DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Brokersxpress LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Paul NunezWestminster Financial Advisory Corp otherBrokersxpress LLC otherOtherDec 31, 2011Feb 1, 2012 (32 d)
Pradeep JayaramanEdward Jones national BDBrokersxpress LLC otherOtherNov 16, 2011Nov 14, 2011
Ryan J TalbotEdward Jones national BDBrokersxpress LLC otherOtherSep 29, 2011Sep 30, 2011
Brandon Scott PostmaLPL Financial LLC otherBrokersxpress LLC otherOtherSep 7, 2011Aug 24, 2011
Gary Burton DannarOneamerica Securities, Inc. otherBrokersxpress LLC otherOtherAug 31, 2011Aug 25, 2011
Molly AmbrosinoWintrust Investments otherBrokersxpress LLC otherOtherAug 9, 2011Aug 15, 2011
Jeffry Scott LivingstonWells Fargo Advisors wirehouseBrokersxpress LLC otherOtherAug 1, 2011Aug 1, 2011
Stephen Andrew KilpatrickNational Planning Corporation ("Npc Of America" In Fl & Ny) otherBrokersxpress LLC otherOtherJul 20, 2011Aug 1, 2011
Peigen TaoMML Investors Services, LLC otherBrokersxpress LLC otherOtherJul 18, 2011Jul 15, 2011
Ray Allen SchoonoverOppenheimer & Co. Inc. otherBrokersxpress LLC otherOtherJun 8, 2011Jun 1, 2011
Todd Anthony Heath-HazlettSecurities America Advisors, Inc. otherBrokersxpress LLC otherOtherJun 7, 2011Jun 3, 2011
Stephen Lugo YoungAmeriprise Financial Services, LLC national BDBrokersxpress LLC otherOtherMay 19, 2011May 20, 2011
Michael Lynn FortnerLPL Financial LLC otherBrokersxpress LLC otherOtherMay 13, 2011May 3, 2011
Lonnie Gene SimpsonRaymond James Financial Services Advisors, Inc otherBrokersxpress LLC otherOtherMay 11, 2011May 9, 2011
Jacalyn MurraySuntrust Investment Services, Inc. otherBrokersxpress LLC otherOtherMar 18, 2011Apr 21, 2011 (34 d)
Sophie M LancasterCetera Advisors LLC otherBrokersxpress LLC otherOtherFeb 17, 2011Jun 10, 2011 (113 d)
Michael Corbett MilneRaymond James Financial Services Advisors, Inc otherBrokersxpress LLC otherOtherJan 26, 2011Feb 10, 2011
Michael Frederick FerroB Riley Wealth Management otherBrokersxpress LLC otherOtherDec 31, 2010Jun 6, 2011 (157 d)
Robert Emmett HicksRaymond James Financial Services Advisors, Inc otherBrokersxpress LLC otherOtherDec 23, 2010Jan 5, 2011
Stefani M. BywaterNorthwestern Mutual Investment Services,LLC otherBrokersxpress LLC otherOtherNov 9, 2010Nov 8, 2010
Stephen Joseph ScottAmeriprise Financial Services, LLC national BDBrokersxpress LLC otherOtherNov 3, 2010Nov 5, 2010
David L MckimmyLPL Financial LLC otherBrokersxpress LLC otherOtherOct 25, 2010Oct 20, 2010
David Andrew BrooksAmeriprise Financial Services, LLC national BDBrokersxpress LLC otherOtherOct 19, 2010Oct 20, 2010
Lance Lane MccubbinsEdward Jones national BDBrokersxpress LLC otherOtherSep 30, 2010Feb 17, 2011 (140 d)
Leo Charles WagnerLPL Financial LLC otherBrokersxpress LLC otherOtherSep 27, 2010Sep 25, 2010
Andrew William RodgersRaymond James Financial Services Advisors, Inc otherBrokersxpress LLC otherOtherSep 17, 2010Sep 15, 2010
Charles Arthur CoxRaymond James Financial Services Advisors, Inc otherBrokersxpress LLC otherOtherSep 17, 2010Sep 15, 2010
Brian Delbert FrederickRaymond James Financial Services Advisors, Inc otherBrokersxpress LLC otherOtherSep 17, 2010Sep 15, 2010
Andrew James HoffmeyerCentaurus Financial, Inc. otherBrokersxpress LLC otherOtherSep 16, 2010Oct 13, 2010
Paul Edward MannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBrokersxpress LLC otherOtherSep 7, 2010Oct 8, 2010 (31 d)
Serge Patrick D'AdeskyEdward Jones national BDBrokersxpress LLC otherOtherJul 19, 2010Jun 25, 2010
Peter Henry KarnowskiJesup & Lamont Advisors unclassifiedBrokersxpress LLC otherOtherJul 15, 2010Aug 10, 2010
Michael Joseph O'MaraJesup & Lamont Securities Corp unclassifiedBrokersxpress LLC otherOtherJul 8, 2010Aug 10, 2010 (33 d)
Marco Antonio RiveraWells Fargo Investments, LLC unclassifiedBrokersxpress LLC otherOtherJun 10, 2010Jun 1, 2010
Larry Scott WallaceSecurities America Advisors, Inc. otherBrokersxpress LLC otherOtherMay 17, 2010May 17, 2010
Marilyn P Carter-HoganWells Fargo Advisors wirehouseBrokersxpress LLC otherOtherApr 5, 2010Apr 5, 2010
Jerry Wayne LudwigGunnallen Financial, Inc unclassifiedBrokersxpress LLC otherOtherMar 26, 2010Mar 24, 2010
Henry Lequence SmithEvolve Securities, Inc. unclassifiedBrokersxpress LLC otherOtherMar 18, 2010Mar 15, 2010
Nikifor Alexandrov PaunovWells Fargo Advisors wirehouseBrokersxpress LLC otherOtherFeb 26, 2010Feb 25, 2010
John Henry StearnsMorgan Keegan & Company, LLC otherBrokersxpress LLC otherOtherJan 21, 2010Jan 14, 2010
Sharone HakmanWells Fargo Investments, LLC unclassifiedBrokersxpress LLC otherOtherJan 14, 2010Mar 4, 2010 (49 d)
Michael Webb PostHowe Barnes Capital Management, Inc. unclassifiedBrokersxpress LLC otherOtherJan 12, 2010Jan 4, 2010
Andrew David SharpPaul Comstock Partners otherBrokersxpress LLC otherOtherDec 2, 2009Mar 3, 2010 (91 d)
Jason Wayne VeinotAmeritas Advisory Services otherBrokersxpress LLC otherOtherNov 25, 2009Nov 3, 2009
Geoffrey Jay IngramSecurities America Advisors, Inc. otherBrokersxpress LLC otherOtherNov 2, 2009Oct 30, 2009
Timothy M WebbCitigroup Global Markets Inc. otherBrokersxpress LLC otherOtherOct 16, 2009Sep 18, 2009
Asim SheikhUBS Financial Services Inc. wirehouseBrokersxpress LLC otherOtherAug 24, 2009Aug 10, 2009
Kermit Gordon GableNfp Advisor Services, LLC otherBrokersxpress LLC otherOtherAug 17, 2009Aug 17, 2009
William Blair HammondUsf Advisors, LLC unclassifiedBrokersxpress LLC otherOtherJul 7, 2009Mar 6, 2009
David ZaleUsf Advisors, LLC unclassifiedBrokersxpress LLC otherOtherJul 7, 2009Mar 5, 2009
Jason Franklin BriscoeUsf Advisors, LLC unclassifiedBrokersxpress LLC otherOtherJul 7, 2009Mar 6, 2009
Lauray Denise KennedyUsf Advisors, LLC unclassifiedBrokersxpress LLC otherOtherJul 7, 2009May 27, 2009
Byron Keith FordLPL Financial LLC otherBrokersxpress LLC otherOtherJun 5, 2009Jun 5, 2009
Andrew Kyle MeadowsUBS Financial Services Inc. wirehouseBrokersxpress LLC otherOtherMay 13, 2009Dec 9, 2009 (210 d)
Mathew Paul SchweiflerCitigroup Global Markets Inc. otherBrokersxpress LLC otherOtherApr 27, 2009May 12, 2009
Ronald Lee MccoyGunnallen Financial, Inc unclassifiedBrokersxpress LLC otherOtherApr 3, 2009Apr 9, 2009
Ronald Bryan SultzbachJanney Montgomery Scott LLC otherBrokersxpress LLC otherOtherApr 1, 2009Mar 23, 2009
Michael David WaltonUsf Advisors, LLC unclassifiedBrokersxpress LLC otherOtherMar 6, 2009Mar 13, 2009
Robert Brian DavisWells Fargo Advisors wirehouseBrokersxpress LLC otherOtherJan 30, 2009Feb 12, 2009
Stephen Thomas LanniganWells Fargo Advisors wirehouseBrokersxpress LLC otherOtherJan 12, 2009Jan 31, 2009
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88 moves match.