DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Efg Private Wealth Management (Americas) Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Carlos Alberto Salzedo Navarro	J.P. Morgan Securities LLC wirehouse	Efg Private Wealth Management (Americas) Corp. mixed wealth	Wirehouse to independent RIA	May 29, 2026	Jun 23, 2026
Antoine S Rojo	Santander Securities BD affiliated	Efg Private Wealth Management (Americas) Corp. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Dec 3, 2025	Dec 11, 2025
Jessica Kaufman	Ocean Financial Advisors LLC state registered	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Jun 18, 2025	Jul 11, 2024
Steven Edwin Espinosa	Truist Advisory Services, Inc. BD affiliated	Efg Private Wealth Management (Americas) Corp. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Mar 17, 2025	Jul 16, 2025 (121 d)
Dilsa J Montoya	Morgan Stanley wirehouse	Efg Private Wealth Management (Americas) Corp. mixed wealth	Wirehouse to independent RIA	Feb 27, 2025	Mar 12, 2025
Raphael Caria De Freitas Pinheiro	Xp Advisory US, Inc. other	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Jul 18, 2024	Feb 21, 2025 (218 d)
Felipe Sebe Lopes	Xp Advisory US, Inc. other	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Jul 18, 2024	Feb 28, 2025 (225 d)
Fernando De Carvalho Olea Costa	Xp Advisory US, Inc. other	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Jul 18, 2024	Mar 27, 2025 (252 d)
Thiago Favery	Xp Advisory US, Inc. other	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Jul 18, 2024	Mar 27, 2025 (252 d)
Carlos Fernando Meneses	Provenance Wealth Advisors independent RIA	Efg Private Wealth Management (Americas) Corp. mixed wealth	RIA to RIA	Mar 14, 2024	May 6, 2024 (53 d)
Juancarlos Zamorano	Truist Advisory Services, Inc. BD affiliated	Efg Private Wealth Management (Americas) Corp. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Mar 11, 2024	May 6, 2024 (56 d)
Paul Perez	Morgan Stanley wirehouse	Efg Private Wealth Management (Americas) Corp. mixed wealth	Wirehouse to independent RIA	Feb 5, 2024	Feb 26, 2024
Isabela Jardim	Xp Advisory US, Inc. other	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Aug 22, 2023	Jan 24, 2024 (155 d)
Benny Josue Rodriguez	Valic Financial Advisors, Inc. BD affiliated	Efg Private Wealth Management (Americas) Corp. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Aug 15, 2023	Jun 30, 2025 (685 d)
Vanessa Lima	Banco Do Brasil Securities LLC state registered	Efg Private Wealth Management (Americas) Corp. mixed wealth	Other	Feb 10, 2023	Dec 5, 2024 (664 d)
Andres Aguero	Insigneo Advisory Services, LLC mixed wealth	Efg Private Wealth Management (Americas) Corp. mixed wealth	RIA to RIA	Jan 13, 2023	Oct 12, 2023 (272 d)
Jose Luis Perich	A.G.P / Alliance Global Partners independent RIA	Efg Private Wealth Management (Americas) Corp. mixed wealth	RIA to RIA	Jun 30, 2022	Aug 9, 2022 (40 d)
Michael Alan Andrews	Cantella & Co., Inc. BD affiliated	Efg Private Wealth Management (Americas) Corp. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Feb 22, 2022	Sep 19, 2023 (574 d)
Krystal Ann Barcelo	Wells Fargo Advisors wirehouse	Efg Private Wealth Management (Americas) Corp. independent RIA	Wirehouse to independent RIA	Oct 12, 2021	Nov 2, 2021
David Yepez	Citigroup Global Markets Inc. BD affiliated	Efg Private Wealth Management (Americas) Corp. independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 3, 2021	Sep 23, 2021
Grace Adele Arkalji	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Efg Private Wealth Management (Americas) Corp. independent RIA	Wirehouse to independent RIA	Feb 4, 2020	Feb 22, 2022 (749 d)
Carlos Javier Gonzalez	Kovack International Advisors Inc. no RAUM	Efg Private Wealth Management (Americas) Corp. independent RIA	Other	Nov 21, 2019	Jan 9, 2020 (49 d)
Francisco Jose Soler	Mas Advisors LLC institutional	Efg Private Wealth Management (Americas) Corp. independent RIA	Other	Aug 1, 2019	Aug 9, 2018
Miguel Luis Ortiz	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 21, 2019 (272 d)
Atul Kumar Bhatia	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. other	Other	Feb 22, 2019	Aug 16, 2016
J Alexander Caldwell	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 12, 2019 (263 d)
Antonio Oliveira Moura	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Dec 4, 2019 (285 d)
Roberto Elias Gadala-Maria	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 12, 2019 (263 d)
Esteban Santiago Tormen	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. other	Other	Feb 22, 2019	Mar 7, 2016
Maria Del Carmen Romero Salvade	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Dec 7, 2019 (288 d)
Eric Byron Smalley	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Dec 7, 2019 (288 d)
Guillermo Porras	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Dec 23, 2019 (304 d)
Carl Henrik Gustaf Edlund	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Oct 14, 2019 (234 d)
Renata Mussalem Machado	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 21, 2019 (272 d)
Fernando Monteiro De Barros	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 19, 2019 (270 d)
Ana Maria Parra	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 21, 2019 (272 d)
Kenia Naves Rocha	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 21, 2019 (272 d)
Andres S Padilla	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 26, 2019 (277 d)
Cristina Rosibel Ulvert	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Dec 7, 2019 (288 d)
Alejandro A Couttenye	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. mixed wealth	RIA to RIA	Feb 22, 2019	Jan 1, 2025 (2140 d)
Lauro Duarte Cancela	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Nov 15, 2019 (266 d)
Luciana Ferreira Cupido Ribeiro	Efg Capital Advisors Inc. independent RIA	Efg Private Wealth Management (Americas) Corp. independent RIA	RIA to RIA	Feb 22, 2019	Dec 7, 2019 (288 d)
Humberto Romeo Garcia	Valley Financial Management, Inc. BD affiliated	Efg Private Wealth Management (Americas) Corp. independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 6, 2018	Jan 7, 2020 (427 d)
Jennifer Desiree Marcelle-James	Nfsg Corporation BD affiliated	Efg Private Wealth Management (Americas) Corp. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 8, 2018	Aug 17, 2018 (70 d)
Luis Roberto Prandini	Independent Financial Partners other	Efg Private Wealth Management (Americas) Corp. independent RIA	Other	Aug 30, 2016	Jan 24, 2022 (1973 d)
Charles Jefferson May	Efg Capital Advisors LLC other	Efg Private Wealth Management (Americas) Corp. other	Other	Oct 29, 2014	Mar 24, 2014
Matthew Allen Beem	Citigroup Global Markets Inc. other	Efg Private Wealth Management (Americas) Corp. other	Other	Sep 12, 2013	Dec 19, 2013 (98 d)
Alba Esparragoza	Hsbc Securities (USA) Inc. other	Efg Private Wealth Management (Americas) Corp. other	Other	Jun 26, 2013	Dec 17, 2013 (174 d)
Hans Anton Abate	Efg Capital Advisors LLC other	Efg Private Wealth Management (Americas) Corp. other	Other	Aug 23, 2012	Aug 23, 2012
Francisco Jose Soler	Efg Capital Advisors LLC other	Efg Private Wealth Management (Americas) Corp. other	Other	Aug 23, 2012	Aug 23, 2012

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50 moves match.