DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at United Capital Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Thomas Rivera | Dick Rivera & Associates no RAUM | United Capital Financial Advisors independent RIA | Other | Mar 30, 2026 | Dec 4, 2025 |
| Julia Kay Whitley | Dick Rivera & Associates no RAUM | United Capital Financial Advisors independent RIA | Other | Mar 30, 2026 | Dec 3, 2025 |
| Ryan Matthew Mcdonald | Willis Johnson Wealth independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Mar 19, 2026 | Apr 6, 2026 |
| James Dugan | Alliancebernstein L.P. asset manager | United Capital Financial Advisors independent RIA | Other | Mar 13, 2026 | Apr 8, 2026 |
| Alif Karowadia | Fisher Investments independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Mar 12, 2026 | Apr 2, 2026 |
| Richard Joseph Groebl | Onedigital institutional | United Capital Financial Advisors independent RIA | Other | Jan 7, 2026 | Dec 19, 2025 |
| Timothy Alan Groebl | Onedigital institutional | United Capital Financial Advisors independent RIA | Other | Jan 7, 2026 | Dec 19, 2025 |
| Sherise Lanay Steele | Cetera Investment Advisers LLC BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Dec 26, 2025 |
| Tyler C Clark | Morgan Stanley wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Dec 11, 2025 | Mar 10, 2026 (89 d) |
| Robert Thomas Brown | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Dec 3, 2025 |
| Matthew Anthony Marcello | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Nov 26, 2025 |
| Alan Harry Mandeloff | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Dec 3, 2025 |
| Mark Nicholas Pittelkau | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Nov 14, 2025 |
| Sean Donald Fellin | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Nov 12, 2025 |
| Thomas Bridges Dickey | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Nov 17, 2025 |
| Arnold J Civins | Apexium Financial LP independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Dec 10, 2025 |
| Stephanie Arnold | J.P. Morgan Securities LLC wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Oct 2, 2025 | Sep 12, 2025 |
| Geoffrey Scott Paul | Morgan Stanley wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Aug 25, 2025 | Aug 22, 2025 |
| James Laurence Rehfeld | Morgan Stanley wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Aug 25, 2025 | Aug 22, 2025 |
| Michael-Alexander Benjamin Ufkes | Morgan Stanley wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Aug 25, 2025 | Aug 22, 2025 |
| Daniel Matthew Gabler | Morgan Stanley wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Aug 25, 2025 | Aug 22, 2025 |
| Nicholas Dominick Macri | Private Advisor Group, LLC BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 15, 2025 |
| Jordan Dimiter Stefanov | Gds Wealth Management independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Feb 3, 2025 | Oct 20, 2025 (259 d) |
| David Joseph Pilaitis | Ic Advisory Services, Inc. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Nov 26, 2025 (328 d) |
| Melissa Renee Evans | Sagespring Wealth Partners independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | Sep 26, 2024 | Sep 19, 2024 |
| Angela Denice Sanders | Osaic Wealth, Inc. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Jun 12, 2024 |
| Grant Holloschutz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | May 8, 2024 | May 8, 2024 |
| Adam Tyler Nelson | Bbjs Financial Advisors, LLC independent RIA | United Capital Financial Advisors independent RIA | RIA to RIA | May 3, 2024 | Apr 23, 2024 |
| Cory Michael Chmelka | Soundwatch Capital, LLC asset manager | United Capital Financial Advisors independent RIA | Other | Dec 31, 2023 | Nov 26, 2025 (696 d) |
| Timothy Joseph Brothers | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Mar 28, 2024 (133 d) |
| Edwin Sze | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Mar 28, 2024 (133 d) |
| George Cameron Decell | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 19, 2023 |
| Michael J Ortiz | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Bryan Anthony Cassick | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Jan 5, 2023 |
| Jacob Genens | Thrivent Investment Management Inc. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Apr 16, 2024 (483 d) |
| Hector M Arellano Hernandez | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 19, 2022 |
| Trevor Robert Wertheimer | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 19, 2022 |
| Hafiz B. Shekh | MML Investors Services, LLC BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Nov 14, 2022 (55 d) |
| Robert Michael Rogers | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Oct 24, 2022 (35 d) |
| Reid Sherman Miles | Northwestern Mutual Investment Services,LLC no RAUM | United Capital Financial Advisors BD affiliated | Other | Jul 26, 2022 | Sep 12, 2022 (48 d) |
| Dexter Robi Conner | LPL Financial LLC independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2022 | Aug 9, 2022 |
| Stacy Marlene Paradise | Goldman Sachs & Co. LLC wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Jun 16, 2022 | Jan 1, 2025 (930 d) |
| Sergio Villa Ortiz | Northwestern Mutual Investment Services,LLC no RAUM | United Capital Financial Advisors BD affiliated | Other | Jun 1, 2022 | Jul 20, 2022 (49 d) |
| Kyra Gayle Reyes Luu | Ameriprise Financial Services, LLC national BD | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | Nov 1, 2022 (161 d) |
| James Atkinson | Morgan Stanley wirehouse | United Capital Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2022 | May 17, 2022 |
| Chase Thomas Gelardi | Vanguard Advisers, Inc. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Jul 20, 2022 (68 d) |
| Damah Rankin | Vanguard Advisers, Inc. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 17, 2022 |
| Michael James Diotalevi | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 24, 2022 |
| Justin J Gradolf | Sandbox Financial Partners, LLC independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2022 | Sep 16, 2022 (190 d) |
| Paul A Mainello | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2022 | Mar 7, 2022 |
| Frederick Hung Lian Tan | RBC Capital Markets, LLC national BD | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Mar 17, 2022 |
| Jonathan Michael Mertens | Advice And Planning Services BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Apr 6, 2022 (107 d) |
| Michael Richard Antczak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | United Capital Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2021 | Mar 15, 2022 (86 d) |
| Sean Michael Mcnally | Wells Fargo Advisors wirehouse | United Capital Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 15, 2021 | Jan 25, 2022 (41 d) |
| Colin Sam Faulk | Equitable Advisors, LLC national BD | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Jun 13, 2022 (216 d) |
| Christopher C Browne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | United Capital Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2021 | Nov 5, 2021 |
| Jaeden Alexander Cruz | Equitable Advisors, LLC national BD | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Apr 5, 2022 (174 d) |
| Kerly Leandra Chirinos | Morgan Stanley wirehouse | United Capital Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 23, 2021 | Mar 17, 2022 (175 d) |
| Christopher Ward West | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 23, 2021 |
| Matthew Charles Coutcher | Wescott Financial Advisory Group LLC independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2021 | Jul 13, 2021 |
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414 moves match.