DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Thrive Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric James CasselVanguard Advisers, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2026Aug 4, 2026
Jacob Andrew StinsonOxford Wealth Group, LLC independent RIAThrive Capital Management, LLC independent RIARIA to RIAMay 14, 2026Jun 25, 2026 (42 d)
Michael Lewis AbbottValic Financial Advisors, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2026Feb 13, 2026
Michael A PerriEquitable Advisors, LLC national BDThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2025Jun 26, 2026 (245 d)
Sean DebarberieRiversedge Advisors independent RIAThrive Capital Management, LLC independent RIARIA to RIAJul 8, 2024Aug 7, 2024
Adam BurgMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThrive Capital Management, LLC independent RIAWirehouse to independent RIAJun 3, 2024Jun 6, 2024
Richard Alan ParrettEmpower Advisory Group, LLC BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2024Jun 6, 2024
Kimberly Beth ThomasCwm Advisory, LLC independent RIAThrive Capital Management, LLC independent RIARIA to RIAMar 31, 2024Jun 7, 2024 (68 d)
David John BadeckiGuardian Solutions state registeredThrive Capital Management, LLC independent RIAOtherDec 21, 2023Nov 28, 2023
Christian Joseph AbrahamUnited Capital Financial Advisors BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Oct 19, 2023
Matthew HarrisonLPL Financial LLC BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2023Aug 11, 2023
Dennis John KeyserOsaic Institutions, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2023Aug 22, 2023
Grant Stephen FrederickMML Investors Services, LLC BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2023Feb 8, 2023
Matthew Stroud HellebuschAe Wealth Management, LLC BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2022Feb 7, 2023 (57 d)
Mandy Sue SniderVanguard Advisers, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2021Nov 8, 2021
Chad Ian AkselradCitizens Securities, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2021May 10, 2021
Erik Richard SchusterVanguard Advisers, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Mar 30, 2021
Joseph William WaterlooVanguard Advisers, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020May 6, 2022 (491 d)
Scott RatajczakCornerstone Planning Group independent RIAThrive Capital Management, LLC independent RIARIA to RIAOct 21, 2020Nov 25, 2020 (35 d)
Christopher Joseph BakEfficient Advisors independent RIAThrive Capital Management, LLC independent RIARIA to RIAAug 13, 2020Oct 6, 2020 (54 d)
Joseph William VeaseyCitizens Securities, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2020Mar 2, 2020 (52 d)
Ryan Thomas Kelly1914 Advisors independent RIAThrive Capital Management, LLC independent RIARIA to RIAJan 31, 2019Oct 6, 2021 (979 d)
Jeffrey Richard WalkerCitizens Securities, Inc. BD affiliatedThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2018Jul 26, 2019 (375 d)
Bryan J BritchkowRz Wealth independent RIAThrive Capital Management, LLC independent RIARIA to RIAApr 24, 2018Mar 18, 2019 (328 d)
George Robert PlockSpc otherThrive Capital Management, LLC independent RIAOtherJun 22, 2017Jul 28, 2017 (36 d)
Elizabeth GosekCentaurus Financial, Inc. otherThrive Capital Management, LLC independent RIAOtherApr 21, 2017Jun 22, 2017 (62 d)
Jacob Earl LusbyCitizens Securities, Inc. otherThrive Capital Management, LLC independent RIAOtherFeb 2, 2017Mar 2, 2017
Davita PrayMML Investors Services, LLC otherThrive Capital Management, LLC independent RIAOtherJan 30, 2017Jun 22, 2017 (143 d)
Steven Dominic CacciuttiLincoln Investment otherThrive Capital Management, LLC independent RIAOtherOct 21, 2016Nov 28, 2016 (38 d)
Jean M BarberioAmeriprise Financial Services, LLC national BDThrive Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2004Dec 19, 2019 (5481 d)
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30 moves match.