DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bakeravenue

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Bradley DavisStrategic Advisers LLC national BDBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2026Aug 3, 2026 (40 d)
Timothy Patrick RizzutiAmeriprise Financial Services, LLC national BDBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2026Jun 4, 2026
Brieanna Rain FordConquis Financial LLC independent RIABakeravenue independent RIARIA to RIAApr 23, 2026Jun 4, 2026 (42 d)
Thomas Michael DowdCrawford Investment Counsel Inc independent RIABakeravenue independent RIARIA to RIAMar 12, 2026Apr 14, 2026 (33 d)
Austin James RoeslerCharles Schwab & Co., Inc. national BDBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2025Nov 11, 2025
Timothy Michael GordonCrawford Investment Counsel Inc independent RIABakeravenue independent RIARIA to RIADec 18, 2024Jan 10, 2025
Peter Nicholas EspirituCharles Schwab & Co., Inc. national BDBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2024Jul 10, 2024
David WhiteJ. W. Cole Advisors, Inc. BD affiliatedBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2024Jul 11, 2024
Jonathan Michael BernsteinCharles Schwab & Co., Inc. national BDBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2024Apr 23, 2024
Deborah Leeann CornesEpiq Capital Group, LLC independent RIABakeravenue independent RIARIA to RIAMar 14, 2024Mar 20, 2024
Erik Matthew GholtoghianGreen Pebble Financial unclassifiedBakeravenue independent RIAOtherApr 3, 2023Jan 1, 2025 (639 d)
Glen Alan RivesWillis Johnson Wealth independent RIABakeravenue independent RIARIA to RIAFeb 20, 2023Jun 22, 2023 (122 d)
Dong-Hwan HongCresset Asset Management, LLC independent RIABakeravenue independent RIARIA to RIAApr 11, 2022Apr 22, 2022
Joshua C YoungMercer Global Advisors Inc. independent RIABakeravenue independent RIARIA to RIAApr 4, 2022Mar 16, 2022
Joseph Kristopher KrauszerFidelity Personal And Workplace Advisors BD affiliatedBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2022Jul 10, 2023 (474 d)
Michael D DunnMorgan Stanley wirehouseBakeravenue independent RIAWirehouse to independent RIAJan 11, 2022Jan 20, 2022
Gerald Meredith LuffVeridi Capital no RAUMBakeravenue independent RIAOtherDec 31, 2021Jan 2, 2026 (1463 d)
Geoffrey Dale ErwinFidelity Personal And Workplace Advisors BD affiliatedBakeravenue independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2021Jan 20, 2022 (111 d)
Jennifer E LeongWells Fargo Advisors wirehouseBakeravenue independent RIAWirehouse to independent RIADec 7, 2020Dec 23, 2020
Gerry OconnellHalf Dome Wealth Management LLC unclassifiedBakeravenue independent RIAOtherMay 14, 2020May 19, 2020
Hetal Lilish SakiGates Pass Advisors, LLC independent RIABakeravenue independent RIARIA to RIAMar 28, 2019Apr 5, 2019
Tom Min NgoIconiq Capital, LLC mixed wealthBakeravenue independent RIARIA to RIAJul 27, 2018Jul 11, 2019 (349 d)
Sheila Mary RabautWaypoint Wealth Partners otherBakeravenue otherOtherFeb 13, 2018Feb 26, 2018
Xiuhua XuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBakeravenue independent RIAWirehouse to independent RIADec 7, 2017Oct 22, 2019 (684 d)
Thomas Anthony PiroThe Mcbride Group state registeredBakeravenue otherOtherNov 17, 2016May 3, 2017 (167 d)
Tate HaireWells Fargo Advisors wirehouseBakeravenue otherOtherNov 10, 2015Nov 13, 2015
Marisa Shana RothsteinAsset Strategies, Inc. otherBakeravenue otherOtherOct 27, 2015Sep 16, 2016 (325 d)
Daniel Joseph CassellB|O|S otherBakeravenue otherOtherJun 3, 2015Oct 6, 2015 (125 d)
Tanya Faye WelchPolaris Wealth Advisory Group otherBakeravenue otherOtherFeb 10, 2015Jan 9, 2018 (1064 d)
Ian Joseph RiveroStrategic Advisers LLC national BDBakeravenue otherOtherJan 26, 2015Feb 24, 2015
Peter Anthony SigalCharles Schwab & Co., Inc. national BDBakeravenue otherOtherMay 6, 2014Oct 7, 2014 (154 d)
Christopher Jacob SmithCredit Suisse Securities (USA) LLC otherBakeravenue otherOtherMar 18, 2014Apr 11, 2014
William Patrick ConnorLongboard Asset Management otherBakeravenue otherOtherAug 19, 2013Sep 6, 2013
John Salvatore TassoneDeltec Wealth Management, LLC unclassifiedBakeravenue otherOtherJun 26, 2013Apr 4, 2014 (282 d)
Jared Lee JohnsonTd Ameritrade Investment Management, LLC otherBakeravenue otherOtherJan 3, 2013Jan 3, 2013
Richard C LoprestiWaddell & Reed otherBakeravenue otherOtherSep 21, 2011May 15, 2013 (602 d)
King Shan LipB|O|S otherBakeravenue otherOtherJul 17, 2008Jan 3, 2011 (900 d)
Richard Charles MordesovichNeuberger Berman Bd LLC otherBakeravenue otherOtherMar 4, 2008Oct 2, 2008 (212 d)
Scott Christopher StephensFidelity Personal Trust Company, Fsb unclassifiedBakeravenue otherOtherMar 28, 2007Feb 2, 2009 (677 d)
Simon Gareth BakerBanc Of America Investment Services, Inc. unclassifiedBakeravenue otherOtherDec 6, 2004Jan 20, 2005 (45 d)
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40 moves match.