DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Proshare Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sumit AgarwalPrincipal Asset Management otherProshare Advisors LLC asset managerOtherJan 13, 2026Mar 30, 2026 (76 d)
Matthew M ZorumskiAmundi Asset Management US, Inc. asset managerProshare Advisors LLC asset managerOtherApr 25, 2025Apr 24, 2025
Jacob William LiebermanInvesco Advisers, Inc. asset managerProshare Advisors LLC asset managerOtherJul 31, 2024Sep 11, 2024 (42 d)
Nicholas DeliosPutnam Investment Management, LLC asset managerProshare Advisors LLC asset managerOtherJan 23, 2024Jan 15, 2026 (723 d)
Michael Paul WarrenNew York Life Investment Management LLC asset managerProshare Advisors LLC asset managerOtherNov 6, 2023Jan 10, 2024 (65 d)
Lina JuyoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseProshare Advisors LLC asset managerOtherJun 20, 2023May 1, 2024 (316 d)
Keith BeasleyNationwide Investment Advisors, LLC BD affiliatedProshare Advisors LLC asset managerOtherMay 26, 2023Jan 10, 2024 (229 d)
Sidney Davenport LordPrincipal Asset Management otherProshare Advisors LLC asset managerOtherApr 5, 2023Dec 11, 2024 (616 d)
William Patrick BreenJohn Hancock Investment Management LLC asset managerProshare Advisors LLC asset managerOtherMar 10, 2021Mar 30, 2021
Michael Connor CallahanT. Rowe Price Associates, Inc. asset managerProshare Advisors LLC asset managerOtherMar 10, 2020Dec 6, 2020 (271 d)
Austin M GuarinoWbi Investments, LLC independent RIAProshare Advisors LLC asset managerOtherMar 12, 2019Nov 24, 2020 (623 d)
Michael P HurleyEquitable Advisors, LLC national BDProshare Advisors LLC asset managerOtherMar 15, 2017Apr 12, 2023 (2219 d)
Sean Michael ParchmentStadion Money Management, LLC otherProshare Advisors LLC otherOtherJan 15, 2015Nov 13, 2014
Danny Patrick ValentinoJ.P. Morgan Securities LLC wirehouseProshare Advisors LLC otherOtherNov 19, 2014Jun 4, 2015 (197 d)
Jay Allan BendeskyBcu Wealth Advisors, LLC otherProshare Advisors LLC otherOtherOct 14, 2014Oct 28, 2014
Christopher Warren GagnierEquitable Advisors, LLC national BDProshare Advisors LLC otherOtherMay 8, 2014May 5, 2015 (362 d)
James Patrick RitchieClearbridge Investments, LLC otherProshare Advisors LLC otherOtherApr 11, 2014Jul 31, 2014 (111 d)
Kevin KowalczykFirst Trust Advisors LP otherProshare Advisors LLC otherOtherFeb 26, 2014Aug 8, 2014 (163 d)
Edward Layton StaudermanCalvert Investment Management, Inc. otherProshare Advisors LLC otherOtherJan 4, 2013Jan 30, 2013
Christopher James MortimerWells Fargo Advisors wirehouseProshare Advisors LLC otherOtherNov 28, 2011Jun 5, 2012 (190 d)
Gregory Austin MorrisMorgan Stanley wirehouseProshare Advisors LLC otherOtherSep 9, 2011Jun 1, 2012 (266 d)
Joshua J MonkMorgan Stanley wirehouseProshare Advisors LLC otherOtherJun 29, 2011Jun 6, 2012 (343 d)
Troy York GoldsteinUBS Financial Services Inc. wirehouseProshare Advisors LLC otherOtherFeb 25, 2011Jun 6, 2012 (467 d)
Edward Andrew KushmaNorthern Trust Securities, Inc no RAUMProshare Advisors LLC otherOtherDec 31, 2009Jul 8, 2015 (2015 d)
John Paul BarrigaWells Fargo Advisors wirehouseProshare Advisors LLC otherOtherAug 14, 2008Sep 20, 2012 (1498 d)
Mark Pey-Luen HsingTd Ameritrade Investment Management, LLC otherProshare Advisors LLC otherOtherJun 25, 2008Mar 12, 2013 (1721 d)
Jane Dahill FlaniganDws Investment Management Americas, Inc. otherProshare Advisors LLC otherOtherJul 30, 2003Apr 23, 2013 (3555 d)
Michael Paul WarrenDeutsche Bank Securities Inc. otherProshare Advisors LLC otherOtherAug 12, 2002Mar 28, 2013 (3881 d)
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28 moves match.