DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alden Investment Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Martin LensingCrest Private Wealth, LLC state registeredAlden Investment Group independent RIAOtherFeb 24, 2026Feb 24, 2026
John Ramsay EllisMML Investors Services, LLC BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2025Jun 26, 2026 (232 d)
Steven Dominic CacciuttiCommonwealth Financial Network national BDAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2025Jul 17, 2025
Andrew J GiannoneAllio Advisors independent RIAAlden Investment Group independent RIARIA to RIAJun 9, 2025Apr 20, 2026 (315 d)
Craig M WienerRealta Investment Advisors, Inc BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2025Mar 7, 2025
Patrick James SirayathornCrest Private Wealth, LLC state registeredAlden Investment Group independent RIAOtherMar 7, 2025Mar 6, 2025
Anthony J SeifertKestra Advisory Services, LLC BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2025Apr 9, 2025 (65 d)
Kim DesioUBS Financial Services Inc. wirehouseAlden Investment Group independent RIAWirehouse to independent RIAJan 15, 2025Jan 7, 2025
Vincent Stephen LucchesiUBS Financial Services Inc. wirehouseAlden Investment Group independent RIAWirehouse to independent RIAJan 8, 2025Dec 17, 2024
Wendy Lesa Gipson-FitzpatrickTrust Advisory Group Ltd independent RIAAlden Investment Group independent RIARIA to RIASep 16, 2024Sep 13, 2024
Mark Timothy YoungsRealta Investment Advisors, Inc BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2024Jun 24, 2024
Brian D BroganExemplar Wealth Advisors, LLC state registeredAlden Investment Group independent RIAOtherJun 21, 2024Oct 17, 2024 (118 d)
Sean Travis NewmanWells Fargo Advisors wirehouseAlden Investment Group independent RIAWirehouse to independent RIAMay 29, 2024May 24, 2024
Jonathan AllenWells Fargo Advisors wirehouseAlden Investment Group independent RIAWirehouse to independent RIAMay 29, 2024May 24, 2024
James Robert ScottTrust Advisory Group Ltd independent RIAAlden Investment Group independent RIARIA to RIAMay 13, 2024May 9, 2024
Anthony J. FalcoMpb Wealth Management, LLC unclassifiedAlden Investment Group independent RIAOtherApr 10, 2024May 3, 2024
Jacqueline M OpreanEdward Jones national BDAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2024Feb 9, 2024
Marques Dalon MilesBrookstone Wealth Advisors, LLC no RAUMAlden Investment Group independent RIAOtherDec 31, 2023Jan 3, 2024
James Eric QuillenTruist Advisory Services, Inc. BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2023Apr 5, 2024 (112 d)
David Allen GibbsMML Investors Services, LLC BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2023Feb 16, 2024 (155 d)
Larissa Jane CostelloRealta Investment Advisors, Inc BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2023Sep 12, 2023
Courtney Ann KucishEdward Jones national BDAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2023May 24, 2023
Delaina Sue KucishEdward Jones national BDAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2023Oct 16, 2024 (562 d)
Young Suh KimAmeriprise Financial Services, LLC national BDAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2023May 25, 2023 (92 d)
Kenneth Richard SmithEqualize Capital LLC asset managerAlden Investment Group independent RIAOtherDec 31, 2022Jul 26, 2022
Lee Albert CalfoEqualize Capital LLC asset managerAlden Investment Group independent RIAOtherDec 31, 2022Jul 26, 2022
Nicole Elizabeth SennettRaymond James Financial Services Advisors, Inc BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022May 19, 2023 (139 d)
John Francis MulqueenEqualize Capital LLC asset managerAlden Investment Group independent RIAOtherDec 31, 2022Jul 27, 2022
Nathan Daniel GoadSparta Wealth Partners independent RIAAlden Investment Group independent RIARIA to RIADec 13, 2022Jul 28, 2022
Joseph David GastaldiGreenleaf Advisors institutionalAlden Investment Group independent RIAOtherNov 30, 2022Jan 17, 2023 (48 d)
Aaron Lee WilliamsFiscal Wisdom Wealth Management LLC independent RIAAlden Investment Group independent RIARIA to RIANov 30, 2022Jan 3, 2023 (34 d)
Derek Rudolf D'AlonzoAlden Capital independent RIAAlden Investment Group independent RIARIA to RIANov 22, 2022Jun 30, 2022
Karen M. Van HornUBS Financial Services Inc. wirehouseAlden Investment Group independent RIAWirehouse to independent RIANov 17, 2022Nov 11, 2022
John Francis DolanCantella & Co., Inc. BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2022Nov 9, 2022
Robert Arthur LansingAlden Capital independent RIAAlden Investment Group independent RIARIA to RIANov 3, 2022Apr 6, 2022
Gustavo Isaac MasriAlden Capital independent RIAAlden Investment Group independent RIARIA to RIANov 3, 2022Apr 26, 2022
James Lawrence CadyCantella & Co., Inc. BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2022Oct 3, 2022
Todd ZangrilliCantella & Co., Inc. BD affiliatedAlden Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2022Aug 19, 2022
Deborah Ann DavisAlden Capital independent RIAAlden Investment Group independent RIARIA to RIAApr 4, 2022Apr 4, 2022
Heidi R ReyesCambridge Investment Research Advisors, Inc. BD affiliatedAlden Investment Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 23, 2022Feb 16, 2022
Stephen Douglas PattersonAmeriprise Financial Services, LLC national BDAlden Investment Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 13, 2021Mar 8, 2022 (238 d)
Eric Scott MaslowskyPfg Advisors otherAlden Investment Group independent RIAOtherOct 2, 2017Mar 17, 2023 (1992 d)
John Mitchell MorenoCuna Brokerage Services, Inc. otherAlden Investment Group independent RIAOtherSep 20, 2017Aug 4, 2022 (1779 d)
Scott Brian HinkleIndependent Advisers Group Corp otherAlden Investment Group independent RIAOtherDec 15, 2009May 27, 2026 (6007 d)
Guy Roger CollinsNewport Group Securities, Inc. otherAlden Investment Group independent RIAOtherNov 29, 2007Jul 14, 2026 (6802 d)
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45 moves match.