DFX Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC national BD | Stamford, Ct | 28 | 4 | 3 | +1 | 11% | |||
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC asset manager | Tempe, Az | 28 | 15 | 3 | +12 | 11% | |||
| LPL ENTERPRISE, LLC BD affiliated | Jacksonville, Fl | 28 | 7 | 3 | +4 | 11% | |||
| L•• F•••••••• L•• BD affiliated | La Jolla, Ca | 28 | 3 | 3 | 0 | 11% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Huntersville, Nc | 28 | 4 | 3 | +1 | 11% | |||
| W•••• F•••• A••••••• wirehouse | Carlsbad, Ca | 28 | 1 | 3 | -2 | 11% | |||
| S••••••••• I••••••••• independent RIA | New York, Ny · principal | 28 | 8 | 3 | +5 | 11% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pleasanton, Ca | 28 | 0 | 3 | -3 | 11% | 1 | ||
| R•••••• J•••• I••••••••• M••••••••• asset manager | St Petersburg, Fl · principal | 28 | 13 | 3 | +10 | 11% | |||
| R•• C•••••• M••••••• L•• national BD | San Diego, Ca | 27 | 3 | 3 | 0 | 11% | 1 | 1 | |
| P••• A••••• S••••••••• L•• BD affiliated | Houston, Tx | 27 | 7 | 3 | +4 | 11% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Boynton Beach, Fl | 27 | 1 | 3 | -2 | 11% | 1 | ||
| S•• W••••• independent RIA | Boston, Ma · principal | 27 | 3 | 3 | 0 | 11% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Franklin, Tn | 27 | 3 | 3 | 0 | 11% | |||
| M••••• S•••••• wirehouse | Jersey City, Nj | 27 | 2 | 3 | -1 | 11% | |||
| H•••••• I••••••••• L•• asset manager | Charlotte, Nc · principal | 27 | 7 | 3 | +4 | 11% | |||
| P•••••••• S••••••••• I••• BD affiliated | Charlotte, Nc | 27 | 1 | 3 | -2 | 11% | |||
| R•• C•••••• M••••••• L•• national BD | Lincoln, Ne | 26 | 1 | 3 | -2 | 12% | 1 | ||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Burlington, Ma | 26 | 3 | 3 | 0 | 12% | |||
| U••• B•••••• A•••••••• L•• BD affiliated | San Diego, Ca | 26 | 22 | 3 | +19 | 12% | |||
| E•••••• A••••••• G••••• L•• BD affiliated | Jacksonville, Fl | 26 | 7 | 3 | +4 | 12% | 1 | ||
| T•• S•••••••• F•••••••• A••••••• BD affiliated | Atlanta, Ga · principal | 26 | 2 | 3 | -1 | 12% | |||
| B••••• C•••••• M••••••••• I••• mixed wealth | Dayton, Oh · principal | 26 | 3 | 3 | 0 | 12% | |||
| M••••• S•••••• wirehouse | Boulder, Co | 26 | 0 | 3 | -3 | 12% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Allentown, Pa | 26 | 7 | 3 | +4 | 12% | |||
| W•••• F•••• A••••••• wirehouse | Albany, Ny | 26 | 1 | 3 | -2 | 12% | 1 | ||
| R••••••••• C•••••• M••••••••• BD affiliated | San Francisco, Ca | 25 | 5 | 3 | +2 | 12% | |||
| T••••• L•• independent RIA | Knoxville, Tn · principal | 25 | 6 | 3 | +3 | 12% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Boca Raton, Fl | 25 | 1 | 3 | -2 | 12% | |||
| L•• F•••••••• L•• BD affiliated | Portsmouth, Nh | 24 | 2 | 3 | -1 | 13% | 1 | ||
| G••••• R•••••• R••••••••• L•• independent RIA | Dublin, Oh · principal | 24 | 7 | 3 | +4 | 13% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Shreveport, La | 24 | 2 | 3 | -1 | 13% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | West Des Moines, Ia | 24 | 2 | 3 | -1 | 13% | |||
| L•• E••••••••• L•• BD affiliated | Englewood, Co | 24 | 12 | 3 | +9 | 13% | 1 | ||
| C••••••• W••••• M••••••••• L•• independent RIA | Houston, Tx · principal | 24 | 10 | 3 | +7 | 13% | |||
| B••••••• G••••• A••••••• asset manager | Coral Gables, Fl · principal | 24 | 8 | 3 | +5 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Burbank, Ca | 24 | 3 | 3 | 0 | 13% | |||
| E••••• J•••• national BD | Marietta, Ga | 24 | 2 | 3 | -1 | 13% | 1 | ||
| J•••••• B••••••• independent RIA | Wethersfield, Ct · principal | 24 | 2 | 3 | -1 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Irvine, Ca | 24 | 10 | 3 | +7 | 13% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Mill Valley, Ca | 24 | 1 | 3 | -2 | 13% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Franklin, Tn | 24 | 5 | 3 | +2 | 13% | 1 | ||
| P•••••••• S••••••••• I••• BD affiliated | Overland Park, Ks | 23 | 4 | 3 | +1 | 13% | |||
| G•• W••••• M••••••••• independent RIA | Flower Mound, Tx · principal | 23 | 8 | 3 | +5 | 13% | |||
| E••••• J•••• national BD | Redding, Ca | 23 | 1 | 3 | -2 | 13% | 1 | ||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | Coral Gables, Fl | 23 | 4 | 3 | +1 | 13% | |||
| O••••••••• • C•• I••• BD affiliated | Fort Lauderdale, Fl | 23 | 3 | 3 | 0 | 13% | |||
| G•••••• I••••••••• M••••••••• mixed wealth | Carmel, In · principal | 23 | 3 | 3 | 0 | 13% | 1 | ||
| E•••• S••••••••• L•• BD affiliated | Bellevue, Wa | 23 | 3 | 3 | 0 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Sandy, Ut | 23 | 9 | 3 | +6 | 13% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Deerfield, Il | 23 | 0 | 3 | -3 | 13% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Northbrook, Il | 23 | 3 | 3 | 0 | 13% | |||
| P•••••••• S••••••••• I••• BD affiliated | Raleigh, Nc | 23 | 1 | 3 | -2 | 13% | |||
| U•• F•••••••• S••••••• I••• wirehouse | New Orleans, La | 22 | 2 | 3 | -1 | 14% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Jefferson City, Mo | 22 | 1 | 3 | -2 | 14% | 1 | ||
| F•••• P••••••• W•••••• L•• independent RIA | Walnut Creek, Ca | 22 | 0 | 3 | -3 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Westerville, Oh | 22 | 2 | 3 | -1 | 14% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Washington, Dc | 22 | 3 | 3 | 0 | 14% | |||
| K••• W••••• A••••••• independent RIA | Overland Park, Ks · principal | 22 | 7 | 3 | +4 | 14% | |||
| I••••••• P•••••••• S•••••••• L•• no RAUM | Denver, Co · principal | 22 | 6 | 3 | +3 | 14% |
22,747 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.