DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Federated Investment Counseling

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robert Lefone James	Federated Securities Corp. no RAUM	Federated Investment Counseling other	Other	Jun 18, 2026	Jan 14, 2015
Nicholas Rubinowicz	Federated Securities Corp. no RAUM	Federated Investment Counseling institutional	Other	May 11, 2026	Jan 3, 2024
Emily Coughlin	Federated Securities Corp. no RAUM	Federated Investment Counseling institutional	Other	May 7, 2026	Dec 10, 2025
Michael E Brown	Federated Securities Corp. no RAUM	Federated Investment Counseling institutional	Other	Feb 26, 2026	Nov 25, 2025
Nicholas Vincent Fiano	Federated Securities Corp. no RAUM	Federated Investment Counseling institutional	Other	Jan 7, 2026	Feb 3, 2022
Derrick Richard Stancick	Hartford Funds asset manager	Federated Investment Counseling institutional	Other	Dec 6, 2023	Dec 5, 2023
Craig Wilton Henderson	C.W. Henderson & Associates, Inc. independent RIA	Federated Investment Counseling institutional	Other	Dec 2, 2022	Oct 27, 2022
Scott Robert Kelley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling institutional	Other	Apr 27, 2022	May 10, 2022
Eric George Kramer	Ameriprise Financial Services, LLC national BD	Federated Investment Counseling institutional	Other	Jan 31, 2022	Mar 23, 2022 (51 d)
Christopher T Koch	Nuveen Asset Management, LLC mixed wealth	Federated Investment Counseling institutional	Other	Nov 22, 2019	Nov 21, 2019
David Anthony Perez	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling institutional	Other	Oct 4, 2017	Apr 15, 2022 (1654 d)
Maria Riggi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Nov 11, 2013	Mar 9, 2015 (483 d)
Bethany Anne Schmittel	Wells Fargo Advisors wirehouse	Federated Investment Counseling other	Other	Jul 12, 2011	Jan 10, 2013 (548 d)
Timothy Joseph Shanahan	Federated Global Investment Management Corp. other	Federated Investment Counseling other	Other	Dec 31, 2010	Apr 15, 2009
Nicholas Frederick Cicci	Federated Securities Corp. no RAUM	Federated Investment Counseling other	Other	Nov 5, 2010	Apr 6, 2010
Jeffrey Scott Fedan	T. Rowe Price Advisory Services, Inc. no RAUM	Federated Investment Counseling institutional	Other	May 21, 2010	Apr 19, 2018 (2890 d)
Andrew Joseph Hernandez	Edward Jones national BD	Federated Investment Counseling other	Other	Dec 21, 2009	Mar 2, 2010 (71 d)
Peter Christopher Gustini	Mdt Advisers, A Division Of Federated Mdta LLC other	Federated Investment Counseling other	Other	Dec 18, 2009	Jan 10, 2007
Frederick James Minges	Federated Global Investment Management Corp. other	Federated Investment Counseling other	Other	Dec 9, 2009	Apr 15, 2009
Scott Alan Holick	Neuberger Berman Bd LLC other	Federated Investment Counseling other	Other	Jul 24, 2009	Nov 12, 2009 (111 d)
Jeffrey Paul Machiele	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Dec 31, 2008	May 4, 2011 (854 d)
Rodney Andrew Kehler	Alliancebernstein L.P. other	Federated Investment Counseling other	Other	Nov 10, 2008	Nov 13, 2008
Scott Alan Vallina	Ameriprise Financial Services, LLC national BD	Federated Investment Counseling other	Other	Jun 24, 2008	Jul 8, 2008
Mark Joseph Murphy	Amg Distributors, Inc. unclassified	Federated Investment Counseling other	Other	Jun 5, 2008	Oct 20, 2008 (137 d)
Brian Joseph Sliney	Putnam Investment Management, LLC other	Federated Investment Counseling other	Other	May 6, 2008	May 13, 2008
Thomas Andrew Marik	Guggenheim Investments other	Federated Investment Counseling other	Other	Apr 9, 2008	Jun 24, 2008 (76 d)
Darren Johns	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Apr 2, 2008	Jul 9, 2008 (98 d)
Benjamin Paul Burkley	Edward Jones national BD	Federated Investment Counseling other	Other	Apr 2, 2008	Mar 2, 2010 (699 d)
John Charles Mosko	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Mar 18, 2008	May 14, 2008 (57 d)
Michael Jon Baron	Voya Financial Partners, LLC other	Federated Investment Counseling other	Other	Sep 12, 2007	Sep 12, 2007
Jeffrey Scott Jones	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Apr 10, 2006	Apr 12, 2006
Kathryn Swain	Charles Schwab & Co., Inc. national BD	Federated Investment Counseling other	Other	Jan 9, 2006	Feb 13, 2007 (400 d)
Christopher David Berg	Lincoln Financial Distributors, Inc. unclassified	Federated Investment Counseling other	Other	Dec 14, 2005	Sep 2, 2009 (1358 d)
Shawn Everett Knutson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Jun 28, 2005	Jan 5, 2006 (191 d)
Timothy Carl Hall	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Federated Investment Counseling other	Other	Jan 5, 2005	Jan 11, 2005
Daniel Patrick Casey	Allianz Global Investors Managed Accounts LLC other	Federated Investment Counseling other	Other	Jul 14, 2003	Aug 8, 2003
Denis Patrick Doherty	Citigroup Global Markets Inc. other	Federated Investment Counseling other	Other	Apr 11, 2003	Jun 17, 2005 (798 d)

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37 moves match.