DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Strategic Financial Alliance

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew AumannLPL Financial LLC BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2026Apr 24, 2026
Julius Steven HutchinsonStrategic Blueprint, LLC independent RIAThe Strategic Financial Alliance BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2025Oct 29, 2025
Deborah Rebecca LewisLewis Financial Management, LLC independent RIAThe Strategic Financial Alliance BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2025Apr 23, 2025
Momodou MbengaMorgan Stanley wirehouseThe Strategic Financial Alliance BD affiliatedWirehouse to affiliated broker-dealer or bankNov 7, 2024Nov 26, 2024
Deaderick K JonesOsaic Wealth, Inc. BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2024Apr 22, 2025 (204 d)
Richard ParkOsaic Wealth, Inc. BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2024Jan 8, 2024
Daniel Gerard MeehanIndependent Financial Group, LLC BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2023Aug 4, 2023
Michael David RobertsTriad Advisors, LLC BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2023Apr 4, 2023
David William TrendeAmerican Portfolios Advisors, Inc BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherOct 27, 2022Oct 26, 2022
David SchrollSagepoint Financial, Inc. BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2022Apr 14, 2022
Nicholas Frank RothBankoh Advisors independent RIAThe Strategic Financial Alliance BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2022Aug 29, 2022 (161 d)
Judah D MarguliesEquitable Advisors, LLC national BDThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2020Jan 22, 2021 (53 d)
Dominique DavisTriad Advisors, LLC BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Mar 3, 2021 (219 d)
Sean Brian SmithCambridge Investment Research Advisors, Inc. BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Jan 2, 2020
Maxine Asha AllenTruist Advisory Services, Inc. BD affiliatedThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2018Oct 3, 2018
Claire ThorntonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Strategic Financial Alliance BD affiliatedWirehouse to affiliated broker-dealer or bankJun 26, 2018Jun 12, 2018
Rudolfo Mark CapobresCommonwealth Financial Network national BDThe Strategic Financial Alliance BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2018Apr 10, 2018
Darla Diane MainCetera Advisors LLC otherThe Strategic Financial Alliance otherOtherNov 1, 2017Oct 30, 2017
Jamie Renee MasonMercer Global Advisors Inc. otherThe Strategic Financial Alliance otherOtherJan 12, 2017Sep 29, 2017 (260 d)
Amy Smith RubinVsr Advisory Services otherThe Strategic Financial Alliance otherOtherJul 20, 2016Jul 20, 2016
Alan Anthony AndersonVsr Advisory Services otherThe Strategic Financial Alliance otherOtherJul 20, 2016Jul 15, 2016
Sharon H BudnikVsr Advisory Services otherThe Strategic Financial Alliance otherOtherJul 19, 2016Jul 16, 2016
Amy Noelle ConleyFirst Allied Advisory Services, Inc. otherThe Strategic Financial Alliance otherOtherMay 11, 2016May 4, 2016
Sherry Wyble CampbellFirst Allied Advisory Services, Inc. otherThe Strategic Financial Alliance otherOtherMay 11, 2016May 13, 2016
Amy Grace AbromaitisVsr Advisory Services otherThe Strategic Financial Alliance otherOtherApr 4, 2016Apr 1, 2016
Renee Anne BenoitInvest Financial Corporation otherThe Strategic Financial Alliance otherOtherJan 4, 2016Jan 15, 2016
Scott Taylor ShefferBarclays Capital Inc. otherThe Strategic Financial Alliance otherOtherDec 15, 2015Aug 18, 2017 (612 d)
Richard Hampton YoungLPL Financial LLC otherThe Strategic Financial Alliance otherOtherNov 25, 2015Jan 20, 2016 (56 d)
Gregory Allen WalesGradient Advisors, LLC otherThe Strategic Financial Alliance otherOtherAug 12, 2015Aug 13, 2015
Franklin Travis ReynoldsG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherDec 31, 2014Jan 16, 2015
Edward Lamar BrownG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherDec 31, 2014Jan 16, 2015
Richard William GaileyG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherDec 31, 2014Mar 7, 2018 (1162 d)
Paul Arthur PollatzG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherDec 31, 2014Jan 16, 2015
Jack Reynolds EdwardsG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherDec 31, 2014Jan 16, 2015
Jon David DixonG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherDec 31, 2014Jan 16, 2015
Gregory Keith FosterWells Fargo Advisors wirehouseThe Strategic Financial Alliance otherOtherDec 9, 2014Jun 21, 2016 (560 d)
Philippus Theunis Van StadenG. A. Repple & Company otherThe Strategic Financial Alliance otherOtherAug 5, 2014Sep 23, 2014 (49 d)
Matthew Radcliff LoweryCoastal Capital Advisors, LLC unclassifiedThe Strategic Financial Alliance otherOtherAug 1, 2014Jul 23, 2014
Lewis James WalkerWalker Capital Advisory Services, Inc. unclassifiedThe Strategic Financial Alliance otherOtherApr 22, 2014Mar 25, 2009
Paige Hamilton KerrLPL Financial LLC otherThe Strategic Financial Alliance otherOtherMar 14, 2014May 28, 2014 (75 d)
Kevin James MurphyUBS Financial Services Inc. wirehouseThe Strategic Financial Alliance otherOtherMar 10, 2014Mar 10, 2014
Kevin BartelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Strategic Financial Alliance otherOtherMar 3, 2014Apr 11, 2017 (1135 d)
Moiz HusainCambridge Investment Research Advisors, Inc. otherThe Strategic Financial Alliance otherOtherNov 19, 2013Apr 24, 2014 (156 d)
Christy Lee HorlacherCoastal Capital Advisors, LLC unclassifiedThe Strategic Financial Alliance otherOtherOct 11, 2013Oct 4, 2013
Phillip Joseph PalmerTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherMay 31, 2013Jun 13, 2013
Bruce J BryceTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherMay 30, 2013Jun 11, 2013
Joseph Daly FierroTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherMay 29, 2013May 28, 2013
Scott Wesley RossTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherApr 16, 2013Apr 22, 2013
Patricia Anne WojnarowskiTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherApr 15, 2013Apr 15, 2013
Cynthia A PulverTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherMar 25, 2013Mar 25, 2013
Mahmud JethaInvest Financial Corporation otherThe Strategic Financial Alliance otherOtherMar 21, 2013Mar 18, 2015 (727 d)
Kathleen Kim KempfLPL Financial LLC otherThe Strategic Financial Alliance otherOtherMar 4, 2013Feb 19, 2013
Richard Wayne GibsonTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherNov 2, 2012Oct 30, 2012
Paul Edward KletkeTransamerica Financial Advisors, LLC otherThe Strategic Financial Alliance otherOtherOct 11, 2012Oct 11, 2012
Charles Theodore RothermelRetirement Plan Advisors, LLC otherThe Strategic Financial Alliance otherOtherJul 16, 2012Jul 17, 2012
Amy Jean BremmerJ.P. Morgan Securities LLC wirehouseThe Strategic Financial Alliance otherOtherMay 15, 2012Aug 20, 2012 (97 d)
Kathryn Pocock GustafsonGlobal Brokerage Services, Inc. independent RIAThe Strategic Financial Alliance otherOtherApr 20, 2012Apr 20, 2012
Lori Pocock AllisonGlobal Brokerage Services, Inc. independent RIAThe Strategic Financial Alliance otherOtherApr 20, 2012Apr 20, 2012
Michael Reed StevensGlobal Brokerage Services, Inc. independent RIAThe Strategic Financial Alliance otherOtherApr 20, 2012Apr 20, 2012
Thomas Mahone TollesonSanders Morris LLC otherThe Strategic Financial Alliance otherOtherApr 2, 2012Apr 20, 2012
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109 moves match.