DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CLARET ASSET MANAGEMENT CORP independent RIA | $2.4B | +24% | 66% | 68% | 2 | 7 | |||
| APOLLO CAPITAL CREDIT ADVISER, LLC asset manager | $2.4B | +63% | 0.0% | 29 | |||||
| MISSION PRIME LLC institutional | $2.3B | +3.9% | 2 | $1.2B | 0.0% | 1 | |||
| I•• A••••••• L•• independent RIA | $2.3B | +0.3% | 9 | $260M | 89% | 99% | 38 | 2 | 3 |
| C•••••• S•• W••••• M••••••••• ••• L• independent RIA | $2.3B | -61% | 1 | $2.3B | 99% | 100% | 4 | 1 | |
| S••••••••• C•••••• P••••••• L•• asset manager | $2.3B | +3.2% | 1.2% | 100% | 2 | 15 | |||
| A••• L• asset manager | $2.3B | +68% | 0.0% | 2 | |||||
| B••••••••• A•••• M••••••••• L••• asset manager | $2.3B | +32% | 0.0% | 1 | 9 | ||||
| A•••• I••••••••• asset manager | $2.3B | -11% | 0.0% | 1 | |||||
| W••••• W••••• M••••••••• independent RIA | $2.3B | +19% | 10 | $234M | 91% | 99% | 76 | 6 | |
| A••••••••• L•••••• asset manager | $2.3B | +99% | 0.0% | 1 | 3 | ||||
| E••••• C•••••• L•• asset manager | $2.3B | +124% | 0.0% | 2 | 21 | ||||
| K••••••• F•••••••• G••••• L•• independent RIA | $2.3B | +26% | 33 | $70.9M | 98% | 52% | 200 | 9 | |
| U•• R••••• I•••••••• L•• asset manager | $2.3B | -7.7% | 0.0% | 6 | 3 | ||||
| E••••••• C•••••• P••••••• asset manager | $2.3B | +22% | 0.0% | 1 | 20 | ||||
| B•••••• W••••• P•••••••• L•• independent RIA | $2.3B | -6.8% | 17 | $137M | 91% | 94% | 43 | 9 | |
| C••• P••••••• asset manager | $2.3B | +2.9% | 0.0% | 1 | 14 | ||||
| C•• C••••• P••••••• U••• C•• M••••••••• L•• asset manager | $2.3B | -53% | 0.0% | 1 | 8 | ||||
| A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliated | $2.3B | +17% | 64 | $36.4M | 100% | 6 | |||
| S•••••• L•• mixed wealth | $2.3B | -14% | 3 | $777M | 38% | 99% | 23 | 2 | |
| A•• M••••••••• U• asset manager | $2.3B | +54% | 0.0% | 1 | |||||
| B••••••• • C•• mixed wealth | $2.3B | +37% | 6 | $388M | 47% | 100% | 5 | 2 | |
| M••••• F•••••••• G•••• L•• independent RIA | $2.3B | +20% | 10 | $233M | 93% | 82% | 111 | 1 | |
| C••••• F•••••••• N••••••• L•• independent RIA | $2.3B | +26% | 36 | $64.6M | 100% | 57% | 80 | 2 | |
| M••••• C•••••• M••••••••• C••••••• L• asset manager | $2.3B | -54% | 0.0% | 1 | 2 | ||||
| P•• E••••••••• L•• asset manager | $2.3B | +25% | 0.0% | 6 | 2 | ||||
| W•••••• F•••• independent RIA | $2.3B | +7.9% | 11 | $211M | 89% | 60% | 145 | 1 | |
| R••••••••• C•••••• M••••••••• L•• asset manager | $2.3B | +0.9% | 0.0% | 1 | 7 | ||||
| M••••••• A•••••••• L•• other | $2.3B | -8.0% | 0.0% | 2 | |||||
| G••••••••• A••••••• L•• asset manager | $2.3B | +49% | 0.0% | 1 | |||||
| O••••• L••• M••••••••• L•• asset manager | $2.3B | -9.2% | 0.0% | 1 | |||||
| A•••••••• P••••••• L•• asset manager | $2.3B | +40% | 7 | $330M | 0.0% | 2 | 15 | ||
| T•••••• A•••••••• L•• institutional | $2.3B | +15% | 0.0% | 1 | 4 | ||||
| L••••••••• I••••••••• other | $2.3B | +27% | 2.5% | 52% | 4 | ||||
| S••••••• C•••••• L• asset manager | $2.3B | +11% | 0.0% | 2 | 8 | ||||
| S••••• F•••••••• S••••••••• I•• independent RIA | $2.3B | +12% | 20 | $115M | 98% | 90% | 51 | 1 | |
| M••••••• C••••• W••••• S•••••••• I••• independent RIA | $2.3B | -8.9% | 25 | $92.3M | 95% | 91% | 49 | 5 | |
| S••••• W••••• G•••• independent RIA | $2.3B | 38 | $60.7M | 100% | 66% | 82 | 11 | ||
| W••••• C•••• W••••• M••••••••• I••• independent RIA | $2.3B | +18% | 10 | $230M | 93% | 89% | 103 | 1 | |
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealth | $2.3B | +20% | 47 | $49.0M | 35% | 90% | 7 | 2 | |
| G••••• C••••• M••••••••• L•• asset manager | $2.3B | 0.0% | 1 | 5 | |||||
| W••• L•• asset manager | $2.3B | +4.3% | 0.0% | 2 | 8 | ||||
| A•••• • A••••••• G••••• P••••••• independent RIA | $2.3B | +36% | 131 | $17.6M | 92% | 46% | 51 | 18 | 1 |
| R•• I••••••••• independent RIA | $2.3B | -2.9% | 2 | $1.1B | 100% | 88% | 706 | 1 | |
| T• R••• P•••• S•••••••• P•••••• L•• institutional | $2.3B | -84% | 0.0% | 1 | |||||
| T•• A•••••••• I••• BD affiliated | $2.3B | +18% | 302 | $7.6M | 94% | 26% | 17 | 121 | |
| V••••••• C••••••• L••• asset manager | $2.3B | -11% | 0.0% | 2 | 4 | ||||
| S••••• G••••• I••••••••• L•• mixed wealth | $2.3B | +19% | 101 | $22.7M | 29% | 54% | 73 | 10 | 1 |
| V•••• C•••••• P•••••••• L•• independent RIA | $2.3B | +11% | 47 | $48.7M | 91% | 50% | 108 | 32 | |
| S•••••• I••••••••• P••••••• L•• asset manager | $2.3B | -12% | 0.0% | 1 | 4 | ||||
| K• C••••• A•••••••• L•• asset manager | $2.3B | +9.8% | 1 | $2.3B | 0.0% | 5 | |||
| J••• P••••••• M••••••••• L• asset manager | $2.3B | -4.2% | 0.0% | 2 | 6 | ||||
| C••••••••• M••••••••• I••• other | $2.3B | +21% | 9 | $254M | 14% | 86% | 21 | 1 | |
| F•••••• C•••••• independent RIA | $2.3B | +38% | 14 | $163M | 83% | 99% | 16 | 6 | |
| C••••••••• G••••• L••• asset manager | $2.3B | +21% | 0.0% | 2 | 18 | ||||
| R••••••••• C•••••• ••• L•••••• other | $2.3B | -7.6% | 0.0% | 2 | |||||
| L••••• A•••• M••••••••• C••••• I•• other | $2.3B | -15% | 0.0% | 1 | |||||
| S••••••• I••••••••• P••••••• L•• institutional | $2.3B | +16% | 8 | $285M | 5.6% | 100% | 1 | 1 | |
| G•••• I•••••••• L•• asset manager | $2.3B | +61% | 7 | $326M | 0.0% | 100% | 7 | ||
| V•••••••• G•••• L•• asset manager | $2.3B | +2.0% | 0.0% | 2 | 8 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.