DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Girard Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Heather Lyn HackettFinancial Planning Dept., Inc. unclassifiedGirard Securities, Inc. otherOtherMar 4, 2026Apr 10, 2014
Christopher Douglas BattreallUnited Capital Financial Advisors independent RIAGirard Securities, Inc. otherOtherMay 20, 2025Apr 16, 2008
William Hugh KellyUnited Capital Financial Advisors independent RIAGirard Securities, Inc. otherOtherDec 31, 2024Feb 9, 2016
Alan Thomas McclainUnited Capital Financial Advisors BD affiliatedGirard Securities, Inc. otherOtherOct 27, 2023Apr 9, 2010
Mark UlicnyUnited Capital Financial Advisors BD affiliatedGirard Securities, Inc. otherOtherOct 27, 2023Jun 10, 2016
Bruce Francis FitzsimmonsUnited Capital Financial Advisors BD affiliatedGirard Securities, Inc. otherOtherOct 19, 2023Oct 25, 2011
Jonathan Mark RawlingsUnited Capital Financial Advisors BD affiliatedGirard Securities, Inc. otherOtherOct 13, 2023Sep 14, 2012
Joseph Andrew GiardanoUnited Capital Financial Advisors BD affiliatedGirard Securities, Inc. otherOtherOct 13, 2023Jun 24, 2014
John On-Kwok LauLfs Wealth Advisors independent RIAGirard Securities, Inc. otherOtherFeb 13, 2023May 3, 2011
Timothy Glen RedmondNewcastle Financial Advisors unclassifiedGirard Securities, Inc. otherOtherNov 28, 2020Oct 23, 2009
Kenneth Edward AllgoodUnited Capital Financial Advisors BD affiliatedGirard Securities, Inc. otherOtherDec 16, 2019Mar 16, 2009
Mark Billings RulemanUnited Capital Financial Advisors independent RIAGirard Securities, Inc. otherOtherJul 17, 2019Nov 17, 2011
Romy Michele BrownPacific Wealth Management independent RIAGirard Securities, Inc. otherOtherApr 20, 2018Apr 1, 2005
Reginald Franklin MuggleyAsset One LLC otherGirard Securities, Inc. otherOtherJul 2, 2017Apr 3, 2017
Charles Henry McloughlinAsset One LLC otherGirard Securities, Inc. otherOtherJul 2, 2017Jul 2, 2017
Richard Harold GreeneAsset One LLC otherGirard Securities, Inc. otherOtherJul 2, 2017Jul 2, 2017
Christopher Stephen ScottCscott Financial, Inc. unclassifiedGirard Securities, Inc. otherOtherJun 6, 2017Jul 16, 2015
Stacy Marlene ParadiseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGirard Securities, Inc. otherOtherJan 17, 2017Jan 13, 2017
Robert Lewis LeeRetirement Money Management otherGirard Securities, Inc. otherOtherDec 31, 2016Mar 8, 2010
Emily Regina HaberkernInvest Financial Corporation otherGirard Securities, Inc. otherOtherApr 21, 2016Apr 27, 2016
Isaac Michael SullivanEdward Jones national BDGirard Securities, Inc. otherOtherApr 4, 2016Apr 1, 2016
Michael Murphy HurtgenRaymond James Financial Services Advisors, Inc otherGirard Securities, Inc. otherOtherMar 10, 2016Mar 8, 2016
Matthew Lynn BoylesGenwealth Financial Advisors, LLC unclassifiedGirard Securities, Inc. otherOtherFeb 12, 2016Jan 4, 2016
Kyle Wayne HensleyLPL Financial LLC otherGirard Securities, Inc. otherOtherJan 14, 2016Jan 8, 2016
John Harrison LindseyCentaurus Financial, Inc. otherGirard Securities, Inc. otherOtherDec 2, 2015Dec 2, 2015
Heidi Sarah HirshCentaurus Financial, Inc. otherGirard Securities, Inc. otherOtherDec 2, 2015Dec 2, 2015
Mathew Alex MellierMogul Wealth Management, Inc. state registeredGirard Securities, Inc. otherOtherNov 10, 2015Apr 29, 2014
Wayne Edward SprengerGeneos Wealth Management, Inc. otherGirard Securities, Inc. otherOtherJul 2, 2015Jun 30, 2015
Quentin Leroy RobbUnited Capital Financial Advisors otherGirard Securities, Inc. otherOtherJan 26, 2015Jan 23, 2015
Jay Richard LabarreOsaic Fa, Inc. otherGirard Securities, Inc. otherOtherJun 20, 2014Jun 20, 2014
John Earle RedfearnBeacon Group Services, LLC unclassifiedGirard Securities, Inc. otherOtherMar 14, 2014Feb 8, 2011
Mark LottFirst Command Financial Planning, Inc. otherGirard Securities, Inc. otherOtherFeb 10, 2014Jun 18, 2014 (128 d)
Francis A SnyderPrincipal Securities, Inc. otherGirard Securities, Inc. otherOtherDec 5, 2013Nov 18, 2013
John B BalmerLPL Financial LLC otherGirard Securities, Inc. otherOtherNov 5, 2013Oct 11, 2013
Joseph Richard GertieWaddell & Reed otherGirard Securities, Inc. otherOtherOct 9, 2013Oct 2, 2013
Huy Quoc NguyenFirst Allied Advisory Services, Inc. otherGirard Securities, Inc. otherOtherOct 7, 2013Oct 2, 2013
Andrew Ross RamseyProfessional Advisory Resources, LLC otherGirard Securities, Inc. otherOtherOct 4, 2013Jun 17, 2013
Daniel Anthony PichardoLPL Financial LLC otherGirard Securities, Inc. otherOtherOct 4, 2013Oct 7, 2013
Douglas Clark De GrooteUnited Capital Financial Advisors otherGirard Securities, Inc. otherOtherSep 13, 2013Sep 20, 2006
David Joshua ElliottCambridge Investment Research Advisors, Inc. otherGirard Securities, Inc. otherOtherAug 22, 2013Aug 26, 2013
Cliff Wingyin ShumEdward Jones national BDGirard Securities, Inc. otherOtherJun 17, 2013Jul 19, 2013 (32 d)
Lillian Marie MeyersCommonwealth Financial Network national BDGirard Securities, Inc. otherOtherJun 4, 2013Jun 3, 2013
Ryan Randy RoloffRaymond James Financial Services Advisors, Inc otherGirard Securities, Inc. otherOtherMay 28, 2013May 29, 2013
Traci SherrodFirst Allied Advisory Services, Inc. otherGirard Securities, Inc. otherOtherMay 9, 2013May 13, 2013
Nathaniel Adam MorrisLegacy Wealth Counselors unclassifiedGirard Securities, Inc. otherOtherApr 11, 2013Oct 9, 2012
Gregory A LopezWarther Private Wealth otherGirard Securities, Inc. otherOtherApr 9, 2013Apr 26, 2013
Philip Michael SchollerNationwide Securities, LLC no RAUMGirard Securities, Inc. otherOtherMar 26, 2013Apr 9, 2013
Russell Edward HarrisFocus Financial Wealth Management, Inc. unclassifiedGirard Securities, Inc. otherOtherFeb 20, 2013Feb 11, 2013
Melissa Kristine Perez-LeblancGfs Advisors LLC otherGirard Securities, Inc. otherOtherJan 23, 2013Jan 21, 2015 (728 d)
Sherry Jo TaylorWaddell & Reed otherGirard Securities, Inc. otherOtherNov 20, 2012Feb 20, 2013 (92 d)
Allen Stuart TaylorWaddell & Reed otherGirard Securities, Inc. otherOtherNov 20, 2012Feb 20, 2013 (92 d)
John Andrew ShumskiOn Investment Management Co otherGirard Securities, Inc. otherOtherNov 16, 2012Nov 19, 2012
Arthur Alexander CastroModern Capital Securities Inc. unclassifiedGirard Securities, Inc. otherOtherApr 17, 2012May 25, 2012 (38 d)
Jason Daniel GriffithHoffman & Associates Financial & Estate Advisors, Inc. independent RIAGirard Securities, Inc. otherOtherMar 7, 2012Jun 11, 2010
Keith Anderson RhodusNeuberger Berman Bd LLC otherGirard Securities, Inc. otherOtherMar 6, 2012Mar 7, 2012
Marshall Scott HuddlestonHornor, Townsend & Kent, LLC otherGirard Securities, Inc. otherOtherFeb 24, 2012Feb 16, 2012
Thomas Ryan SenecaMy Investment Advisor, Inc. unclassifiedGirard Securities, Inc. otherOtherJan 19, 2012Jan 25, 2012
Martin Geddes HurlburtMy Investment Advisor, Inc. unclassifiedGirard Securities, Inc. otherOtherJan 18, 2012Jan 19, 2012
Morgan Thomas GoughWespac Advisors, LLC otherGirard Securities, Inc. otherOtherJan 11, 2012May 17, 2011
Tracey DeanEquitable Advisors, LLC national BDGirard Securities, Inc. otherOtherDec 21, 2011Jan 12, 2012
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146 moves match.