DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TISHMAN CAPITAL PARTNERS institutional | $998M | +2.7% | 44% | 100% | 1 | 4 | |||
| DAYBRIGHT ADVISORY SERVICES, INC. institutional | $997M | -5.0% | 19 | $52.5M | 0.0% | 12 | |||
| PASSIVE CAPITAL MANAGEMENT, LLC independent RIA | $997M | +5.9% | 9 | $111M | 83% | 90% | 44 | 3 | |
| H••••••• C•••••• M••••••••• L•• asset manager | $997M | +16% | 0.0% | 1 | 20 | ||||
| G•••••• I••••••••• O••••• L•• other | $996M | -6.6% | 0.0% | 2 | |||||
| C••••••••• F•••••••• S••••••• independent RIA | $995M | +28% | 17 | $58.5M | 98% | 49% | 130 | 5 | |
| O•••• F••••• W•••••• L•• independent RIA | $995M | +16% | 5 | $199M | 81% | 96% | 32 | 2 | 2 |
| L•••• F•••••••• L•• independent RIA | $994M | +17% | 7 | $142M | 100% | 87% | 96 | 2 | |
| F••• A••••• M••••••• •••• L•• asset manager | $994M | +0.0% | 0.0% | 2 | 2 | ||||
| M••••• A•••• M••••••••• C•••• independent RIA | $994M | +21% | 16 | $62.1M | 92% | 88% | 30 | 5 | |
| S••••••••• L•• independent RIA | $993M | +548% | 9 | $110M | 100% | 1 | |||
| K••••••• M••••••••• L•• asset manager | $993M | +149% | 0.0% | 1 | 4 | ||||
| B•••••••• M••••••••• C•••••• L• asset manager | $991M | -48% | 0.0% | 1 | 6 | ||||
| A••••••• R••••••• I•• mixed wealth | $991M | +37% | 7 | $142M | 38% | 73% | 58 | 1 | 2 |
| M•••• C•••••• P••••••• M••••••••• L••••• asset manager | $991M | +28% | 0.0% | 1 | 2 | ||||
| B•••• • M••••• W••••• M••••••••• L•• independent RIA | $991M | +20% | 11 | $90.1M | 96% | 94% | 44 | 1 | |
| R•••••••• R•••••••• L•• mixed wealth | $991M | +14% | 1 | $991M | 29% | 100% | 1 | ||
| C••••• A•••• M••••••••• asset manager | $989M | 0.0% | 1 | ||||||
| S••••••• A••••••• L•• asset manager | $989M | +24% | 0.0% | 2 | |||||
| M•• G••••• P•••••• M•••••• •••• I••• asset manager | $988M | -34% | 0.0% | 1 | |||||
| M••••• • W•••• W••••• M••••••••• independent RIA | $988M | +17% | 95% | 1 | |||||
| T••••• • C•••••• independent RIA | $988M | +14% | 5 | $198M | 90% | 92% | 94 | 3 | |
| B•• W••••• M••••••••• L•• independent RIA | $987M | +22% | 8 | $123M | 89% | 80% | 103 | 1 | |
| O•••••••• I••••••••• S••••••••• L•• asset manager | $987M | +54% | 1 | $987M | 1.6% | 88% | 9 | 2 | |
| F•••••••• E••••••••• G•••• independent RIA | $987M | +19% | 27 | $36.6M | 97% | 67% | 47 | 6 | |
| S••••• C•••••• P•••••••• L•• asset manager | $987M | +8.5% | 0.0% | 1 | |||||
| E•••• I••••••••• P•••••••• L•• independent RIA | $987M | +7.6% | 18 | $54.8M | 90% | 80% | 44 | 2 | |
| C••••••••• W••••• M••••••••• independent RIA | $987M | +22% | 5 | $197M | 90% | 92% | 76 | 3 | |
| G•••••• C•••••• A•••••••• I••• institutional | $987M | +13% | 1 | $987M | 0.0% | 1 | |||
| A••••••• I••••••••• S••••••••• G••••• L•• BD affiliated | $986M | +63% | 47 | $21.0M | 98% | 40% | 92 | 37 | |
| P•••••• S••• P•••••••• L•• independent RIA | $986M | +15% | 4 | $247M | 96% | 80% | 201 | 1 | |
| N•••• S•• C••••••• L•• asset manager | $986M | +13% | 0.0% | 1 | 15 | ||||
| F••• C•••••• P•••••••• L••• asset manager | $986M | +27% | 0.0% | 3 | 2 | ||||
| F•••••••• E•••••• L•• institutional | $986M | +11% | 3 | $329M | 0.5% | 0.0% | 15 | 2 | |
| B•••••• W••••• G•••• bank affiliated | $986M | +12% | 5 | $197M | 80% | 62% | 167 | 2 | |
| T•• R••• P••••••••• L•• independent RIA | $985M | +25% | 9 | $109M | 88% | 88% | 46 | 4 | |
| P••••• I••••••••• U• L•• asset manager | $985M | -46% | 0.0% | 1 | 11 | ||||
| E•••••••• M••• A•••• M••••••••• L•• independent RIA | $985M | +69% | 85 | $11.6M | 100% | 48% | 47 | 15 | 2 |
| B••••• I••••••••• M••••••••• L•• independent RIA | $985M | -1.6% | 6 | $164M | 99% | 99% | 16 | 2 | |
| A•••• W••••• independent RIA | $985M | +16% | 12 | $82.0M | 100% | 97% | 25 | 1 | |
| N••••• I••••••••• L•• other | $984M | -65% | 3 | $328M | 14% | 35% | 79 | 1 | |
| V••••••••• asset manager | $984M | +20234% | 0.0% | 1 | |||||
| T•• P•••••••• I••• asset manager | $983M | -8.6% | 0.0% | 2 | 6 | ||||
| W••••• K••••• W••••• M••••••••• independent RIA | $983M | +16% | 6 | $164M | 64% | 97% | 24 | 1 | |
| A•••• O•• W••••• M••••••••• L•• independent RIA | $983M | 18 | $54.6M | 96% | 70% | 65 | 9 | ||
| S••••• A••••••• I••••••••• G•••• L•• independent RIA | $982M | +42% | 2 | $491M | 72% | 98% | 122 | 2 | 1 |
| N•• F•••••• I••• asset manager | $982M | +8.0% | 0.0% | 1 | 4 | ||||
| P••••••• I••••••••• A••••••• L•• institutional | $982M | -48% | 0.0% | 1 | 4 | ||||
| A•••••• F•••••••• G••••• L•• independent RIA | $982M | +13% | 1 | $982M | 100% | 98% | 134 | 2 | |
| B••••••••• C•••••• P•••••••• L•• other | $982M | -13% | 0.0% | 3 | |||||
| K•••• C•••••• M••••••••• asset manager | $981M | +11% | 0.0% | 1 | 1 | ||||
| V•••••• G••••• M••••••••• L••••• asset manager | $979M | +18% | 0.0% | 2 | 7 | ||||
| W••••• A••••••• A••••••• G••••• L•• independent RIA | $979M | +22% | 6 | $163M | 77% | 72% | 153 | 1 | |
| S••••• W••••• A•• R••••••••• P••••••• independent RIA | $978M | +19% | 7 | $140M | 99% | 93% | 49 | 5 | |
| A•••••• P•••••••• A••••••• L•• other | $978M | +40% | 9 | $109M | 10% | 80% | 10 | 4 | |
| K••••••• C•••••• P•••••••• L••• asset manager | $977M | +13% | 0.0% | 1 | 13 | ||||
| P••••• W••••• A••••••• institutional | $977M | +46% | 1 | $977M | 30% | 93% | 129 | 1 | 2 |
| M•• W••••• M••••••••• L•• independent RIA | $977M | +14% | 13 | $75.2M | 76% | 52% | 195 | 8 | |
| N•••• S•••••• L• asset manager | $976M | 0.0% | 1 | 2 | |||||
| L•••• F•••••••• A•••••••• I••• independent RIA | $975M | +26% | 8 | $122M | 100% | 81% | 91 | 6 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.