DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ARIS MANAGEMENT, LLC asset manager | $2.1B | +66% | 0.0% | 29 | 1 | ||||
| SOFI WEALTH LLC BD affiliated | $2.0B | +39% | 108 | $19.0M | 100% | 1.6% | 2,352 | 5 | |
| MADISON AVENUE SECURITIES, LLC BD affiliated | $2.0B | -1.0% | 99 | $20.4M | 100% | 14% | 142 | 57 | |
| T••• C•••••• F••• M••••••••• L•••••• P••••••••• asset manager | $2.0B | +287% | 0.0% | 2 | 12 | ||||
| A•••••• W••••• M••••••••• P•••••• L•••••• mixed wealth | $2.0B | +20% | 1 | $2.0B | 38% | 64% | 397 | 10 | |
| R•••••• J•••• •••• L•• BD affiliated | $2.0B | +29% | 122 | $16.3M | 97% | 45% | 40 | 77 | |
| M••••••••• S••••••••• T•••••• C•••••• independent RIA | $2.0B | +22% | 50 | $39.7M | 95% | 24% | 234 | 86 | |
| L•••••• • C•••••• independent RIA | $1.9B | +12% | 20 | $96.3M | 99% | 74% | 90 | 1 | |
| B••• V•••• C••••••• L•• asset manager | $1.9B | +0.0% | 0.0% | 1 | 21 | ||||
| C•••••• M••••••••• A••••••••• I•• independent RIA | $1.9B | +15% | 14 | $134M | 81% | 87% | 63 | 3 | |
| A••••• T••••• S••••••••• L•• independent RIA | $1.9B | +8.2% | 37 | $50.3M | 100% | 55% | 62 | 6 | |
| U••• B•••••• A•••••••• L•• BD affiliated | $1.8B | +18% | 1,156 | $1.6M | 94% | 34% | 3 | 175 | |
| L••••• F••••••••• I••• BD affiliated | $1.8B | +4.0% | 69 | $25.9M | 88% | 44% | 51 | 29 | |
| A•••• C•••••• C•••• BD affiliated | $1.8B | +24% | 102 | $17.4M | 87% | 28% | 30 | 19 | 32 |
| N••••••• T•••• S••••••••• I•• BD affiliated | $1.7B | +30% | 96 | $17.3M | 98% | 89% | 21 | 30 | |
| M••••••• I••••••••• N•••••• I••• BD affiliated | $1.6B | +20% | 125 | $12.9M | 97% | 55% | 23 | 125 | |
| C••••• • A••••••••• I••• independent RIA | $1.6B | +15% | 140 | $11.3M | 92% | 45% | 36 | 71 | |
| R••••• W••••• M••••••••• independent RIA | $1.5B | +11% | 11 | $140M | 94% | 87% | 85 | 1 | |
| R•••••••• A•••• M••••••••• BD affiliated | $1.5B | 138 | $11.0M | 100% | 1,831 | 7 | |||
| R•• S••••••••• I••• BD affiliated | $1.5B | -4.8% | 123 | $12.3M | 78% | 69% | 11 | 25 | |
| K••••••• • B••••• L•• independent RIA | $1.5B | +3.4% | 4 | $370M | 94% | 96% | 61 | 1 | |
| P•••••••• A•••••• S••••••• BD affiliated | $1.4B | +60% | 225 | $6.3M | 100% | 6.3% | 103 | 93 | |
| T•••••••• A••••••• G••••• I••• BD affiliated | $1.4B | +24% | 65 | $21.5M | 100% | 36% | 66 | 47 | |
| S••••••• C•••••• M••••••••• independent RIA | $1.4B | +16% | 20 | $69.4M | 96% | 66% | 118 | 4 | |
| P•••••• C••••• S•••••••• L•• BD affiliated | $1.4B | +32% | 64 | $21.6M | 99% | 27% | 136 | 24 | |
| W••••••••• F•••••••• A••••••• C••• independent RIA | $1.4B | +11% | 40 | $34.0M | 90% | 66% | 48 | 21 | |
| P••••••••• B•••••••• S•••••••• I••• independent RIA | $1.4B | +49% | 176 | $7.7M | 99% | 37% | 28 | 134 | |
| H••••• A••••••••• L•• independent RIA | $1.3B | +11% | 16 | $83.7M | 91% | 80% | 75 | 2 | |
| C••••••••• S••••••••• C•••••• I•• independent RIA | $1.3B | +16% | 38 | $35.1M | 95% | 45% | 65 | 5 | |
| V••••• N••••••• A••••••• I•• independent RIA | $1.3B | +16% | 13 | $101M | 99% | 82% | 104 | 3 | |
| P••••••• I••••••••• L•• BD affiliated | $1.3B | +22% | 57 | $22.7M | 99% | 8.8% | 55 | 14 | |
| P•••• S•••••• • C•• institutional | $1.3B | -35% | 26 | $49.4M | 0.0% | 10 | |||
| L••• A••••• P•••••• C••••• A•••••• L•• asset manager | $1.3B | 214 | $6.0M | 0.0% | 1 | 1 | |||
| M••••••• P••••••• L•• independent RIA | $1.3B | -0.6% | 23 | $55.6M | 76% | 50% | 49 | 4 | 4 |
| S•••••• C• B•••••••• • C••• L•• other | $1.2B | -26% | 7.1% | 100% | 24 | ||||
| I••••••• R••••••••• F••• A•••••• L•• asset manager | $1.2B | +33% | 0.0% | 2 | |||||
| B•• N•••••• B•••• S••••••••• L••• BD affiliated | $1.2B | +28% | 35 | $34.2M | 100% | 92% | 31 | 50 | |
| A••••••••• I••••••••• S•••••••• I••• independent RIA | $1.2B | +17% | 42 | $27.8M | 100% | 39% | 91 | 36 | |
| I••••••• F••• A••••••• L•• asset manager | $1.1B | +1043% | 0.0% | 2 | |||||
| N••• C••••••••• BD affiliated | $1.1B | +33% | 77 | $14.1M | 95% | 46% | 39 | 25 | |
| N•• A•••• M••••••••• L•• BD affiliated | $1.1B | +5.4% | 52 | $20.5M | 78% | 63% | 44 | 11 | |
| B•• F•••••••• A••••••• BD affiliated | $1.1B | +27% | 141 | $7.5M | 95% | 42% | 23 | 115 | |
| W•••• E••••• G••••• I••• BD affiliated | $1.0B | -15% | 57 | $17.6M | 100% | 64% | 55 | 38 | |
| A••••••• I••••••••• S••••••••• G••••• L•• independent RIA | $986M | +63% | 47 | $21.0M | 98% | 40% | 92 | 37 | |
| H•••••••• S••••••••• I••• asset manager | $943M | -16% | 0.0% | 1 | |||||
| C•••• • A••••••••• W••••• M••••••••• independent RIA | $935M | +15% | 3 | $312M | 79% | 82% | 156 | 1 | |
| B••••••• S••••••••• C•••• independent RIA | $931M | -5.6% | 22 | $42.3M | 97% | 37% | 80 | 3 | |
| B••••••••• A•••• M••••••••• P•• B••• L•• asset manager | $912M | +123% | 0.0% | 29 | 1 | ||||
| T••••• W••••• A•••••••• I••• independent RIA | $911M | +26% | 13 | $70.1M | 92% | 75% | 53 | 1 | |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated | $906M | +14% | 71 | $12.8M | 97% | 18% | 47 | 56 | |
| B•• S••••••••• I••• independent RIA | $894M | +21% | 35 | $25.5M | 84% | 43% | 59 | 1 | |
| D••••• • C••••••• I••• asset manager | $888M | -7.1% | 0.0% | 1 | |||||
| B••••••• W••••• M••••••••• independent RIA | $887M | 12 | $73.9M | 95% | 72% | 72 | 4 | ||
| G••• C•••••• P••••••• independent RIA | $862M | +9.2% | 10 | $86.2M | 77% | 85% | 43 | 1 | 1 |
| F••••• N•••• F•••••• D•••••• I••••••••• independent RIA | $797M | -7.0% | 19 | $42.0M | 99% | 91% | 14 | 3 | |
| C••••••••• W••••• M••••••••• L••• independent RIA | $792M | +40% | 6 | $132M | 72% | 78% | 105 | 2 | |
| S••••••• F•••••••• G•••• independent RIA | $787M | +16% | 4 | $197M | 98% | 74% | 284 | 3 | |
| F••••••• S••••••••• I••• independent RIA | $784M | -32% | 28 | $28.0M | 82% | 64% | 36 | 13 | |
| A•••••• I••••••••• I••• independent RIA | $782M | +14% | 21 | $37.3M | 52% | 66% | 47 | 8 | |
| H•••••••• A•••••••• I••• BD affiliated | $782M | +25% | 64 | $12.2M | 96% | 49% | 28 | 10 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.