DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zoe Bender | Entrewealth independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2026 | Aug 21, 2026 |
| Noah Philip Alweiss | Morgan Stanley wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2026 | Jul 9, 2026 (83 d) |
| Steven F Thoms | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2026 | Mar 27, 2026 |
| Danny Zuhair Kamal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2026 | Mar 30, 2026 |
| John Robert Kamal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2026 | Mar 27, 2026 |
| William Anthony Phillips | Phillips Financial Strategies LLC unclassified | Summit Financial, LLC BD affiliated | Other | Mar 30, 2026 | Dec 2, 2025 |
| Ryan Klemm | Range Advisory, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Apr 2, 2026 |
| Robert Stephen Castellini | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Noah Adam Koterba | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Katherine Nancy Owens | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Carl Andrew Adkins | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Charles F Fellows | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Jay C Weislogel | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 9, 2026 |
| Edward Scott Campbell | Brass Tax Wealth Management independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Oct 10, 2025 |
| Elizabeth Haley Rockwell | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2025 | Feb 2, 2026 (52 d) |
| Aashka Desai Singh | Fruitful independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2025 | Feb 12, 2026 (101 d) |
| Ron M. Amir | Clarity Capital Partners independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Jul 11, 2025 |
| Peter James Anderson | Clarity Capital Partners independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Jul 14, 2025 |
| Connor Jason Schamblin | Clarity Capital Partners independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Jul 2, 2025 |
| Blake Andrew Kent Bauer | Clarity Capital Partners independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Jul 15, 2025 |
| George Philp Ramsay | Capasso Planning Partners LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2025 | Jul 16, 2024 |
| Pei-Chin Andrew | Heritage Wealth Partners, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | Apr 23, 2025 |
| Richard Hammons | Heritage Wealth Partners, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | Apr 23, 2025 |
| Emilio Joseph Senesi | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 9, 2025 |
| Brad Michael Ingegneri | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 1, 2025 |
| Todd Sadwin | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 1, 2025 |
| Benjamin James Veglas | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 1, 2025 |
| Michael Raspallo | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 7, 2025 |
| Ralph R Coppola | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 8, 2025 |
| Mark Damian Piccerelli | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 1, 2025 |
| Sean Michael Marchetti | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 8, 2025 |
| Bryan Le Beau | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 8, 2025 |
| Michael Anthony Kiernan | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 1, 2025 |
| Christopher Lee Bishop | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 26, 2025 |
| Erik Robert Rinehold | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 16, 2025 |
| Thomas Beaupre | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 17, 2025 |
| Andrew J. Grant | Wells Fargo Advisors wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2025 | May 30, 2025 |
| Mark Armand Picchi | Lpf Advisors, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2025 | Apr 14, 2025 |
| Kristopher Scott Flammang | Lpf Advisors, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2025 | Apr 14, 2025 |
| Collin Trent Habig | Lpf Advisors, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2025 | Apr 14, 2025 |
| Armando Demetrice Faucy-Smith | Lpf Advisors, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2025 | Apr 14, 2025 |
| Andrew Keith Hendricks | Capasso Planning Partners LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2025 | Jul 16, 2024 |
| Thomas Andrew Crow | Crow Financial Advisors independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2025 | Feb 26, 2025 |
| Christian Duncan Williams | Crow Financial Advisors independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2025 | Feb 26, 2025 |
| William Stark Mcneer | Capasso Planning Partners LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2025 | Jul 16, 2024 |
| Kirk A Matenaer | Capasso Planning Partners LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2025 | Jul 16, 2024 |
| Alexander Samuel Pasquale | Everest Consultants, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2025 | Mar 6, 2025 |
| Anita Petricola Lombardi | Everest Consultants, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2025 | Mar 6, 2025 |
| Nathaniel Luke Gavitt | Everest Consultants, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2025 | Mar 6, 2025 |
| Richard Steven Babjak | Midway Wealth Partners, LLC asset manager | Summit Financial, LLC BD affiliated | Other | Apr 24, 2025 | Oct 7, 2024 |
| Todd Jay Rollins | Midway Wealth Partners, LLC asset manager | Summit Financial, LLC BD affiliated | Other | Apr 24, 2025 | Sep 25, 2024 |
| Dennis Patrick Ryan | Midway Wealth Partners, LLC asset manager | Summit Financial, LLC BD affiliated | Other | Apr 24, 2025 | Sep 25, 2024 |
| Kelley Jo Belmonte | Midway Wealth Partners, LLC asset manager | Summit Financial, LLC BD affiliated | Other | Apr 24, 2025 | Oct 1, 2024 |
| Robert Ronald Obraitis | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 17, 2025 |
| Chad Michael Hemphill | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2025 | Nov 4, 2024 |
| Brian Allen Redders | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2025 | Nov 4, 2024 |
| Michael Joseph Sluhan | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2025 | Nov 4, 2024 |
| Ethan Marc Silverman | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2025 | Nov 4, 2024 |
| Andrew Robert Ishmael | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Quintin Andrew Hogrefe | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
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188 moves match.