DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BOLDHAVEN MANAGEMENT asset manager | $2.0B | +18% | 0.0% | 1 | 1 | ||||
| LINGOTTO US LLC asset manager | $2.0B | +67% | 0.0% | 1 | 4 | ||||
| CENTER FOR FINANCIAL PLANNING INC independent RIA | $2.0B | +15% | 17 | $116M | 100% | 73% | 88 | 2 | |
| T•• F•••••••• G•••• independent RIA | $2.0B | +14% | 13 | $151M | 72% | 93% | 48 | 1 | |
| T•• N••••• G•••• L•• independent RIA | $2.0B | +13% | 22 | $89.5M | 88% | 84% | 58 | 5 | |
| S•••••• C•••••• M••••••••• L•• mixed wealth | $2.0B | -33% | 2 | $984M | 32% | 100% | 140 | 1 | |
| F•• P••••••• M••••••••• L• asset manager | $2.0B | +8.5% | 0.0% | 2 | 14 | ||||
| Z••••• A••••••••• L•• institutional | $2.0B | -5.1% | 0.0% | 1 | 5 | ||||
| B••••••• P••••••• asset manager | $2.0B | -15% | 0.0% | 1 | 3 | ||||
| O•••• A••••• C•••••• P•••••••• L••• asset manager | $2.0B | -11% | 0.0% | 1 | 18 | ||||
| C••• C•••••• A•••••••• L•• asset manager | $2.0B | -10% | 0.0% | 1 | 2 | ||||
| B••••••••• I••••••••• mixed wealth | $2.0B | +12% | 4 | $490M | 31% | 97% | 39 | 1 | 1 |
| C• P••••••• C••• independent RIA | $2.0B | +55% | 31 | $63.3M | 99% | 55% | 135 | 21 | |
| K••• M••••••••• L• asset manager | $2.0B | +16% | 0.0% | 4 | 13 | ||||
| H•• W••••• A••••••• independent RIA | $2.0B | +17% | 10 | $196M | 100% | 92% | 94 | 2 | 1 |
| E•••••••• W••••• A•••••••• L•• mixed wealth | $2.0B | +49% | 8 | $245M | 31% | 100% | 30 | 1 | |
| G••••••••• A••••••• independent RIA | $2.0B | +23% | 25 | $78.3M | 100% | 59% | 83 | 1 | |
| F••••• W••••• P•••••••• I••• independent RIA | $2.0B | +34% | 24 | $81.5M | 98% | 77% | 66 | 45 | |
| C•••• P•••••••• L•• asset manager | $2.0B | 5 | $391M | 0.0% | 2 | 3 | |||
| Q•••••• C•••••• M••••••••• L• asset manager | $2.0B | +61% | 0.0% | 1 | 1 | ||||
| 3•••• A•••• M••••••••• L• independent RIA | $2.0B | +17% | 15 | $130M | 58% | 60% | 99 | 9 | |
| Q•••••• C••••••••• L• asset manager | $2.0B | +147% | 0.0% | 1 | |||||
| N•• S•••• C•••••• P••••••• asset manager | $2.0B | +56% | 0.0% | 2 | 19 | ||||
| A••••• W••••• M••••••••• L•• independent RIA | $1.9B | +40% | 16 | $122M | 100% | 90% | 57 | 1 | |
| B•••••• B••••••• M••••••••• C•••••• L••• asset manager | $1.9B | +40% | 0.0% | 1 | 3 | ||||
| A•••••••• C•••••• P••••••• L• asset manager | $1.9B | +38% | 0.0% | 2 | 22 | ||||
| B••••••• W••••• M••••••••• L•• independent RIA | $1.9B | +16% | 24 | $81.1M | 81% | 98% | 12 | 10 | 1 |
| S••• E••••• P•••••••• L• asset manager | $1.9B | -9.1% | 0.0% | 1 | 2 | ||||
| F•••••••• S••••••• A••••••• I•• independent RIA | $1.9B | +11% | 30 | $64.9M | 94% | 57% | 103 | 6 | |
| C•••••• Z• P••••••• M••••••••• L•• asset manager | $1.9B | +4.9% | 0.0% | 1 | 5 | ||||
| L•••••• C•••••• M••••••••• L•• asset manager | $1.9B | +20% | 0.0% | 2 | 13 | ||||
| A••••••• P••••••• L•• other | $1.9B | -14% | 0.0% | 8 | |||||
| P•• E•••••• L•• independent RIA | $1.9B | +41% | 9 | $216M | 92% | 99% | 18 | 10 | |
| S••••• I••••••••• M••••••••• S••••••• L•• institutional | $1.9B | -0.5% | 6 | $324M | 0.0% | 1 | |||
| B••••• P•••••• E••••• A••••••••• M••••••••• L•• asset manager | $1.9B | +6.6% | 0.0% | 1 | 14 | ||||
| H•••• A••••••• I••• asset manager | $1.9B | 0.0% | 1 | ||||||
| S•• independent RIA | $1.9B | +19% | 32 | $60.7M | 88% | 82% | 76 | 1 | |
| V••• C••••••• L• other | $1.9B | +36% | 1 | $1.9B | 0.0% | 1 | 4 | ||
| R••••• C•••••• L•• asset manager | $1.9B | +58% | 0.0% | 1 | 7 | ||||
| E••• R•••• C•••••• M••••••••• L•• asset manager | $1.9B | -0.8% | 0.0% | 2 | 16 | ||||
| A•••••• I••••••••• A••••••• L•••••• asset manager | $1.9B | +4.7% | 0.0% | 1 | 6 | ||||
| P••••••••• C•••••• L•• asset manager | $1.9B | +26% | 0.0% | 2 | 5 | ||||
| P••• C•••••• M••••••••• C••••••• L•• other | $1.9B | +21% | 1 | $1.9B | 1.6% | 0.0% | 60 | 1 | |
| R•• W••••• L•• independent RIA | $1.9B | +21% | 8 | $242M | 91% | 73% | 129 | 2 | |
| R••• G•••• C•••••• M••••••••• L•• asset manager | $1.9B | +0.9% | 0.0% | 1 | 4 | ||||
| L••••• I••••••••• M••••••••• L•• asset manager | $1.9B | -20% | 0.0% | 4 | |||||
| D••••••••• P••••••••• I••• independent RIA | $1.9B | +17% | 10 | $194M | 96% | 74% | 66 | 1 | |
| C••••••• independent RIA | $1.9B | +12% | 13 | $149M | 78% | 92% | 67 | 4 | |
| F• S•••••••• L•••••• A••••••• L•• asset manager | $1.9B | -15% | 0.0% | 2 | |||||
| E•• asset manager | $1.9B | +8.6% | 0.0% | 1 | 8 | ||||
| N••••••• R••• E••••• A••••••• V••• L••• asset manager | $1.9B | -66% | 1 | $1.9B | 0.0% | 1 | |||
| H••• P••• C•••••• M••••••••• L• asset manager | $1.9B | -22% | 0.0% | 1 | 3 | ||||
| R•••••••• L•• independent RIA | $1.9B | +24% | 9 | $214M | 92% | 77% | 71 | 11 | |
| F••••••••• F•••••••• P•••••••• L••• independent RIA | $1.9B | +21% | 11 | $175M | 90% | 89% | 88 | 1 | |
| M••••• W••••• M••••••••• L•• independent RIA | $1.9B | +20% | 9 | $214M | 92% | 92% | 89 | 3 | |
| L•••••• • C•••••• independent RIA | $1.9B | +12% | 20 | $96.3M | 99% | 74% | 90 | 1 | |
| F•••• P•••••• F••••••••• I••• independent RIA | $1.9B | +27% | 19 | $101M | 95% | 83% | 68 | 5 | |
| A•• A•••• M••••••••• C••• independent RIA | $1.9B | +13% | 9 | $214M | 82% | 83% | 124 | 2 | |
| C••••••••• C•••••• A••••••• I•• independent RIA | $1.9B | +12% | 7 | $275M | 98% | 98% | 40 | 1 | |
| T•••• L• asset manager | $1.9B | -7.8% | 0.0% | 2 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.