DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CION INVESTMENT MANAGEMENT, LLC asset manager | $1.8B | -4.4% | 0.0% | 1 | |||||
| CRESCENT CAP ADVISORS, LLC asset manager | $1.8B | -2.1% | 0.0% | 6 | |||||
| NOVA INFRASTRUCTURE MANAGEMENT, LLC asset manager | $1.8B | +69% | 1 | $1.8B | 0.0% | 2 | 10 | ||
| F•••••••• S•••••••• independent RIA | $1.8B | +16% | 17 | $107M | 99% | 91% | 55 | 2 | |
| A••••••• asset manager | $1.8B | +30% | 0.0% | 1 | 3 | ||||
| B•••••• G•••••• I••••••••• L•• asset manager | $1.8B | +36% | 0.0% | 3 | 7 | ||||
| V•••••• C•••••• M••••••••• I••• independent RIA | $1.8B | +46% | 11 | $165M | 80% | 94% | 42 | 2 | |
| G•• W••••• M••••••••• independent RIA | $1.8B | +43% | 23 | $78.6M | 100% | 63% | 47 | 1 | |
| O• I••••••••• P•••••••• L••• asset manager | $1.8B | +51% | 0.0% | 1 | 13 | ||||
| K••••• ••• C•••••• L• asset manager | $1.8B | -1.6% | 1 | $1.8B | 0.0% | 1 | 10 | ||
| S••••• M•••• M••••••••• I••• independent RIA | $1.8B | +21% | 7 | $258M | 85% | 91% | 129 | 2 | |
| C••• I••••••••• P•••••••• L•• asset manager | $1.8B | +2.8% | 0.0% | 3 | 8 | ||||
| S•••• D••• • H••••• L•• mixed wealth | $1.8B | +7.2% | 6 | $301M | 49% | 86% | 75 | 5 | |
| Y•••• R•••••• C• • C• L•• independent RIA | $1.8B | +15% | 9 | $200M | 98% | 92% | 89 | 2 | |
| N•••••• I••••••••• M••••••••• L•• asset manager | $1.8B | +28% | 2 | $900M | 0.0% | 1 | 2 | ||
| L•• W••••• M••••••••• U• L•••••• independent RIA | $1.8B | +25% | 1 | $1.8B | 72% | 82% | 956 | 1 | |
| S••••• F•••••••• W••••• A••••••• independent RIA | $1.8B | +27% | 17 | $106M | 88% | 74% | 71 | 6 | |
| A•••••• P••••••• W••••• M••••••••• independent RIA | $1.8B | +11% | 19 | $94.6M | 98% | 93% | 36 | 2 | 1 |
| U••• B•••••• A•••••••• L•• BD affiliated | $1.8B | +18% | 1,156 | $1.6M | 94% | 34% | 3 | 175 | |
| T•••••• C•••••• M••••••••• L• asset manager | $1.8B | 0.0% | 2 | 4 | |||||
| S•••••• N••••••• H• • C• I•• independent RIA | $1.8B | -4.0% | 4 | $449M | 100% | 100% | 39 | 1 | |
| H••••••••• I••••••••• M••••••••• C• institutional | $1.8B | -40% | 5 | $359M | 0.0% | 1 | |||
| E•• R••• E••••• I•••••••• L•• asset manager | $1.8B | -4.4% | 0.0% | 2 | 31 | ||||
| M••••• C•••• C•••••• M••••••••• L•• asset manager | $1.8B | +18% | 2.0% | 100% | 2 | 33 | |||
| B•••••••• C•••••• A••••••• L•• asset manager | $1.8B | +4.3% | 0.0% | 1 | 5 | ||||
| M••••••• S•••••• • S•••• independent RIA | $1.8B | +1.0% | 7 | $256M | 98% | 100% | 1 | ||
| M••••••••• P••••••• G•••• M••••••••• L•• asset manager | $1.8B | +14% | 0.0% | 1 | 15 | ||||
| M••••••• C•••••• M••••••••• L••• asset manager | $1.8B | +63% | 0.0% | 1 | 27 | ||||
| Q•• F•••••••• L• asset manager | $1.8B | +1.9% | 0.0% | 1 | 39 | ||||
| G•••••••• L••• L• asset manager | $1.8B | +19% | 0.0% | 1 | 1 | ||||
| P•••••••• W••••• P•••••••• L•• independent RIA | $1.8B | +135% | 29 | $61.6M | 98% | 83% | 47 | 15 | |
| L••••• F••••••••• I••• BD affiliated | $1.8B | +4.0% | 69 | $25.9M | 88% | 44% | 51 | 29 | |
| S••••••• C•••••• P••••••• I••• asset manager | $1.8B | +14% | 7 | $255M | 0.0% | 4 | |||
| A••••••• H••••••• M••••••••• L•• asset manager | $1.8B | +4.4% | 0.0% | 1 | 5 | ||||
| T•• F•••••••• M••••••••• I•• independent RIA | $1.8B | +16% | 12 | $148M | 99% | 97% | 35 | 1 | |
| N••••••• C•••••• P••••••• asset manager | $1.8B | +27% | 0.0% | 2 | 12 | ||||
| B••••••••• C•••••• A••••••• L•• independent RIA | $1.8B | +22% | 2 | $890M | 100% | 100% | 1 | ||
| A••• P••• C••••••• L• asset manager | $1.8B | +28% | 0.0% | 2 | 6 | ||||
| B•••••••• I••••••••• P••••••• L•• asset manager | $1.8B | +52% | 5 | $356M | 0.0% | 2 | |||
| H••••••••• C•••••• M••••••••• L••• asset manager | $1.8B | -4.7% | 0.0% | 2 | 11 | ||||
| A•••• C•••••• C•••• BD affiliated | $1.8B | +24% | 102 | $17.4M | 87% | 28% | 30 | 19 | 32 |
| G•••• P•••• P•••••••• L•• asset manager | $1.8B | +22% | 0.0% | 3 | 17 | ||||
| A••••• A••••••• independent RIA | $1.8B | +22% | 8 | $222M | 96% | 90% | 91 | 2 | |
| O•• A••••••••• L•• asset manager | $1.8B | +6.7% | 3 | $592M | 4.8% | 100% | 1 | ||
| A••••••••• P•••••• C••••••• L• other | $1.8B | +3.9% | 0.0% | 2 | 8 | ||||
| V•••• C••••• B•• M••••••••• L••• asset manager | $1.8B | +54% | 0.0% | 3 | |||||
| R••••• P••••••••• asset manager | $1.8B | -0.7% | 5 | $355M | 0.0% | 3 | |||
| M••••••• W••• F••• M•••••• L•• mixed wealth | $1.8B | +5.3% | 4 | $443M | 24% | 100% | 1 | 7 | |
| L••••• T••••• A••••••• S•••••••• L•• independent RIA | $1.8B | +8.4% | 10 | $177M | 91% | 55% | 127 | 1 | |
| A•••••• C•••••• C•••••• L•• asset manager | $1.8B | +0.0% | 0.0% | 3 | 4 | ||||
| C••••• F•••••••• A•••••••• I••• independent RIA | $1.8B | +24% | 12 | $148M | 98% | 87% | 92 | 1 | |
| W••• R•• I• U••• L•• asset manager | $1.8B | 0.0% | 2 | 23 | |||||
| M•••• I••••••••• M••••••••• L•• independent RIA | $1.8B | +13% | 5 | $353M | 81% | 98% | 53 | 1 | |
| S••••• C•••••• L• asset manager | $1.8B | +0.1% | 0.0% | 1 | 1 | ||||
| G•••••••• C•••••• A••••••••• L•• independent RIA | $1.8B | +5.8% | 16 | $110M | 58% | 28% | 41 | 2 | |
| K••••• P•••••• F•••••••• A••••••• L••• mixed wealth | $1.8B | +80% | 1 | $1.8B | 26% | 97% | 142 | 1 | |
| C•••••• W••••• M••••••••• L•• independent RIA | $1.8B | +51% | 14 | $126M | 100% | 76% | 119 | 1 | |
| S••••••••• W••••• L•• independent RIA | $1.8B | +6.6% | 17 | $104M | 84% | 93% | 33 | 3 | |
| C•••••• W••••• P•••••••• L•• independent RIA | $1.8B | +22% | 5 | $352M | 89% | 100% | 14 | 1 | 7 |
| S•••••• B••• • W••• I••••••••• C•••••• I•• independent RIA | $1.8B | +12% | 12 | $147M | 97% | 98% | 32 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.