DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CAPE ANN CAPITAL, INC. independent RIA | $193M | -2.9% | 2 | $96.5M | 93% | 52% | 120 | 2 | |
| WICKHAM FINANCIAL & INSURANCE SERVICES independent RIA | $193M | +32% | 3 | $64.3M | 99% | 60% | 103 | 1 | |
| HIGH POINT WEALTH MANAGEMENT, LLC independent RIA | $193M | +11% | 2 | $96.5M | 100% | 90% | 73 | 1 | |
| B•••••••• C•••••• G••••• L•• independent RIA | $193M | +19% | 2 | $96.5M | 100% | 69% | 110 | 1 | |
| F•••••• W••••• M••••••••• independent RIA | $193M | +1.5% | 5 | $38.6M | 99% | 55% | 97 | 3 | |
| T••••• L•• A•••••••• L•• independent RIA | $193M | +13% | 2 | $96.4M | 85% | 87% | 72 | 1 | |
| D•••• P•••••• W•••••• L•• independent RIA | $193M | +12% | 2 | $96.3M | 95% | 86% | 65 | 1 | |
| T•••••••• W•••••• L•• independent RIA | $193M | +34% | 8 | $24.1M | 100% | 52% | 34 | 8 | |
| F•••••••• E•••••••• I•• independent RIA | $193M | +89% | 1 | $193M | 99% | 79% | 122 | 1 | |
| D•••••••• C•••••• M••••••••• L•• independent RIA | $193M | +32% | 5 | $38.5M | 100% | 71% | 48 | 4 | |
| C•••• P•••••• C••••• L•• independent RIA | $193M | 2 | $96.3M | 93% | 85% | 61 | 1 | ||
| S••••••• C•••••• S••••••• I•• independent RIA | $192M | +11% | 6 | $32.1M | 93% | 60% | 62 | 4 | |
| G••••••••• C•••••• L•• independent RIA | $192M | +8.5% | 2 | $96.2M | 99% | 79% | 68 | 1 | |
| O•• T••• I••••••••• A••••••• independent RIA | $192M | +17% | 2 | $96.1M | 88% | 83% | 65 | 1 | |
| V•••• C•••••• M••••••••• L•• independent RIA | $192M | +14% | 3 | $64.1M | 75% | 77% | 61 | 2 | |
| S•••••••• independent RIA | $192M | +24% | 3 | $64.0M | 98% | 82% | 53 | 1 | |
| S•••••••• S•••••• F•••••••• M••••••••• L•• independent RIA | $192M | +4.5% | 3 | $64.0M | 97% | 87% | 61 | 3 | |
| I•••••••• F•••••••• P•••••••• L•• independent RIA | $192M | +17% | 4 | $48.0M | 98% | 68% | 81 | 1 | |
| C•• F•••••••• A•••••••• I••• independent RIA | $192M | +15% | 3 | $64.0M | 100% | 79% | 29 | 3 | |
| P•••••• W••••• M••••••••• independent RIA | $192M | -47% | 3 | $64.0M | 86% | 80% | 85 | 1 | |
| F••• P••• W••••• independent RIA | $192M | +26% | 3 | $63.9M | 98% | 53% | 115 | 1 | |
| T•• C•••••• G•••• F•••••••• A•••••••• L•• independent RIA | $191M | -7.4% | 1 | $191M | 99% | 75% | 283 | 2 | |
| C••••• W•••••• L•• independent RIA | $191M | 4 | $47.9M | 61% | 64% | 13 | 1 | ||
| S•••••••• A••••••• P••••••• independent RIA | $191M | 4 | $47.9M | 82% | 77% | 83 | 1 | ||
| S•••••• W••••• M••••••••• G•••• independent RIA | $191M | +23% | 2 | $95.7M | 100% | 83% | 76 | 1 | |
| I••••••••• M••••••••• C••••••••• independent RIA | $191M | +13% | 3 | $63.7M | 95% | 81% | 61 | 2 | |
| H••• P••••• I••••••••• A•••••••• I••• independent RIA | $191M | +20% | 2 | $95.6M | 55% | 72% | 64 | 1 | |
| E••• F••••••••• L•• independent RIA | $191M | +31% | 4 | $47.8M | 86% | 79% | 50 | 1 | |
| C••••••• R•••• A••••••• independent RIA | $191M | +0.8% | 4 | $47.8M | 100% | 53% | 58 | 3 | 1 |
| D• • G• A••••••• G••••• L••••• independent RIA | $191M | +22% | 2 | $95.5M | 100% | 85% | 147 | 1 | |
| L•• W••••• P•••••••• L•• independent RIA | $191M | +70% | 11 | $17.3M | 100% | 63% | 33 | 2 | |
| D•••••• W••••• S••••••••• L•• independent RIA | $191M | +32% | 4 | $47.7M | 96% | 80% | 39 | 4 | 1 |
| M•••• F•••••••• G••••• L••• independent RIA | $191M | +11% | 3 | $63.5M | 100% | 55% | 99 | 1 | |
| W••••• W••••• S••••••••• independent RIA | $190M | +25% | 2 | $95.2M | 100% | 78% | 110 | 1 | |
| V••••••• C•••••• independent RIA | $190M | +11% | 5 | $38.1M | 100% | 76% | 40 | 4 | |
| A•••• W••••• M••••••••• L•• independent RIA | $190M | +9.3% | 2 | $95.2M | 98% | 83% | 85 | 1 | |
| M•• A•••••••• L•• independent RIA | $190M | +11% | 2 | $95.2M | 98% | 55% | 42 | 2 | |
| A••••• A••••••• independent RIA | $190M | +13% | 2 | $95.2M | 71% | 60% | 162 | 1 | |
| C•••••••• W••••••• • V•••••• I•• independent RIA | $190M | +15% | 3 | $63.4M | 85% | 63% | 33 | 1 | |
| S•••••• B•••• W•••••• L•• independent RIA | $190M | +32% | 2 | $95.0M | 100% | 76% | 96 | 1 | |
| T•••• S•••• W••••• M••••••••• L•• independent RIA | $190M | +23% | 5 | $38.0M | 100% | 74% | 37 | 4 | |
| P•••••• V••••• L•• independent RIA | $190M | +10% | 3 | $63.3M | 82% | 74% | 54 | 1 | |
| A••••••• A••••••• L•• independent RIA | $190M | 6 | $31.7M | 99% | 67% | 41 | 1 | ||
| B•••••••• W••••• M••••••••• I••• independent RIA | $190M | +19% | 1 | $190M | 100% | 74% | 320 | 1 | |
| C••••••••• F•••••••• A•••••••• L•• independent RIA | $190M | +16% | 1 | $190M | 87% | 64% | 419 | 1 | |
| T•• C•••••• M••••••••• independent RIA | $190M | +16% | 5 | $38.0M | 59% | 51% | 59 | 5 | |
| H•••••• F•••••••• R••••••••• L•• independent RIA | $190M | +5.2% | 2 | $94.9M | 94% | 89% | 56 | 1 | |
| F•••••••• I••••••••• A•••••••• L•• independent RIA | $190M | +18% | 9 | $21.1M | 71% | 71% | 16 | 2 | |
| S•••••••• 4• W••••• independent RIA | $189M | +9.1% | 4 | $47.4M | 98% | 86% | 50 | 1 | |
| O•••••• C•••••• A••••••• I••• independent RIA | $189M | +31% | 5 | $37.8M | 92% | 63% | 50 | 1 | |
| C•• W••••• M••••••••• independent RIA | $189M | +19% | 3 | $63.0M | 100% | 77% | 155 | 2 | |
| E••• F•••••••• G••••• L•• independent RIA | $189M | +19% | 3 | $63.0M | 99% | 72% | 94 | 3 | |
| R•••••••• W••••• A•••••••• L••• independent RIA | $189M | +33% | 4 | $47.3M | 99% | 79% | 50 | 6 | |
| H••••••• M•••• • A••••••••• independent RIA | $189M | +13% | 2 | $94.4M | 91% | 74% | 83 | 1 | |
| P••• W••••• M••••••••• independent RIA | $189M | +12% | 4 | $47.2M | 88% | 74% | 22 | 1 | |
| M••••••• F•••••••• G••••• L•• independent RIA | $189M | +23% | 1 | $189M | 54% | 72% | 141 | 2 | |
| N••••••• A•••••••• L•• independent RIA | $189M | 3 | $62.9M | 100% | 84% | 38 | 1 | ||
| W••••• W••••• L•• independent RIA | $188M | 7 | $26.9M | 100% | 69% | 34 | 8 | ||
| T•••••••• P•••••••• L•• independent RIA | $188M | +26% | 2 | $94.2M | 100% | 69% | 76 | 2 | |
| V••• C•••••• M••••••••• L•• independent RIA | $188M | +24% | 2 | $94.2M | 88% | 81% | 83 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.