DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Edelman Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carol Ysabel BeckettJ.P. Morgan Securities LLC wirehouseEdelman Financial Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 12, 2018Oct 17, 2018 (35 d)
Jacob Douglas AlticPruco Securities, LLC BD affiliatedEdelman Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2018Jul 13, 2018
John Charles GeilfussT. Rowe Price Advisory Services, Inc. independent RIAEdelman Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2018Jul 19, 2018
Christy Meyer MartinichUsaa Investment Services Company BD affiliatedEdelman Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2018Jun 15, 2018
Zachary James DevineMercer Global Advisors Inc. independent RIAEdelman Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2018Apr 9, 2018
Bernadette Marie LawE*Trade Capital Management, LLC independent RIAEdelman Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2018Mar 20, 2018
Amanda Carter JohnsonStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherNov 22, 2017Dec 5, 2017
Joseph Anthony AzzopardiGolden State Wealth Management, LLC otherEdelman Financial Services, LLC otherOtherSep 21, 2017Sep 12, 2017
James Matthew McphersonLPL Financial LLC otherEdelman Financial Services, LLC otherOtherSep 13, 2017Sep 27, 2017
Craig HarsheyTruist Advisory Services, Inc. otherEdelman Financial Services, LLC BD affiliatedOtherSep 6, 2017Apr 11, 2018 (217 d)
Athena Johnson FelhandlerStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherAug 21, 2017Sep 15, 2017
Jason Michael GuloshUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherAug 16, 2017Oct 23, 2017 (68 d)
Samantha Lynne MenardCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherJul 3, 2017Sep 21, 2017 (80 d)
Nathaniel Onley ParksCommonwealth Financial Network national BDEdelman Financial Services, LLC otherOtherJun 13, 2017Sep 12, 2017 (91 d)
Todd Michael LongStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherApr 12, 2017Apr 26, 2017
Emil Gil Ben-DavidStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherApr 10, 2017May 1, 2017
Leonard Frank NowakLiberty Wealth Advisors, LLC otherEdelman Financial Services, LLC otherOtherFeb 23, 2017Jan 17, 2017
Debra A GetzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Services, LLC otherOtherNov 30, 2016Dec 6, 2016
Pranali Pai FortiniCitigroup Global Markets Inc. otherEdelman Financial Services, LLC otherOtherNov 18, 2016Nov 14, 2016
Stephen Anthony SassiCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherNov 2, 2016Nov 3, 2016
Sumedha MalhotraConvergent Wealth Advisors, LLC otherEdelman Financial Services, LLC otherOtherOct 31, 2016Oct 24, 2017 (358 d)
Joseph MccarthyWms Advisors, LLC otherEdelman Financial Services, LLC otherOtherOct 13, 2016Oct 17, 2016
Jacob C MercerStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherOct 10, 2016Oct 31, 2016
Benjamin Clifford HeikesStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherOct 6, 2016Nov 8, 2016 (33 d)
Judith Marie DornacherB. C. Ziegler And Company otherEdelman Financial Services, LLC otherOtherSep 28, 2016May 16, 2017 (230 d)
Brian Lee HayesStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherAug 22, 2016Oct 27, 2016 (66 d)
Stephen Barry FreedmanUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherAug 17, 2016Aug 22, 2016
Edward J RossiCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherAug 15, 2016Aug 8, 2016
David Sean MarksCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherAug 12, 2016Aug 10, 2016
William Calvin BeattieCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherAug 12, 2016Aug 16, 2016
Alex Boris ShurinCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherAug 12, 2016Aug 8, 2016
Christopher Brian SosaValic Financial Advisors, Inc. otherEdelman Financial Services, LLC otherOtherAug 11, 2016Aug 10, 2016
Andrew James LehmanHamilton Capital otherEdelman Financial Services, LLC otherOtherAug 8, 2016Aug 10, 2016
Joshi KoneruStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherAug 5, 2016Aug 8, 2016
Adam RoslovicFsc Securities Corporation otherEdelman Financial Services, LLC otherOtherAug 5, 2016Aug 12, 2016
Robert S ChoyStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherAug 1, 2016Aug 8, 2016
Matthew Charles WollickUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherJul 29, 2016Aug 12, 2016
Johnathan Aaron CherryUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherJul 29, 2016Aug 8, 2016
Gabriel John GoodhopeUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherJul 27, 2016Aug 22, 2016
Lance Joseph BlountNational Planning Corporation ("Npc Of America" In Fl & Ny) otherEdelman Financial Services, LLC otherOtherJul 26, 2016Jul 26, 2016
Christopher Robert FischerStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherJul 26, 2016Aug 12, 2016
Gary Joseph BrognaMercer Global Advisors Inc. otherEdelman Financial Services, LLC otherOtherJun 30, 2016Jul 1, 2016
Meredith Rae KitsonSignator Investors, Inc. otherEdelman Financial Services, LLC BD affiliatedOtherJun 17, 2016Jan 9, 2018 (571 d)
Erica Jan WeiserCetera Advisor Networks LLC otherEdelman Financial Services, LLC otherOtherJun 15, 2016May 15, 2017 (334 d)
John Bowers McconnellM&T Securities, Inc. unclassifiedEdelman Financial Services, LLC otherOtherJun 13, 2016Jun 7, 2016
Yolanda Tiffany WatersUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherMay 10, 2016May 12, 2016
Sara Schalz UhCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherMay 9, 2016May 17, 2016
Mariah DehavenAdvice And Planning Services otherEdelman Financial Services, LLC otherOtherMay 4, 2016May 12, 2016
Matthew James DuskeyStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherMay 4, 2016May 18, 2016
Ashley Sheena ZephirStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherMay 3, 2016May 12, 2016
Nicholas Jacob FriedmanStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherApr 29, 2016May 12, 2016
Robert James AndreolaCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherApr 22, 2016May 16, 2016
Lakeisha Nicole HillPruco Securities, LLC otherEdelman Financial Services, LLC otherOtherApr 18, 2016May 12, 2016
Gregory John GrassoStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherApr 15, 2016May 24, 2016 (39 d)
Joshua Robison SorensenCetera Advisor Networks LLC otherEdelman Financial Services, LLC otherOtherApr 11, 2016Apr 14, 2016
Jonathan M MerriganStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherApr 8, 2016May 16, 2016 (38 d)
Rita Jerra Chehoeva-HeadMorgan Stanley wirehouseEdelman Financial Services, LLC otherOtherMar 16, 2016Mar 4, 2016
John Henry SpergerStrategic Advisers LLC national BDEdelman Financial Services, LLC otherOtherFeb 10, 2016Feb 3, 2016
Kevin Randoll OstergaardSecurian Financial Services, Inc. otherEdelman Financial Services, LLC otherOtherFeb 3, 2016Feb 2, 2016
Alexandra Mariola MccombCharles Schwab & Co., Inc. national BDEdelman Financial Services, LLC otherOtherFeb 1, 2016Feb 4, 2016
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245 moves match.