DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrity Alliance, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Nathaniel Law | Regal Investment Advisors LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| Stephen Wayne Beckmann | Bankers Life Advisory Services, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 15, 2026 |
| Jeffrey Alan Trier | Principal Asset Management other | Integrity Alliance, LLC BD affiliated | Other | Aug 27, 2026 | Sep 1, 2026 |
| Ryan Nickolas Patnoe | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 14, 2026 |
| Kory Joel Schwan | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 14, 2026 |
| Jacob Peter Cramond | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 20, 2026 |
| Kyle John Schwan | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 14, 2026 |
| Natalie Yvonne Yaksick | LPL Financial LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 7, 2026 |
| Jay C Lewis | Kestra Advisory Services, LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Aug 7, 2026 |
| Forrest Patterson | Gradient Wealth Management BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 8, 2026 |
| Michael James Peterson | Impact Wealth Management state registered | Integrity Alliance, LLC BD affiliated | Other | Jul 6, 2026 | Jul 17, 2026 |
| Thomas Wayne Davis | Riskbridge Advisors, LLC mixed wealth | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2026 | Nov 3, 2025 |
| Nichole Renee Zahner | Riskbridge Advisors, LLC mixed wealth | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2026 | Nov 3, 2025 |
| John Phillip Kohles | Gradient Wealth Management BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 7, 2026 |
| Richard Edward Frick | Gladstone Wealth Partners independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Mar 26, 2026 |
| Shawn Alan Purdy | Morgan Stanley wirehouse | Integrity Alliance, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2026 | Mar 6, 2026 |
| Daniel John Hinchey | Lincoln Investment independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Kevin Blake Plain | LPL Enterprise, LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 23, 2026 |
| Wesley Edward Labelle | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 23, 2026 |
| Rodney Dean Musto | Lincoln Investment independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2026 | Feb 27, 2026 |
| Matthew Edward Herman | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 4, 2026 |
| Mandie Josephine Peters | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Richard William Wasson | Lincoln Investment independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 23, 2026 |
| Joshua Mark Knights | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Daniel Frederick Sweetland | Lincoln Investment independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 23, 2026 |
| Tyler Kretschmar | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Noah Behrend | Capital Analysts BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 17, 2026 |
| Salvatore Lauri | W&S Brokerage Services, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jun 12, 2026 (135 d) |
| Brooke Jayson Bowerman | Osaic Wealth, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 2, 2026 |
| Richard James Rugel | Tlg Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 15, 2026 |
| Mark Gerard Munger | Gradient Advisors, LLC independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 2, 2026 |
| Suad Cuturic | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 22, 2025 |
| Alfred Heinz Richter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Integrity Alliance, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 | Dec 3, 2025 |
| Keith Fetzer | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 4, 2025 |
| Timothy Mark Rolls | Per Stirling Capital Management, LLC independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Mar 25, 2026 (155 d) |
| Shennoah Miller | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 30, 2025 |
| Benjamin Greenlee | Northwestern Mutual Investment Services,LLC no RAUM | Integrity Alliance, LLC BD affiliated | Other | Oct 6, 2025 | Oct 27, 2025 |
| John Jeremy Cyprich | Bankers Life Advisory Services, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 21, 2025 |
| Cory James Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 24, 2025 |
| Matthew John Fox | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 23, 2025 |
| Michael Vincent Tedeschi | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 22, 2025 |
| Christian James Siebert | Principal Asset Management other | Integrity Alliance, LLC BD affiliated | Other | Sep 23, 2025 | Sep 15, 2025 |
| Shannon Edward Gillis | Victory Capital Management Inc. asset manager | Integrity Alliance, LLC BD affiliated | Other | Sep 22, 2025 | Oct 15, 2025 |
| Mark Jason Epp | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Sep 12, 2025 |
| Andrew Mitchell Scott | Principal Securities, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 8, 2025 |
| Stephen B. Thompson | Raymond James & Associates, Inc. national BD | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 2, 2025 |
| Michael Lionel Mendes | Bankers Life Advisory Services, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 9, 2025 |
| Brian Lee Klitzke | Principal Securities, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 12, 2025 |
| Joseph Gerard Pometto | Principal Securities, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Sep 2, 2025 (35 d) |
| Terry A Grissom | Mwa Financial Services, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jul 14, 2025 |
| Gregory Brian Burch | L.M. Kohn & Company independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2025 | Apr 23, 2025 |
| Kolby Paul Blatchford | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 31, 2025 |
| Nicholas Peter Mueller | Independence Wealth Advisors, LLC independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2025 | Apr 20, 2026 (413 d) |
| Jason Brandon Page | Mwa Financial Services, Inc. independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2025 | Feb 13, 2025 |
| Ethan Loren Hokanson | First Command Advisory Services BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Mar 24, 2025 (41 d) |
| Austin B. Crump | Mwa Financial Services, Inc. independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2025 | Feb 5, 2025 |
| Garth David Gherardini | Mwa Financial Services, Inc. independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2025 | Jan 17, 2025 |
| Flavio Nelson Medeiros | Success Wealth Management LLC independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2025 | Jan 21, 2025 |
| Brian Newman | Northwestern Mutual Investment Services,LLC no RAUM | Integrity Alliance, LLC BD affiliated | Other | Jan 13, 2025 | Jan 13, 2025 |
| Donald Raymond Savaglia | Osaic Wealth, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Feb 19, 2026 (415 d) |
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319 moves match.