DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New Edge Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karli Vazquez-MendezFlagstar Securities, Inc. independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2026Sep 8, 2026
Michael J WohlgemuthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 2, 2026
Trace ShapiroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Paul Joseph YatesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Shannon Michael WillemsAlliancebernstein L.P. otherNew Edge Wealth BD affiliatedOtherAug 28, 2026Aug 17, 2026
Sara Dejay WillisAlliancebernstein L.P. otherNew Edge Wealth BD affiliatedOtherAug 28, 2026Aug 17, 2026
Lance Alan WhiteMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJul 30, 2026Jul 2, 2026
Shane MoranMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJul 21, 2026Jul 2, 2026
James Arthur NicholsUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jun 12, 2026
Wendy Marie ChanceMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2026Jul 2, 2026
Jenna R DickinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jul 24, 2026
Erin ThomasUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2026Jun 12, 2026
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankMay 23, 2026May 22, 2026
Edward A RuizMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankApr 30, 2026May 1, 2026
Cristina Elena PrattJ.P. Morgan Securities LLC wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankApr 21, 2026May 13, 2026
Travis John LazaroffFifth Avenue Family Office independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2026Feb 18, 2026
Thomas Boyd AmesMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2026Feb 23, 2026
Burton Everett HiltonMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 25, 2026Feb 23, 2026
Dana M SypniewskiMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 25, 2026Feb 23, 2026
Donald Chandler MarcontellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJan 20, 2026Feb 11, 2026
Michael Joseph MccarthyPallas Capital Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025Jan 6, 2026
Damien Thomas DepeterPallas Capital Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025Jan 6, 2026
Kristen Lee NunesPallas Capital Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025Jan 6, 2026
Alexander ShapsesSummit Trail Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Nov 14, 2025
Justin Castenskiold WatermanSummit Trail Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Nov 14, 2025
Dominick J TrapassoSummit Trail Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Dec 3, 2025
Sarah N SilverioSummit Trail Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Nov 14, 2025
Adam Michael BetancourtSummit Trail Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Nov 17, 2025
Heather Anne Doherty GuardadoTocqueville Asset Management LP independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2025Oct 20, 2025
Eric J ChanWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankOct 28, 2025Oct 24, 2025
Erica Jan WeiserMercer Global Advisors Inc. independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2025Sep 11, 2025
Colton NeighborsStrategic Advisers LLC national BDNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2025Jan 27, 2026 (138 d)
Jesse David ChristensenNewedge Advisors BD affiliatedNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2025May 12, 2025
Mia Lynn CostarellaWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 28, 2025Aug 22, 2025
David Joseph ChaseWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 27, 2025Aug 22, 2025
Robert E BalfourWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 27, 2025Aug 22, 2025
Natalie R DymkowskiWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 27, 2025Aug 22, 2025
Kenneth Charles GreenCharles Schwab & Co., Inc. national BDNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2025Aug 17, 2026 (365 d)
Patrick DillonMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 11, 2025Jul 24, 2025
Brian James MurphyMariner BD affiliatedNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2025Jul 9, 2025
William Patrick McglothinMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJun 13, 2025Jul 14, 2025 (31 d)
Brendan Hugh KeelanKeelan Capital asset managerNew Edge Wealth BD affiliatedOtherJun 12, 2025Apr 24, 2025
Kylie Randle PresleyFisher Investments independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2025Apr 28, 2026 (328 d)
Paul Roberts Poinsett IzlarKeelan Capital asset managerNew Edge Wealth BD affiliatedOtherApr 17, 2025Apr 24, 2025
Andrew Lewis KaskelMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankApr 11, 2025Feb 24, 2026 (319 d)
Nathan FreshwaterWaldron Private Wealth independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankApr 8, 2025Apr 25, 2025
William Jones DebuttsEdge Capital Group, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2025Jan 30, 2025
James Thomas PatrickEdge Capital Group, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2025Jan 16, 2025
Tate Heritage WingateRBC Capital Markets, LLC national BDNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2025Apr 22, 2025 (76 d)
Gilles GouraigeJohn Hancock Investment Management LLC asset managerNew Edge Wealth BD affiliatedOtherNov 29, 2024Oct 23, 2025 (328 d)
Christopher Bradley AyerPallas Capital Advisors, LLC independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2024Nov 26, 2024
Paul Douglas EmrickMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 22, 2024Aug 16, 2024
Matthew Liam MongonMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 22, 2024Aug 16, 2024
Nathan Robert EmrickMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 22, 2024Aug 16, 2024
Monica Marie DoughertyMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 22, 2024Aug 16, 2024
Kirsten Anne TuzzoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2024Aug 21, 2024
Blaine Michael MintonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2024Aug 21, 2024
Diane McclungMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2024Aug 21, 2024
Scott Ross GraverMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2024Oct 17, 2024 (58 d)
Sebin SkariaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2024Jan 1, 2025 (134 d)
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132 moves match.