DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bny Mellon Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Daniel PolichemiT. Rowe Price Associates, Inc. asset managerBny Mellon Securities Corporation otherOtherJun 12, 2026Jun 23, 2026
Charles W FaganBlackrock Financial Management, Inc otherBny Mellon Securities Corporation otherOtherMar 2, 2026Mar 19, 2026
Brian RileyRockefeller Capital Management BD affiliatedBny Mellon Securities Corporation otherOtherJan 28, 2026Feb 19, 2026
Lauren CoronaLord, Abbett & Co. LLC asset managerBny Mellon Securities Corporation otherOtherJan 22, 2026Jan 23, 2026
Robert KalerAmeriprise Financial Services, LLC national BDBny Mellon Securities Corporation otherOtherOct 9, 2025Nov 4, 2025
Nicholas W RutherfurdMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBny Mellon Securities Corporation otherOtherOct 1, 2025Aug 18, 2026 (321 d)
Benjamin FergusonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBny Mellon Securities Corporation otherOtherSep 20, 2025Oct 6, 2025
Andrew BermanNeuberger Berman Bd LLC no RAUMBny Mellon Securities Corporation otherOtherSep 19, 2025Oct 1, 2025
Sean TreanorEagle Strategies LLC BD affiliatedBny Mellon Securities Corporation otherOtherJul 22, 2025Aug 28, 2025 (37 d)
Gabrielle BentzeMML Investors Services, LLC BD affiliatedBny Mellon Securities Corporation otherOtherJul 15, 2025Sep 3, 2025 (50 d)
Ryan Matthew MccarthyColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation otherOtherJul 9, 2025Jan 2, 2026 (177 d)
Matthew John SeminoJ.P. Morgan Securities LLC wirehouseBny Mellon Securities Corporation otherOtherDec 16, 2024Jan 24, 2025 (39 d)
Aidan SerkesUBS Financial Services Inc. wirehouseBny Mellon Securities Corporation otherOtherSep 5, 2024Sep 19, 2024
Jerel Lee NegronMorgan Stanley wirehouseBny Mellon Securities Corporation otherOtherAug 15, 2024Aug 21, 2024
Richard Thomas EllardMorgan Stanley wirehouseBny Mellon Securities Corporation otherOtherAug 5, 2024Aug 30, 2024
Nicole LlorenteUBS Financial Services Inc. wirehouseBny Mellon Securities Corporation otherOtherJul 12, 2024Jul 17, 2024
Andrew LiebermanCitigroup Global Markets Inc. BD affiliatedBny Mellon Securities Corporation otherOtherMay 6, 2024Aug 28, 2024 (114 d)
Ann EilanderColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation otherOtherApr 30, 2024May 10, 2024
Kimberly Victoria Rian HaupinNorthern Trust Securities, Inc BD affiliatedBny Mellon Securities Corporation otherOtherFeb 9, 2024Feb 19, 2024
Brian Patrick OconnorPutnam Investment Management, LLC asset managerBny Mellon Securities Corporation otherOtherJan 23, 2024Apr 1, 2024 (69 d)
Edward Zachary TrevinoCapital Client Group, Inc. no RAUMBny Mellon Securities Corporation otherOtherJun 30, 2023Jul 7, 2023
Jacob ShamblottLPL Financial LLC BD affiliatedBny Mellon Securities Corporation otherOtherApr 19, 2023Jul 11, 2023 (83 d)
Payton Veronica GabrielUBS Financial Services Inc. wirehouseBny Mellon Securities Corporation otherOtherJan 13, 2023Aug 17, 2023 (216 d)
Rishabh ShuklaCetera Advisor Networks LLC BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2022Nov 23, 2022 (33 d)
Seth KarasinOsaic Institutions, Inc. BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherSep 6, 2022Sep 26, 2022
Austin Douglas BelzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankAug 16, 2022Nov 21, 2022 (97 d)
Christian Peter MccormickColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation BD affiliatedOtherJun 8, 2022Sep 12, 2022 (96 d)
George N SekasEquitable Advisors, LLC national BDBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2022Jul 27, 2022 (64 d)
Cole Louis GreganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2022Sep 29, 2022 (160 d)
Lee EllwoodMorgan Stanley wirehouseBny Mellon Securities Corporation otherOtherMar 9, 2022Oct 31, 2024 (967 d)
Rebecca May HoodNewedge Advisors BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2021Dec 16, 2021
Christopher MezzasalmaJ.P. Morgan Securities LLC wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankMay 21, 2021Jul 15, 2021 (55 d)
Ricardo SarricoleaSecurian Financial Services, Inc. BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2021Jun 16, 2021 (41 d)
Thomas William PeriniThird Avenue Management LLC asset managerBny Mellon Securities Corporation BD affiliatedOtherMar 22, 2021Jun 18, 2019
Edward Andrew MoraBancwest Investment Services, Inc. (Bwis) BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2020Aug 15, 2022 (700 d)
Patrick Thomas LevenduskyNuveen Asset Management, LLC mixed wealthBny Mellon Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2020Oct 29, 2020 (80 d)
Edward Joseph BevilacquaLPL Financial LLC BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 13, 2020Jan 24, 2020
Osvin M TorresSteward Partners Investment Solutions, LLC independent RIABny Mellon Securities Corporation otherOtherNov 19, 2019Jan 1, 2025 (1870 d)
Michael GagalaRussell Investments otherBny Mellon Securities Corporation BD affiliatedOtherJul 12, 2019Jul 19, 2019
John Joseph LavinColumbia Management Investment Advisers, LLC asset managerBny Mellon Securities Corporation BD affiliatedOtherJun 27, 2019Jul 12, 2019
Mario Dominique FontenotMorgan Stanley wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 22, 2019Mar 6, 2019
Gregory Howard ScozzariMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankJan 3, 2019Jan 11, 2019
Bobbie Jo Pippin-ArndtAmundi Pioneer Institutional Asset Management, Inc. otherBny Mellon Securities Corporation BD affiliatedOtherOct 1, 2018Oct 16, 2018
Connie Crystal GorczycaWells Fargo Advisors wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankAug 30, 2018Mar 14, 2019 (196 d)
Janee BrowneStrategic Advisers LLC national BDBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2018Jul 13, 2018
John Girona LabradorJ.P. Morgan Securities LLC wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankJun 12, 2018Oct 26, 2018 (136 d)
Louis L TousignantAlliancebernstein L.P. otherBny Mellon Securities Corporation BD affiliatedOtherJun 1, 2018Jun 11, 2019 (375 d)
Maurizio DebellisScottrade Investment Management BD affiliatedBny Mellon Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2018Oct 5, 2018 (186 d)
Phillip Edward HallSalient Capital Advisors, LLC otherBny Mellon Securities Corporation otherOtherFeb 28, 2018Mar 16, 2018
Kent Charles MoegerleGfo Advisory Services, LLC otherBny Mellon Securities Corporation BD affiliatedOtherDec 31, 2017Sep 4, 2020 (978 d)
Samuel Elliott FowlerCharles Schwab & Co., Inc. national BDBny Mellon Securities Corporation otherOtherOct 3, 2017Oct 13, 2017
Douglas Steven GoldWells Fargo Advisors wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankJun 26, 2017Apr 22, 2019 (665 d)
Jeremy Davin HumeLPL Financial LLC otherBny Mellon Securities Corporation BD affiliatedOtherJun 23, 2017Apr 17, 2019 (663 d)
Eric Michael LevineLord, Abbett & Co. LLC otherBny Mellon Securities Corporation otherOtherJan 31, 2017Mar 2, 2017
Andrew D BaumgartnerWells Fargo Advisors wirehouseBny Mellon Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankNov 3, 2016Oct 23, 2018 (719 d)
Mark Edward JamisonAlliancebernstein L.P. otherBny Mellon Securities Corporation BD affiliatedOtherOct 20, 2016Oct 1, 2018 (711 d)
Rachel Eileen DelevanteNeuberger Berman Bd LLC otherBny Mellon Securities Corporation otherOtherJul 26, 2016Jan 10, 2024 (2724 d)
Ryan IngramSchwab Wealth Advisory, Inc. otherBny Mellon Securities Corporation BD affiliatedOtherDec 18, 2015Nov 19, 2018 (1067 d)
Michael Ryan AulsonLord, Abbett & Co. LLC otherBny Mellon Securities Corporation otherOtherNov 6, 2015Dec 2, 2015
Kelli Rose MesiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBny Mellon Securities Corporation otherOtherOct 1, 2015Oct 22, 2015
Page 1 of 3Next
145 moves match.