DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ritholtz Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Carroll VaughanCorient independent RIARitholtz Wealth Management independent RIARIA to RIASep 3, 2026Sep 3, 2026
Eric A SmithCorient independent RIARitholtz Wealth Management independent RIARIA to RIAAug 10, 2026Aug 17, 2026
Caroline Whittaker CampanellaNovare Capital Management independent RIARitholtz Wealth Management independent RIARIA to RIAJul 6, 2026Jul 7, 2026
Joseph Anthony PernaCompound Planning, Inc. independent RIARitholtz Wealth Management independent RIARIA to RIAMar 3, 2026Feb 6, 2026
Christopher William Niall CareyCarnegie Investment Counsel independent RIARitholtz Wealth Management independent RIARIA to RIAFeb 17, 2026Feb 13, 2026
Adam James NiestradtAprio Wealth Management, LLC independent RIARitholtz Wealth Management independent RIARIA to RIAFeb 6, 2026Jan 27, 2026
Steven Ross SchiffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRitholtz Wealth Management independent RIAWirehouse to independent RIAJan 2, 2026Jan 12, 2026
Ian CullyAspire Wealth Architects independent RIARitholtz Wealth Management independent RIARIA to RIAOct 14, 2025Oct 1, 2025
Jalen Patrick RandolphCorient independent RIARitholtz Wealth Management independent RIARIA to RIAApr 3, 2025Mar 31, 2025
Nicholas Jacob FriedmanEdelman Financial Engines independent RIARitholtz Wealth Management independent RIARIA to RIAMar 10, 2025Feb 13, 2025
Tyler Blake HillyerMercer Global Advisors Inc. independent RIARitholtz Wealth Management independent RIARIA to RIAFeb 5, 2025Feb 3, 2025
Dominic Anthony BovaRockwood Wealth Management, LLC independent RIARitholtz Wealth Management independent RIARIA to RIAMar 23, 2024Mar 29, 2024
Jordan Douglas HansonHcr Wealth Advisors independent RIARitholtz Wealth Management independent RIARIA to RIAFeb 7, 2024Jul 2, 2026 (876 d)
Adam Michael DayWealthquest Corporation independent RIARitholtz Wealth Management independent RIARIA to RIADec 8, 2023Dec 11, 2023
Michelle Nicole KatzenHcr Wealth Advisors independent RIARitholtz Wealth Management independent RIARIA to RIAAug 4, 2023Jul 14, 2023
Stephanie Zodtner BasznerVanguard Advisers, Inc. BD affiliatedRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 5, 2023Jul 10, 2023
Alan Louis BrockhausWells Fargo Advisors wirehouseRitholtz Wealth Management independent RIAWirehouse to independent RIAJun 6, 2023Jun 12, 2023
Douglas HafemannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRitholtz Wealth Management independent RIAWirehouse to independent RIAMay 30, 2023May 28, 2023
James P SchwendemanNationwide Investment Advisors, LLC BD affiliatedRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2023May 9, 2023
Eric John ZipfelKestra Advisory Services, LLC BD affiliatedRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2023Mar 10, 2023
Ross David CohenBartlett & Co. Wealth Management LLC independent RIARitholtz Wealth Management independent RIARIA to RIAMay 25, 2022May 16, 2022
Matthew D PapandreaVanguard Advisers, Inc. BD affiliatedRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Feb 23, 2022
Nicholas GomesMorgan Stanley wirehouseRitholtz Wealth Management independent RIAWirehouse to independent RIAFeb 10, 2022Feb 17, 2022
William James ArtzerounianInteger Wealth Advisors Group, LLC independent RIARitholtz Wealth Management independent RIARIA to RIAJul 21, 2021May 10, 2021
Alexander John MesserMd Financial Advisors / Vestment Financial independent RIARitholtz Wealth Management independent RIARIA to RIAJun 10, 2021Jun 16, 2021
Kevin Michael YoungNorthwestern Mutual Investment Services,LLC no RAUMRitholtz Wealth Management independent RIAOtherFeb 17, 2021Feb 28, 2024 (1106 d)
Emily Anna JohnsonPolaris Capital Advisors, LLC unclassifiedRitholtz Wealth Management independent RIAOtherSep 10, 2020May 1, 2020
Trevor Charles BattAlphastar Capital Management independent RIARitholtz Wealth Management independent RIARIA to RIASep 19, 2019Apr 15, 2025 (2035 d)
Nicholas Charles SapienzaEdward Jones national BDRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2019Jun 20, 2019
Paul Steven ZodtnerAmeriprise Financial Services, LLC national BDRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2019Mar 14, 2019
Daniel Robert LarosaFoundation Retirement Plan Consultants, LLC institutionalRitholtz Wealth Management independent RIAOtherJan 7, 2019Aug 14, 2025 (2411 d)
Dylan KluenderAmeriprise Financial Services, LLC national BDRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Mar 29, 2021 (819 d)
Margaret Blair DuquesnayThirtynorth Investments, LLC mixed wealthRitholtz Wealth Management independent RIARIA to RIAJun 4, 2018Jun 6, 2018
Brian Adam RosenIndependent Financial Partners otherRitholtz Wealth Management independent RIAOtherJan 26, 2018Dec 4, 2017
Jonathan Singer NovyIndependent Financial Partners otherRitholtz Wealth Management independent RIAOtherJan 26, 2018Dec 4, 2017
Matthew James LohriusAmerican Portfolios Advisors, Inc otherRitholtz Wealth Management independent RIAOtherDec 31, 2017May 23, 2025 (2700 d)
Gary Alan PulfordPrivate Asset Management Inc otherRitholtz Wealth Management independent RIAOtherDec 11, 2017Dec 4, 2017
Taylor Dawn HollisFirst Horizon Advisors, Inc otherRitholtz Wealth Management independent RIAOtherJul 13, 2017Mar 15, 2022 (1706 d)
Joel Craig FishmanRosenbaum Financial otherRitholtz Wealth Management independent RIAOtherNov 11, 2015Jul 24, 2026 (3908 d)
Alexander James PalumboMcadam LLC otherRitholtz Wealth Management independent RIAOtherOct 22, 2015Mar 1, 2021 (1957 d)
Patrick Kern HaleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRitholtz Wealth Management independent RIAWirehouse to independent RIAMar 12, 2014Jun 13, 2025 (4111 d)
Joshua Morgan BrownFusion Analytics Investment Partners LLC otherRitholtz Wealth Management independent RIAOtherSep 26, 2013Mar 2, 2021 (2714 d)
Michael Henry BatnickFusion Analytics Investment Partners LLC otherRitholtz Wealth Management independent RIAOtherSep 26, 2013Mar 29, 2021 (2741 d)
Kristopher Pierre VenneWells Fargo Advisors wirehouseRitholtz Wealth Management independent RIAWirehouse to independent RIADec 19, 2012Mar 1, 2021 (2994 d)
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44 moves match.