DFX Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS wirehouse | Houston, Tx | 8 | 4 | 5 | -1 | 63% | 1 | ||
| TRU INDEPENDENCE ASSET MANAGEMENT, LLC independent RIA | Portland, Or · principal | 8 | 2 | 5 | -3 | 63% | 1 | 1 | |
| TRANSAMERICA FINANCIAL ADVISORS, LLC BD affiliated | Woodland Hills, Ca | 8 | 3 | 5 | -2 | 63% | 1 | ||
| S•• W••••• independent RIA | San Francisco, Ca | 7 | 1 | 5 | -4 | 71% | 1 | ||
| T•••• L•• independent RIA | Lake Forest, Il · principal | 6 | 0 | 5 | -5 | 83% | 1 | ||
| D••• A••••••• S•••••••• L•• independent RIA | Des Moines, Ia · principal | 6 | 1 | 5 | -4 | 83% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Camp Hill, Pa | 6 | 1 | 5 | -4 | 83% | 1 | ||
| C••••••••• W•••••• L•• independent RIA | Lakewood, Co | 5 | 2 | 5 | -3 | 100% | 1 | ||
| F•••• T•••• A••••••• L• asset manager | Wheaton, Il · principal | 607 | 51 | 4 | +47 | 0.7% | |||
| B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated | St Louis, Mo | 501 | 60 | 4 | +56 | 0.8% | 1 | 2 | |
| S•••••••• A••••••• L•• national BD | Smithfield, Ri | 451 | 108 | 4 | +104 | 0.9% | |||
| S••••• W••••• M••••••••• independent RIA | Rockford, Il · principal | 401 | 123 | 4 | +119 | 1.0% | |||
| P•••• C•••••• F•••••••• mixed wealth | Overland Park, Ks · principal | 262 | 40 | 4 | +36 | 1.5% | |||
| S•••••• F•••••••• G••••• L••••• independent RIA | Akron, Oh · principal | 260 | 58 | 4 | +54 | 1.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Houston, Tx | 240 | 18 | 4 | +14 | 1.7% | |||
| W•••• F•••• A••••••• wirehouse | Seattle, Wa | 213 | 36 | 4 | +32 | 1.9% | |||
| R•• C•••••• M••••••• L•• national BD | New York, Ny · principal | 211 | 31 | 4 | +27 | 1.9% | 2 | ||
| F•••••••• S••••••••• C•••• no RAUM | Pittsburgh, Pa · principal | 210 | 14 | 4 | +10 | 1.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pasadena, Ca | 210 | 13 | 4 | +9 | 1.9% | 1 | ||
| M••••• S•••••• wirehouse | Paramus, Nj | 192 | 11 | 4 | +7 | 2.1% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Providence, Ri | 185 | 15 | 4 | +11 | 2.2% | |||
| W•••• F•••• A••••••• wirehouse | Raleigh, Nc | 179 | 20 | 4 | +16 | 2.2% | |||
| M••••• S•••••• wirehouse | Columbus, Oh | 175 | 19 | 4 | +15 | 2.3% | |||
| D•••••••• • C•••••• L•• BD affiliated | Richmond, Va · principal | 173 | 15 | 4 | +11 | 2.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Naples, Fl | 171 | 7 | 4 | +3 | 2.3% | |||
| M••••• S•••••• wirehouse | San Diego, Ca | 169 | 11 | 4 | +7 | 2.4% | 3 | ||
| L•• F•••••••• L•• BD affiliated | Austin, Tx | 158 | 47 | 4 | +43 | 2.5% | 3 | ||
| C•••••••• F••••••••• I••• BD affiliated | Anaheim, Ca · principal | 156 | 13 | 4 | +9 | 2.6% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Columbia, Md | 152 | 38 | 4 | +34 | 2.6% | |||
| W•••• F•••• A••••••• wirehouse | San Francisco, Ca | 149 | 19 | 4 | +15 | 2.7% | |||
| C••••••• S••••••••• I••• BD affiliated | Conshohocken, Pa | 148 | 39 | 4 | +35 | 2.7% | |||
| B•••••••• I••••••••• M••••••••• L•• asset manager | New York, Ny | 146 | 15 | 4 | +11 | 2.7% | |||
| A•••••• W••••• M••••••••• L•• independent RIA | Mount Pleasant, Sc · principal | 141 | 36 | 4 | +32 | 2.8% | |||
| W•••• F•••• A••••••• wirehouse | Richmond, Va | 138 | 20 | 4 | +16 | 2.9% | |||
| M••••• S•••••• wirehouse | Denver, Co | 133 | 10 | 4 | +6 | 3.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Boca Raton, Fl | 131 | 20 | 4 | +16 | 3.1% | 1 | 1 | |
| C•••••• S••••• • C••• I••• national BD | Chicago, Il | 128 | 16 | 4 | +12 | 3.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Raleigh, Nc | 126 | 13 | 4 | +9 | 3.2% | 1 | ||
| M••••• S•••••• wirehouse | Charlotte, Nc | 126 | 16 | 4 | +12 | 3.2% | 2 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | St Petersburg, Fl | 121 | 19 | 4 | +15 | 3.3% | 2 | ||
| R•••• I••••••••• A••••••• L•• BD affiliated | Kentwood, Mi · principal | 120 | 22 | 4 | +18 | 3.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Nashville, Tn | 120 | 21 | 4 | +17 | 3.3% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Atlanta, Ga | 120 | 14 | 4 | +10 | 3.3% | 1 | ||
| H•• I••••••••• P•••••••• L•• independent RIA | Austin, Tx · principal | 118 | 29 | 4 | +25 | 3.4% | |||
| I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated | Orlando, Fl · principal | 113 | 16 | 4 | +12 | 3.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Palo Alto, Ca | 112 | 10 | 4 | +6 | 3.6% | 1 | ||
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager | Pittsburgh, Pa | 111 | 11 | 4 | +7 | 3.6% | |||
| W•••• F•••• A••••••• wirehouse | Roseville, Ca | 110 | 8 | 4 | +4 | 3.6% | 1 | 1 | |
| L•••• F••• A••••••• S••••••• BD affiliated | Dallas, Tx · principal | 110 | 9 | 4 | +5 | 3.6% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Coral Gables, Fl | 108 | 11 | 4 | +7 | 3.7% | |||
| W•••• F•••• A••••••• wirehouse | Naples, Fl | 108 | 14 | 4 | +10 | 3.7% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Vancouver, Wa | 108 | 17 | 4 | +13 | 3.7% | |||
| S••••• M••••••••• independent RIA | North Little Rock, Ar · principal | 105 | 20 | 4 | +16 | 3.8% | |||
| W•••• F•••• A••••••• wirehouse | Charleston, Sc | 104 | 15 | 4 | +11 | 3.8% | |||
| M••••••• I••••••••• N•••••• I••• BD affiliated | Dallas, Tx · principal | 102 | 15 | 4 | +11 | 3.9% | |||
| K•••••••• W••••• M••••••••• L•• independent RIA | Grants Pass, Or · principal | 102 | 21 | 4 | +17 | 3.9% | |||
| W•••• F•••• A••••••• wirehouse | Beverly Hills, Ca | 102 | 6 | 4 | +2 | 3.9% | 2 | ||
| G••••• V••• C•••••• M••••••••• L•• independent RIA | Waukesha, Wi · principal | 100 | 13 | 4 | +9 | 4.0% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Tampa, Fl | 99 | 12 | 4 | +8 | 4.0% | 2 | ||
| C••••••••• W••••• A•••••••• L•• BD affiliated | Minneapolis, Mn · principal | 99 | 18 | 4 | +14 | 4.0% |
22,747 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.