DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Adele Knox | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 4, 2026 |
| Ryan Paul Kelly | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 3, 2026 |
| Samuel Shober Stroud | Sei Investments Management Corp mixed wealth | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2026 | Sep 15, 2026 |
| Paul Leonard Goenner | Bfc Planning, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Carter J Mathiason | Morgan Stanley wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 11, 2026 |
| Terek Wilson | Foundations Investment Advisors LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 24, 2026 |
| Lance Scott Schlosser | Peak Retirement Planning, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 20, 2026 |
| Kathryn Doherty | Focus Partners Wealth, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 27, 2026 | Aug 12, 2026 |
| David Seth Harris | Alternative Investment Advisors, LLC state registered | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Jul 21, 2026 | Jun 10, 2026 |
| Tracy L Kendrick | Wells Fargo Advisors wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 27, 2026 (38 d) |
| Mark Robert Hanson | Principal Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 8, 2026 |
| Michael James Murphy | Principal Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 8, 2026 |
| Casey Treen | Strategic Advisers LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Aug 14, 2026 (32 d) |
| Israh Tarek Gharib | J.P. Morgan Securities LLC wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2026 | Aug 20, 2026 (39 d) |
| Elijah Dakota Crooker | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 30, 2026 |
| Joshua Irving Bartlett | Arca Wealth, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2026 | Jun 15, 2026 |
| Charles Joseph Mckelvey | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 30, 2026 |
| Carrie Ann Desjardins | Harbour Investments, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Jul 6, 2026 |
| Nathan David Muchmore | Terra Wealth independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Jul 6, 2026 |
| Carl Rene Alvarez | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Aug 3, 2026 |
| Keri Ellen Knight Spanier | Onedigital institutional | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Jul 2, 2026 | Jul 3, 2026 |
| Forrest William Obrien | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jun 30, 2026 |
| Martin Phillip Halberg | Independent Financial Partners BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| Gavin Thomas Owen | Whitwell Advisors independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2026 | Aug 21, 2026 (52 d) |
| Michael Aaron Halberg | Independent Financial Partners BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| David N Soiferman | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Aug 24, 2026 (60 d) |
| Anthony Tomaro | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 16, 2026 |
| Dean Joseph Tarta | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 16, 2026 |
| Victoria Tomaro | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 16, 2026 |
| Brittany Alissa Laine | Strategic Advisers LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 30, 2026 |
| James Mitchell Ollis | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Logan Thomas Elliott | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Raymond Alphonsus Mccaffrey | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Shannon David Kendrick | Florida Financial Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jul 1, 2026 |
| Kristen Leigh Smith | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 16, 2026 |
| Ryan Anthony Colatrella | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Richard Martin Sotell | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Henry Walling Smith | Equitable Advisors, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 15, 2026 (33 d) |
| Jason Douglas Smith | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 12, 2026 |
| Benjamin D Barnett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 9, 2026 |
| Martine E Lipnitzky | LPL Enterprise, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 23, 2026 |
| Theodore Stanley Grant III | 49 Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2026 | Jun 2, 2026 |
| Austin David Thompson | 49 Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2026 | Jun 2, 2026 |
| Dominick Clement Kassa | Huntington Financial Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | May 7, 2026 |
| Megan Amanda Miller | Morgan Stanley wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | Jun 17, 2026 |
| Nathan Charles Goodwin | Ameritas Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Aug 19, 2026 (99 d) |
| Zachary Daniel Doxtater | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 5, 2026 |
| Mark John Becker | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 8, 2026 |
| Brian Devault | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 8, 2026 |
| Nathan James Saner | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Joel Christopher Sims | Truist Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Jun 3, 2026 (33 d) |
| Jerry Eskel Dempsey | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Nov 23, 2025 |
| Christopher F. Labrador | Strategic Advisers LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 9, 2026 |
| Christian Edward Bontrager | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 27, 2026 |
| Autumn Hunter Davidson | Equitable Advisors, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | May 1, 2026 |
| Tony M Pritchett | Ard Advisory Services, LLC state registered | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Apr 23, 2026 | May 28, 2026 (35 d) |
| Constantine Quinn Eleftheriades | Traphagen Financial Group independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2026 | Apr 28, 2026 |
| Sierra Mariah Spray Serbus | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 20, 2026 |
| Sean David Stuczynski | Spc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 21, 2026 |
| Joseph Timothy Lavine | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
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4,177 moves match.