DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirk Roy Fricke | Hilltop Securities Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2026 | Sep 14, 2026 |
| Cynthia Alda Doussard | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 11, 2026 |
| Michael Vincent Addessi | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Christine Jane Mclean | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 8, 2026 |
| Laura Noel Woods | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Michael Oconnor Addessi | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Schanice Lanae' Staples | Northwestern Mutual Investment Services,LLC no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Sep 14, 2026 | Sep 11, 2026 |
| Matthew John Draganchuk | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Aaron Myers Lyon | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Samuel Connelly | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 17, 2026 |
| Mitchell Thunell | Robinhood Asset Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 8, 2026 |
| Jeremy W Bierlein | Td Private Client Wealth LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 15, 2026 |
| Jaden Sebring | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 2, 2026 |
| Richard Albert Gagne | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| William Byrd King | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 2, 2026 |
| Christopher Roehrkasse | Strategic Advisers LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| Brian Ashley Nelson | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 2, 2026 |
| Eric Lee Utesch | J.P. Morgan Securities LLC wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2026 | Sep 1, 2026 |
| Tanner Lane Kennedy | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Joanne Amorosi | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 26, 2026 |
| Benjamin Martin Dubinski | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 25, 2026 |
| Michael Victor Lomet | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 18, 2026 |
| William Robert Sturges | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 12, 2026 |
| Nicholas Kakas | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 12, 2026 |
| Peter J Hall | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 25, 2026 |
| Timothy David O'Connell | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 25, 2026 |
| Jesus Manuel Beltran | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 19, 2026 |
| Zachary Czaplicki | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 25, 2026 |
| Scott Allen Holman | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| Charles Francis Boagni | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 18, 2026 |
| Tira Lee Clement | Esi Financial Advisors independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Karen Marshall | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 10, 2026 |
| Cameron David Peters | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 17, 2026 |
| Edward Adam Feduke | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 19, 2026 |
| Steven Mark Roth | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Tuan Ray Leach | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Brian Waters Phipps | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| George Anthony Schmansky | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 3, 2026 |
| David Chou | Kovack Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 18, 2026 |
| Bradley Raymond Konopaske | Advisornet Wealth Partners independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2026 | Jun 8, 2023 |
| John Alexander Black | Independent Advisor Alliance, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 12, 2026 |
| Allison F Grier | Independent Advisor Alliance, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 12, 2026 |
| Morgan Elizabeth Hinchen | Independent Advisor Alliance, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 12, 2026 |
| Steven Michael Segura | Advice And Planning Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 13, 2026 |
| Alan James Landrum | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Lester Scott Pyle | Creative Planning Institutional Advisors, LLC institutional | Cetera Investment Advisers LLC BD affiliated | Other | Aug 3, 2026 | Jun 29, 2023 |
| Jeremy Michael Bok | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 22, 2026 |
| Kristen Lee Zingale | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 23, 2026 |
| James Michael Fonville | Schwab Wealth Advisory, Inc. no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Aug 1, 2026 | Jul 23, 2026 |
| Torrance D Chaplin | Primerica Advisors national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 27, 2026 |
| Stephen William Cogger | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 17, 2026 |
| Sanjay Dhar | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 27, 2026 |
| Harry Bonn | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 24, 2026 |
| Gabrielle Dilese Phenix | First Command Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 27, 2026 |
| Jessica C Brooks | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 28, 2026 |
| Michael Gerard Tate | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 24, 2026 |
| Nikolai Matthew Papa | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 23, 2026 |
| Donn Sandy Levine | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 23, 2026 |
| Nathan Dwayne Roberts | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2026 | Jul 1, 2026 |
| Jeff Tracy Guthrie | Huntington Financial Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 28, 2026 |
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4,339 moves match.