Advisers LLC national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 16, 2026 |
| Patricia Lynn Brady | Assetmark, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 27, 2026 |
| Damien Andrew Ruybal | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 20, 2026 |
| Jordan Reece Bowman | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Aug 20, 2026 | Aug 21, 2026 |
| Kyle Neil Gauthier | Charles Schwab & Co., Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Aug 20, 2026 |
| William H Kim | Valic Financial Advisors, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Aug 13, 2026 |
| Luz Natalia Fuentes | Kestra Advisory Services, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2026 | Jul 21, 2026 |
| John Golis | Strategic Advisers LLC national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2026 | Jul 30, 2026 |
| William John Dwyer | Seaport Financial Education LLC state registered | Edelman Financial Engines independent RIA | Other | Jul 16, 2026 | Jul 29, 2026 |
| Tyler John Bingham | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 16, 2026 |
| Torry Lyons Dell | Bogart Wealth, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jul 10, 2026 | Jul 16, 2026 |
| Daniel Anthony Einstein | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 10, 2026 |
| Pablo Enrique Crissien | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Aug 19, 2026 (44 d) |
| William Douglas Kindle | Homestead Advisers Corp. other | Edelman Financial Engines independent RIA | Other | Jun 30, 2026 | Jun 26, 2026 |
| Thomas Marc Harris | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jun 26, 2026 | Jul 16, 2026 |
| Sonny David Edward Licata | Spinnaker Investment Group, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jun 24, 2026 | Jul 2, 2026 |
| Patrick Scott Campbell | Mcadam LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jun 24, 2026 | Jul 7, 2026 |
| Trent Sadler | Dynamic independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jun 23, 2026 | Jul 16, 2026 |
| Brian Wesley Hood | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Jul 16, 2026 |
| Masi Mott | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Jul 1, 2026 |
| Danielle M Chaisson | Morgan Stanley wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | May 7, 2026 | Jun 17, 2026 (41 d) |
| Ryan T Krug | Morgan Stanley wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | May 7, 2026 | May 11, 2026 |
| Garrett Isaac Galberach | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 30, 2026 | May 1, 2026 |
| Aamina Nadeem Siddiqui | Irc Wealth independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 28, 2026 | Apr 28, 2026 |
| Charles William Keeley | Raymond James Financial Services Advisors, Inc BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 29, 2026 |
| Luke E Boyle | Morgan Stanley wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Apr 27, 2026 | Apr 29, 2026 |
| William Joseph Marsh | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 23, 2026 | Aug 6, 2026 (105 d) |
| Rui Mao | Strategic Advisers LLC national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | May 1, 2026 |
| Rohit Mehrotra | Svb Wealth independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 21, 2026 | May 6, 2026 |
| Gabriel M Maires | Morgan Stanley wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Apr 20, 2026 | Apr 29, 2026 |
| Craig Elbert Loewenstein | Charles Schwab & Co., Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2026 | Apr 10, 2026 |
| Logan Spivey | J.P. Morgan Securities LLC wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Apr 14, 2026 | May 5, 2026 |
| Marriann Daoud | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Apr 4, 2026 | Apr 6, 2026 |
| James Joseph Reagan | Keenan Financial independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 2, 2026 | Jul 30, 2026 (119 d) |
| Patrick Bryan Burkhart | Nationwide Investment Advisors, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | May 1, 2026 |
| James Thomas Walker | Fellowship Financial Planning independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Mar 27, 2026 | Jun 12, 2026 (77 d) |
| Leonardo Theofilo Viera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Mar 25, 2026 | Mar 27, 2026 |
| Amy Clingenpeel Diamond | Alta Capital Management LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Mar 24, 2026 | Apr 10, 2026 |
| Paul Andrew Dyson | Fisher\Smb institutional | Edelman Financial Engines independent RIA | Other | Mar 23, 2026 | Mar 17, 2026 |
| Jordan Johnson | Charles Schwab & Co., Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2026 | Mar 11, 2026 |
| Joseph Steven Cates | LPL Financial LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Mar 11, 2026 |
| Hunter Moses | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Mar 13, 2026 | Aug 26, 2026 (166 d) |
| Ken Thanh Hung Ngo | Wells Fargo Advisors wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Mar 9, 2026 | Mar 13, 2026 |
| Blake Riddle | Strategic Advisers LLC national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Mar 4, 2026 |
| Daniel Lee Honeycutt | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Apr 1, 2026 |
| James Warren West | Fisher\Smb institutional | Edelman Financial Engines independent RIA | Other | Mar 2, 2026 | Mar 16, 2026 |
| Anthony Ferrara | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Mar 12, 2026 |
| Ronnie Edward Dawson | Edgerock Wealth Management independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Feb 20, 2026 | Apr 2, 2026 (41 d) |
| Rusty Ullery | LPL Enterprise, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2026 | Feb 2, 2026 |
| Dominic Anthony Bova | Ritholtz Wealth Management independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Feb 10, 2026 | Mar 2, 2026 |
| Richard Eusebe | Raymond James & Associates, Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Mar 3, 2026 |
| Trevor James Santoro | Morningstar Investment Management LLC mixed wealth | Edelman Financial Engines independent RIA | RIA to RIA | Feb 2, 2026 | Feb 12, 2026 |
| Jordan Isbell | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Jan 22, 2026 |
| Stewart Deregt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Edelman Financial Engines independent RIA | Wirehouse to independent RIA | Jan 22, 2026 | Jan 14, 2026 |
| Thomas Kent Brumfield | Transamerica Retirement Advisors, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2026 | Mar 9, 2026 (48 d) |
| Michelle Diane Clifford | Thrivent Investment Management Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Jan 20, 2026 |
| Bryant Henry Gauthier | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Jan 12, 2026 | Jan 15, 2026 |
| Dorath V Chamarthi | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jun 16, 2026 (161 d) |
| Thomas Jeffrey Shull | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jan 16, 2026 |
| Derrick Malcolm Wilson | Esi Financial Advisors independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Dec 31, 2025 | Apr 13, 2026 (103 d) |
Page 1 of 8Next
457 moves match.