DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ic Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Joseph PilaitisApexium Financial LP independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2025Dec 26, 2024
Michael Anthony ViselliApexium Financial LP independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2025Aug 20, 2024
John Eugene LanzettaSecurities America Advisors, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2024Mar 25, 2024
Heather Anne GrubbsOneamerica Securities, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2023Dec 19, 2023
Larry James MirandaCrown Capital Securities, L.P. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2023Dec 11, 2023
Mark Robert TimkoFirst Command Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2023Jan 26, 2024 (113 d)
Mark Anthony MatosMoran Wealth Management, LLC independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2023Nov 3, 2023 (49 d)
Robert Andrew GudeAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2023Sep 14, 2023
Peter George NeubergBcg Securities, Inc. independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2023Jun 2, 2023
Peter Allen BorhoBenjamin F. Edwards & Company, Incorporated BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 9, 2022Mar 7, 2022
Nina Macginn CoyneCadaret Grant & Co Inc BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2022Jan 21, 2022
Bethany Ann NassimosCadaret Grant & Co Inc BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2022Jan 20, 2022
Ronald Allen SchwarzGrove Point Advisors, LLC BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2021Oct 18, 2021
Eric A ObalilOsaic Wealth, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2021Aug 11, 2021
John Craig SnyderCadaret Grant & Co Inc BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2021May 18, 2021
Laura F. DillCadaret Grant & Co Inc BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2021May 18, 2021
Frank Howard DoggerCadaret Grant & Co Inc BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2021May 18, 2021
Soumit SarkarCenter Street Advisors, Inc. independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2021Feb 4, 2021
Glenn Michael DemarraisCommonwealth Financial Network national BDIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2021Jan 14, 2021
Thomas Dennis GoinsH. Beck, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2020Oct 30, 2020
John KolodySecurities America Advisors, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2020Sep 21, 2020
Joseph Leonardo DavisH. Beck, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2020Feb 6, 2020
Chang LeeMML Investors Services, LLC BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 23, 2020Jan 28, 2020
Steven BrombergerAllspring Funds Management, LLC asset managerIc Advisory Services, Inc. BD affiliatedOtherJan 15, 2020Jan 19, 2021 (370 d)
Glen Lamar JacksonH. Beck, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2019Dec 17, 2019
Knut LundbergCommonwealth Financial Network national BDIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2019Sep 16, 2019
John E PattersonWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2019Aug 8, 2019
John David SheehanFirst Command Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2019Jun 3, 2019
Esther KuznetzInternational Assets Investment Management, LLC BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2019Mar 22, 2019
Thomas John MccarthyJ. W. Cole Advisors, Inc. independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 22, 2019Feb 26, 2019
Debra GoodsteinCetera Investment Advisers LLC BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2019Jan 18, 2019
William Bruce FloydOsaic Institutions, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2018Jan 23, 2019 (51 d)
Christopher Casey FloydOsaic Institutions, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2018Jan 23, 2019 (51 d)
Joseph E StephensMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIc Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 19, 2018Sep 24, 2018
Michael Dominick BoswakSignator Investors, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2018Aug 16, 2018
Steven Jeffrey MahlerIntervest International, Inc. independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2018Jun 15, 2018
Michael Bruce FrischmanQuestar Asset Management, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2018May 18, 2018
Mark Ronald OsleboIntervest International, Inc. independent RIAIc Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 18, 2018May 4, 2018
Janis Lynn Waldman-CooperWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2018May 2, 2018
Robert William ClaytonWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 4, 2018
Anthony TomaroWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 2, 2018
Scott Robert BradyWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 2, 2018
Victoria TomaroWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 2, 2018
Courtney James BurnAvantax Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 4, 2018Apr 2, 2018
James Herbert HundleyAvantax Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2018Apr 10, 2018
Ethan Jeremy HundleyAvantax Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2018Apr 17, 2018
Rebecca FalcoWilliam Blair & Company L.L.C. otherIc Advisory Services, Inc. BD affiliatedOtherJan 17, 2018Aug 8, 2019 (568 d)
John Lawrence SciancaleporeIntervest International, Inc. otherIc Advisory Services, Inc. otherOtherDec 20, 2017Dec 15, 2017
William Joseph LogueInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 6, 2017Nov 27, 2017
Matthew G FilikInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 6, 2017Nov 27, 2017
Steven I-Kang YehInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 4, 2017Nov 27, 2017
Kelly Marie MartinInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 1, 2017Nov 27, 2017
Anthony Stephen ScaliseInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherNov 28, 2017Nov 27, 2017
Joseph R BrancaleoneMML Investors Services, LLC otherIc Advisory Services, Inc. otherOtherNov 24, 2017Nov 22, 2017
Lawrence Joseph MarcianoAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherNov 24, 2017Nov 21, 2017
Chris John PlechyAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherNov 9, 2017Nov 21, 2017
Randall Patrick FaulkMorgan Stanley wirehouseIc Advisory Services, Inc. otherOtherOct 13, 2017Oct 10, 2017
Brian Scott GarnetsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIc Advisory Services, Inc. otherOtherOct 10, 2017Oct 11, 2017
Pak-Tung LeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIc Advisory Services, Inc. otherOtherOct 10, 2017Oct 11, 2017
Gregg PajakNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIc Advisory Services, Inc. otherOtherOct 10, 2017Oct 11, 2017
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180 moves match.