DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Verity Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerardo Vergara | Ameriprise Financial Services, LLC national BD | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Dec 5, 2025 (232 d) |
| Logan Richard Harris | Eaton Financial Group independent RIA | Verity Asset Management independent RIA | RIA to RIA | Nov 28, 2023 | Dec 19, 2023 |
| Jo Beth Mullens | Old Peak Finance independent RIA | Verity Asset Management independent RIA | RIA to RIA | Apr 19, 2022 | Apr 3, 2024 (715 d) |
| Evangeline Alderton Lodwick | Valic Financial Advisors, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2021 | Aug 9, 2021 (52 d) |
| Debra Diane Starkey | Key Investment Services LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Sep 20, 2021 (111 d) |
| Amy L Ciesielka | Bankers Life Advisory Services, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | May 11, 2021 |
| Richard David Staves | Simplicity Wealth independent RIA | Verity Asset Management independent RIA | RIA to RIA | Mar 19, 2021 | Mar 3, 2021 |
| Michael Scott Hodson | Brookstone Wealth Advisors, LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Feb 3, 2021 | Apr 19, 2021 (75 d) |
| Benjamin Schleicher | Edward Jones national BD | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2021 | Mar 12, 2021 (57 d) |
| Bryan Hugh Pepper | Friends And Family Financial LLC unclassified | Verity Asset Management independent RIA | Other | Dec 31, 2020 | Aug 2, 2019 |
| Robert Joel Eisenberg | Brookstone Capital Management LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Oct 16, 2020 | Sep 10, 2021 (329 d) |
| Charles Sheridan | Ae Wealth Management, LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Sep 4, 2020 | Aug 31, 2020 |
| Ellen Beaman Bailey | Bb&T Securities, LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2020 | Jul 7, 2020 |
| Joseph Anthony Barbour | Pnc Managed Account Solutions, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2020 | Oct 8, 2020 (133 d) |
| Christopher Michael Harrison | Ae Wealth Management, LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Feb 11, 2020 | Mar 5, 2020 |
| Michael Raymond Hazen | Cetera Advisor Networks LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Oct 20, 2020 (279 d) |
| Keith R. Baham | MML Investors Services, LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jan 29, 2020 |
| Austen Derek Horn | Bankers Life Advisory Services, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2019 | Nov 7, 2019 |
| John Francis Mulheron | Mutual Of Omaha Investor Services, Inc. no RAUM | Verity Asset Management independent RIA | Other | Oct 24, 2019 | Dec 20, 2019 (57 d) |
| Ginger A. Noteboom | Mccauley Investment Advisory, LLC state registered | Verity Asset Management independent RIA | Other | Jul 30, 2019 | Nov 20, 2019 (113 d) |
| Raymond Adam Menna | Planmember Securities Corporation independent RIA | Verity Asset Management independent RIA | RIA to RIA | May 30, 2019 | Oct 27, 2021 (881 d) |
| William Melvin Durham | Ae Wealth Management, LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Jan 23, 2019 | Jun 6, 2019 (134 d) |
| Thomas John Cama | Siebert Advisornxt, LLC. independent RIA | Verity Asset Management independent RIA | RIA to RIA | Dec 27, 2018 | Jan 2, 2019 |
| Christopher Michael Chatto | Creativeone Securities, LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2018 | Nov 15, 2018 |
| Dominic Raymond Defreece | Blackridge Asset Management, LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Oct 10, 2018 | Jan 2, 2020 (449 d) |
| Jason Paul Gollhofer | Gwn Securities Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2018 | Jun 5, 2026 (2807 d) |
| Joel Steven Rieck | Encompass More LLC no RAUM | Verity Asset Management other | Other | Jul 24, 2018 | Feb 27, 2018 |
| Mark Andrew Bonfield | Bb&T Securities, LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2018 | May 12, 2020 (706 d) |
| Albert John Otto | Shepherd Kaplan LLC mixed wealth | Verity Asset Management independent RIA | RIA to RIA | Dec 31, 2017 | Jun 5, 2018 (156 d) |
| Daniel Kertz | Edward Jones national BD | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2017 | Nov 14, 2019 (703 d) |
| Gregory Komsky | Encompass More LLC no RAUM | Verity Asset Management other | Other | Nov 16, 2017 | Nov 17, 2017 |
| Edward Anthony Orell | Horter Investment Management, LLC other | Verity Asset Management independent RIA | Other | Nov 16, 2017 | Jan 31, 2019 (441 d) |
| Brock Michael Mckinley | Encompass More LLC no RAUM | Verity Asset Management other | Other | Nov 16, 2017 | Nov 17, 2017 |
| Gianna Mary Campo | Horter Investment Management, LLC other | Verity Asset Management independent RIA | Other | Oct 25, 2017 | Jan 22, 2019 (454 d) |
| Andrew Michael Woods | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Verity Asset Management independent RIA | Wirehouse to independent RIA | Aug 31, 2017 | Mar 14, 2019 (560 d) |
| Sujatha Reddy Avutu | Merit Financial LLC unclassified | Verity Asset Management independent RIA | Other | May 23, 2017 | Jan 7, 2022 (1690 d) |
| John Lee Martin | Irongate Partners, Inc. other | Verity Asset Management independent RIA | Other | Mar 21, 2017 | Feb 8, 2024 (2515 d) |
| Randy Allan Olfers | Investment Professionals, Inc. other | Verity Asset Management independent RIA | Other | Nov 29, 2016 | Jul 11, 2023 (2415 d) |
| Andrew Kent Toolson | Horter Investment Management, LLC other | Verity Asset Management independent RIA | Other | Sep 28, 2016 | Nov 1, 2023 (2590 d) |
| Carlos Q Ingram | Silver Oak Securities, Inc. other | Verity Asset Management other | Other | Dec 23, 2015 | Mar 17, 2016 (85 d) |
| Juan Lopez | Msi Financial Services, Inc. other | Verity Asset Management independent RIA | Other | Apr 27, 2015 | May 18, 2021 (2213 d) |
| Steven Jack Hefter | Interactive Financial Advisors other | Verity Asset Management independent RIA | Other | Sep 24, 2014 | Aug 26, 2019 (1797 d) |
| Sara Magdalene Reals | Vsr Advisory Services other | Verity Asset Management other | Other | May 7, 2014 | Aug 22, 2014 (107 d) |
| Ronald Wiatt Gibbs | Gwn Securities Inc. other | Verity Asset Management other | Other | Mar 30, 2012 | Apr 10, 2012 |
| John Lee Martin | Old North State Wealth Management, LLC other | Verity Asset Management other | Other | Jan 30, 2012 | Feb 29, 2012 |
| Malcolm Mceachern Trevillian | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Gordon Thomas Wegwart | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Steven James Lewis | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Christopher Charles Bolles | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Lorren Manton Bryant | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Sean Jennings Mcgill | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Amy Louise Simonson | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Michael Lee Decamillis | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Kurt Charles Hollar | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Allen Neal Huggins | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Jeffrey Charles Potter | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Peter Gerard Klas | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| William Russell Hopwood | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Peter James Hynes | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
| Kurt Douglas Preble | Verity Investments, Inc. unclassified | Verity Asset Management other | Other | Jul 29, 2011 | Jul 29, 2011 |
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65 moves match.