DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Calamos Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kathryn SwainLPL Enterprise, LLC BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2026Jul 24, 2026
Matthew QuinlanCharles Schwab & Co., Inc. national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2026Jun 25, 2026
Matthew Brent LornerAdvisors Capital Management, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIAJul 7, 2026Jul 10, 2026
Michael CooneyNorthrock Partners, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIAJun 1, 2026Jun 2, 2026
Stephen Frank RossiStrategic Advisers LLC national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2026Jan 6, 2026
Anton Thomas SchirmangCorient independent RIACalamos Wealth Management LLC independent RIARIA to RIADec 8, 2025Dec 12, 2025
Tony Matthew OommenStrategic Advisers LLC national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2025Nov 18, 2025
Gregory WhiteheadCharles Schwab & Co., Inc. national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2025Jan 21, 2026 (77 d)
Marc James PoulosGreat Valley Advisor Group, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIAJul 22, 2024Aug 9, 2024
Breanna CoffeyCorient independent RIACalamos Wealth Management LLC independent RIARIA to RIAJul 8, 2024Jul 17, 2024
Bradley KarkulaCitigroup Global Markets Inc. BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2024Feb 16, 2024
James MaherMai Capital Management, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIADec 15, 2023Feb 23, 2024 (70 d)
Sarah Jane Cotejo HoffmannCitigroup Global Markets Inc. BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2023Dec 20, 2023
Phillip MiodowskiMercer Global Advisors Inc. independent RIACalamos Wealth Management LLC independent RIARIA to RIADec 1, 2023Dec 1, 2023
Sydney LukatsevichMowery & Schoenfeld Wealth Management, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIAOct 25, 2023Dec 12, 2023 (48 d)
Marc OrdonaIdb Lido Wealth, LLC bank affiliatedCalamos Wealth Management LLC independent RIAOtherSep 12, 2023Sep 20, 2023
Evan KanarekConnectus Wealth independent RIACalamos Wealth Management LLC independent RIARIA to RIAJun 27, 2023Jun 30, 2023
Stephanie Anastasia CarrerasSignet Financial Management, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIAJun 14, 2023Jul 6, 2023
Jon AdamsCitigroup Global Markets Inc. BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2023Jun 5, 2023
Joshua WaltersLPL Financial LLC BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2023Apr 13, 2023
Victoria VegaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCalamos Wealth Management LLC independent RIAWirehouse to independent RIAApr 10, 2023Apr 20, 2023
Luis Enrique Teran RiveroMainstreet Advisors otherCalamos Wealth Management LLC independent RIAOtherDec 9, 2022Jan 5, 2023
Joseph Lawrence WeidenbachU.S. Bancorp Investments, Inc. BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2022Oct 28, 2022
Stephanie Lynn FarellaMorgan Stanley wirehouseCalamos Wealth Management LLC independent RIAWirehouse to independent RIAJun 9, 2022Jun 6, 2022
Christopher M JerinBeacon Pointe Advisors, LLC independent RIACalamos Wealth Management LLC independent RIARIA to RIAMar 25, 2022Apr 18, 2022
Walter John MurphyCharles Schwab & Co., Inc. national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2022Feb 4, 2022
Eduardo Luis SordoFidelity Personal And Workplace Advisors BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2019Sep 8, 2021 (968 d)
Scott SteinerRaymond James & Associates, Inc. national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2018Sep 12, 2018
Lorry Herdel RobertsonScottrade Investment Management BD affiliatedCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018Oct 31, 2018 (237 d)
Ian Joseph RiveroBakeravenue otherCalamos Wealth Management LLC otherOtherJan 19, 2017Jan 18, 2017
Richard Allan GottererWescott Financial Advisory Group LLC otherCalamos Wealth Management LLC otherOtherNov 24, 2015Jul 28, 2015
Joseph NaderWescott Financial Advisory Group LLC otherCalamos Wealth Management LLC otherOtherNov 24, 2015Jul 24, 2015
Scott Alvin PoulinWescott Financial Advisory Group LLC otherCalamos Wealth Management LLC otherOtherNov 24, 2015Jul 28, 2015
Nancy AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCalamos Wealth Management LLC independent RIAWirehouse to independent RIAJul 6, 2015Oct 24, 2019 (1571 d)
Mark Lawrence SagenBmo Family Office, LLC otherCalamos Wealth Management LLC otherOtherFeb 6, 2015Feb 10, 2015
Gregory S. FarberLasalle Street Capital Management, LLC otherCalamos Wealth Management LLC otherOtherNov 6, 2014Nov 13, 2014
Michael George KassabCredit Suisse Securities (USA) LLC otherCalamos Wealth Management LLC otherOtherOct 10, 2014Mar 3, 2015 (144 d)
Stephen David PerlCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherMay 9, 2014May 9, 2014
Mohini M MccormickFifth Third Securities, Inc. otherCalamos Wealth Management LLC otherOtherJun 13, 2013Jul 3, 2013
Shannon Leigh Coady-RogersInteractive Financial Advisors otherCalamos Wealth Management LLC otherOtherMay 3, 2013May 14, 2013
Lisa Marie MursuCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherMar 15, 2013Mar 15, 2013
Kevin R CrouchChase Investment Services Corp. otherCalamos Wealth Management LLC otherOtherAug 24, 2012Sep 20, 2012
John Harold CampbellEquitable Advisors, LLC national BDCalamos Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2012Sep 29, 2023 (4154 d)
Lisa Marie MursuBrooklight Place Securities, Inc. unclassifiedCalamos Wealth Management LLC otherOtherNov 17, 2011Dec 2, 2011
Gregory E HydeSuntrust Investment Services, Inc. otherCalamos Wealth Management LLC otherOtherNov 14, 2011Dec 2, 2011
Elizabeth Anne WatkinsZiegler Capital Management, LLC otherCalamos Wealth Management LLC otherOtherSep 9, 2011Oct 7, 2011
Dimitar Stefanov TanchevSavant Wealth Management otherCalamos Wealth Management LLC independent RIAOtherMar 7, 2011Dec 9, 2019 (3199 d)
Neil Justin HynemanMsi Financial Services, Inc. otherCalamos Wealth Management LLC otherOtherJan 19, 2011Jan 27, 2011
Samuel John RonlundInvesco Advisers, Inc. otherCalamos Wealth Management LLC otherOtherJun 5, 2010Jun 28, 2010
Paul Judson PilcherVirtus Capital Advisers, LLC otherCalamos Wealth Management LLC otherOtherJun 2, 2010Jun 28, 2010
William Frank MelkaBarclays Capital Inc. otherCalamos Wealth Management LLC otherOtherMar 12, 2010Feb 6, 2012 (696 d)
Michael R PollardWaddell & Reed otherCalamos Wealth Management LLC otherOtherFeb 22, 2010Feb 24, 2010
Andrew HallBofa Advisors, LLC otherCalamos Wealth Management LLC otherOtherJan 27, 2010Mar 2, 2010 (34 d)
Cassandra NicholsChase Investment Services Corp. otherCalamos Wealth Management LLC otherOtherJan 12, 2010Jan 19, 2010
Carlos Alfonso SorianoOppenheimer & Co. Inc. otherCalamos Wealth Management LLC otherOtherApr 2, 2009Sep 28, 2009 (179 d)
Scott Marshall SteeleCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherNov 20, 2007Apr 20, 2009 (517 d)
Calvin Bradley HaysCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherNov 20, 2007Apr 20, 2009 (517 d)
Jonathan Daniel BrackmannCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherNov 20, 2007Apr 20, 2009 (517 d)
John Charles SmithCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherOct 17, 2007Oct 30, 2007
James Francis BakaCalamos Advisors LLC otherCalamos Wealth Management LLC otherOtherOct 17, 2007Oct 26, 2007
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66 moves match.