DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Financial Concepts, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul William MattkeAmeritas Advisory Services, LLC BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2026Jul 22, 2026 (43 d)
William Tait HerbigVictory Financial independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAApr 15, 2026Jun 9, 2026 (55 d)
Richard Alan EdgettVictory Capital Management Inc. asset managerStrategic Financial Concepts, LLC independent RIAOtherFeb 11, 2026May 1, 2026 (79 d)
Eddie Joseph HebertLPL Financial LLC BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2025Feb 20, 2025
Savannah Cheri ForsterWells Fargo Advisors wirehouseStrategic Financial Concepts, LLC independent RIAWirehouse to independent RIAMar 12, 2025Mar 17, 2025
Nicholaus Ryne DomachowskiAllegheny Financial Group BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2024Feb 7, 2025 (49 d)
Alexander LittlepageEdward Jones national BDStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2024May 3, 2024
Armando SalasVanguard Advisers, Inc. BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2024Mar 19, 2024 (71 d)
Troy Fredrick KatterheinrichMerit Financial Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMay 8, 2023May 22, 2023
Luis E OrtizJ.P. Morgan Securities LLC wirehouseStrategic Financial Concepts, LLC independent RIAWirehouse to independent RIAApr 6, 2023Jun 28, 2023 (83 d)
Alexander Whittington DavisFidelity Personal And Workplace Advisors BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2023Mar 2, 2023 (44 d)
Chris Edward LiebumRia Wealth Advisors, LLC independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAOct 3, 2022Jan 6, 2023 (95 d)
Stefan Christopher LloydFourpark Advisors unclassifiedStrategic Financial Concepts, LLC independent RIAOtherJun 15, 2021Jun 18, 2023 (733 d)
Devin Anthony CarrollIntrua Advisory Group LLC independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIANov 18, 2020Nov 20, 2020
David Livingston MayfieldLPL Financial LLC BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2020Feb 26, 2020
John Barton StevensLPL Financial LLC BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2019Dec 4, 2019
Philip Eugene Wetzel, Jr.Wwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAJul 26, 2019Feb 5, 2019
Richard Gordon TarbellIndependent Financial Partners BD affiliatedStrategic Financial Concepts, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2019Mar 15, 2019
Roger Patrick WhitneyWwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMar 21, 2019Feb 5, 2019
Sean Paul WeaverWwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMar 21, 2019Feb 6, 2019
Derek Jefferson MoffattWwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMar 21, 2019Feb 5, 2019
Rebecca Speck FosterMutual Of Omaha Investor Services, Inc. no RAUMStrategic Financial Concepts, LLC independent RIAOtherFeb 21, 2019Feb 12, 2019
Jonathan Ashley KolmetzLPL Financial LLC independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIASep 19, 2018Mar 30, 2018
Matthew Brent MccrackenInvestment Centers Of America, Inc. otherStrategic Financial Concepts, LLC otherOtherOct 2, 2017Dec 7, 2017 (66 d)
Humberto Edmundo MorenoSfg Wealth Management no RAUMStrategic Financial Concepts, LLC otherOtherFeb 27, 2017Feb 9, 2017
George GomezOsaic Fs, Inc. otherStrategic Financial Concepts, LLC independent RIAOtherFeb 17, 2017Sep 10, 2019 (935 d)
Edward Charles YaleSonora Financial Management, LLC unclassifiedStrategic Financial Concepts, LLC otherOtherJan 18, 2017May 24, 2017 (126 d)
Brian Zachary JonesCuso Financial Services, L.P. otherStrategic Financial Concepts, LLC otherOtherDec 7, 2015Dec 8, 2015
Larry Gene HolderPark Avenue Securities LLC otherStrategic Financial Concepts, LLC otherOtherOct 6, 2014Oct 23, 2014
Eric Arthur Vordenbaum1st Global Advisors Inc otherStrategic Financial Concepts, LLC otherOtherDec 31, 2013Jan 23, 2014
Michael Robert HarveyColumbia Management Investment Advisers, LLC otherStrategic Financial Concepts, LLC independent RIAOtherJul 10, 2012Oct 23, 2018 (2296 d)
Simone Schaubert BauerLPL Financial LLC otherStrategic Financial Concepts, LLC otherOtherMay 22, 2012May 22, 2012
Robert Paul BrunsAscendant Advisors, LLC otherStrategic Financial Concepts, LLC independent RIAOtherMar 1, 2012Mar 23, 2018 (2213 d)
Miles Robert MillerBb&T Investment Services, Inc. no RAUMStrategic Financial Concepts, LLC otherOtherDec 2, 2011Dec 7, 2011
Wayne Norman SchwartzChoice Advisory Group, Inc. otherStrategic Financial Concepts, LLC otherOtherJun 1, 2011Jun 17, 2011
Mark Aaron Lee EversCharles Schwab & Co., Inc. national BDStrategic Financial Concepts, LLC otherOtherOct 14, 2010Apr 28, 2014 (1292 d)
Chris Michael ChristensenSagepoint Financial, Inc. otherStrategic Financial Concepts, LLC otherOtherAug 4, 2010Jan 5, 2011 (154 d)
Dean Lovell BoebingerKing Investment Advisors, Inc. otherStrategic Financial Concepts, LLC otherOtherApr 6, 2010Mar 9, 2010
Amy Lynn BettsMutual Service Corporation unclassifiedStrategic Financial Concepts, LLC otherOtherNov 2, 2009Feb 16, 2010 (106 d)
Patrick David TaylorMutual Service Corporation unclassifiedStrategic Financial Concepts, LLC otherOtherSep 8, 2009May 15, 2012 (980 d)
Thomas J. MeyerMutual Service Corporation unclassifiedStrategic Financial Concepts, LLC otherOtherSep 8, 2009May 15, 2012 (980 d)
Leonard Joseph NelsonMutual Service Corporation unclassifiedStrategic Financial Concepts, LLC otherOtherSep 8, 2009May 15, 2012 (980 d)
Jeffery Lyle SolinskyMutual Service Corporation unclassifiedStrategic Financial Concepts, LLC otherOtherAug 25, 2009Aug 25, 2009
Ryan James BubelaLPL Financial LLC otherStrategic Financial Concepts, LLC otherOtherDec 15, 2008Jan 5, 2009
Laurent BoumazaAmerican General Securities Incorporated unclassifiedStrategic Financial Concepts, LLC otherOtherOct 31, 2008May 8, 2007
Mark Aaron Lee EversAmerican General Securities Incorporated unclassifiedStrategic Financial Concepts, LLC otherOtherOct 28, 2008Jun 6, 2008
Cort Allen LaurenceAmerican General Securities Incorporated unclassifiedStrategic Financial Concepts, LLC otherOtherOct 22, 2008Apr 11, 2008
Erika Hernandez MarinAmerican General Securities Incorporated unclassifiedStrategic Financial Concepts, LLC otherOtherJun 24, 2008Apr 17, 2008
Reagan Lee WagnerSutterfield Financial Group, Inc. otherStrategic Financial Concepts, LLC otherOtherApr 2, 2008Apr 13, 2007
Touchstone Kyte McdonaldSutterfield Financial Group, Inc. otherStrategic Financial Concepts, LLC otherOtherFeb 28, 2008Jun 20, 2007
Wayne Norman SchwartzTransamerica Financial Advisors, LLC otherStrategic Financial Concepts, LLC otherOtherAug 29, 2007Aug 24, 2007
Michael Ray SharpOxford Asset Management, LLC otherStrategic Financial Concepts, LLC otherOtherApr 17, 2007Apr 13, 2007
Danielle Michelle TraylorPruco Securities, LLC otherStrategic Financial Concepts, LLC otherOtherMar 6, 2007Jun 19, 2007 (105 d)
Daniel Keith StricklandOxford Asset Management, LLC otherStrategic Financial Concepts, LLC otherOtherJan 16, 2007May 8, 2007 (112 d)
Joel HernandezOxford Asset Management, LLC otherStrategic Financial Concepts, LLC otherOtherDec 31, 2006Jul 13, 2007 (194 d)
Adam Dennis StraseskeChoice Advisory Group, Inc. otherStrategic Financial Concepts, LLC otherOtherDec 31, 2006Nov 13, 2008 (683 d)
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56 moves match.