DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FAS WEALTH PARTNERS, INC. independent RIA | $3.8B | +22% | 23 | $164M | 97% | 81% | 66 | 1 | |
| HOWLAND CAPITAL MANAGEMENT LLC independent RIA | $3.7B | +13% | 11 | $340M | 87% | 59% | 115 | 1 | 6 |
| THE WELCH GROUP, LLC independent RIA | $3.7B | +15% | 28 | $132M | 99% | 92% | 51 | 2 | |
| THURSTON SPRINGER ADVISORS BD affiliated | $3.7B | +192% | 102 | $36.0M | 54% | 66% | 55 | 21 | |
| STOKER OSTLER, A PART OF BMO FINANCIAL GROUP independent RIA | $3.7B | +18% | 14 | $262M | 100% | 91% | 113 | 2 | |
| ABACUS WEALTH PARTNERS independent RIA | $3.6B | +9.4% | 50 | $71.6M | 89% | 89% | 31 | 32 | 1 |
| VISIONARY WEALTH ADVISORS, LLC independent RIA | $3.5B | +24% | 48 | $73.7M | 97% | 74% | 87 | 9 | |
| ARVEST WEALTH MANAGEMENT independent RIA | $3.4B | +22% | 204 | $16.9M | 85% | 45% | 33 | 179 | |
| FLAGSHIP HARBOR ADVISORS, LLC independent RIA | $3.4B | +14% | 60 | $57.0M | 99% | 75% | 121 | 37 | |
| COLONY FAMILY OFFICES, LLC independent RIA | $3.4B | +12% | 7 | $480M | 96% | 100% | 90 | 3 | |
| XML FINANCIAL GROUP independent RIA | $3.3B | +10% | 28 | $118M | 97% | 43% | 103 | 26 | |
| INNOVIA WEALTH, LLC independent RIA | $3.3B | +47% | 18 | $183M | 85% | 89% | 40 | 3 | 2 |
| BLBB ADVISORS independent RIA | $3.3B | +19% | 19 | $171M | 83% | 90% | 80 | 1 | |
| CANTOR FITZGERALD INVESTMENT ADVISORS mixed wealth | $3.2B | +36% | 32 | $101M | 41% | 86% | 38 | 3 | 2 |
| PRINCIPLE WEALTH independent RIA | $3.2B | +21% | 21 | $153M | 94% | 93% | 56 | 3 | |
| ADVISORNET WEALTH PARTNERS independent RIA | $3.1B | +35% | 58 | $54.3M | 99% | 72% | 60 | 38 | |
| RED DOOR WEALTH MANAGEMENT, LLC independent RIA | $3.1B | +22% | 10 | $309M | 93% | 93% | 93 | 1 | 8 |
| CREWE ADVISORS independent RIA | $3.1B | +21% | 25 | $122M | 57% | 96% | 21 | 2 | 1 |
| SFMG WEALTH ADVISORS independent RIA | $3.0B | +17% | 17 | $174M | 100% | 87% | 57 | 2 | 1 |
| BERGER FINANCIAL GROUP independent RIA | $2.9B | +18% | 51 | $57.8M | 99% | 30% | 74 | 10 | |
| SJS INVESTMENT SERVICES independent RIA | $2.9B | +16% | 19 | $155M | 72% | 91% | 46 | 4 | |
| FOSTER & MOTLEY INC independent RIA | $2.9B | +16% | 29 | $101M | 98% | 96% | 32 | 1 | |
| BEDEL FINANCIAL CONSULTING INC independent RIA | $2.9B | +18% | 19 | $154M | 98% | 95% | 61 | 1 | |
| TRANSCEND CAPITAL ADVISORS, LLC independent RIA | $2.9B | -6.0% | 17 | $171M | 91% | 92% | 63 | 5 | 12 |
| ROCKWOOD WEALTH MANAGEMENT, LLC independent RIA | $2.9B | +31% | 45 | $63.8M | 97% | 86% | 20 | 1 | |
| CAPSTONE FINANCIAL ADVISORS INC independent RIA | $2.9B | +17% | 17 | $169M | 100% | 91% | 63 | 2 | |
| KEY FINANCIAL, INC. independent RIA | $2.8B | +16% | 8 | $355M | 99% | 91% | 176 | 1 | |
| FRAGASSO FINANCIAL ADVISORS independent RIA | $2.8B | +17% | 25 | $113M | 96% | 83% | 83 | 4 | |
| STRATEGIC FINANCIAL SERVICES independent RIA | $2.8B | +23% | 28 | $100M | 70% | 89% | 43 | 6 | |
| DIVERSIFIED, LLC independent RIA | $2.8B | +34% | 30 | $93.0M | 95% | 83% | 66 | 12 | 1 |
| RTD FINANCIAL ADVISORS INC independent RIA | $2.7B | +14% | 20 | $136M | 65% | 96% | 36 | 5 | |
| BILL FEW ASSOCIATES, INC. independent RIA | $2.7B | +3.0% | 28 | $97.3M | 99% | 26% | 106 | 3 | |
| MCADAM LLC independent RIA | $2.7B | +17% | 134 | $20.0M | 99% | 50% | 41 | 76 | |
| LEGACY WEALTH MANAGEMENT, LLC independent RIA | $2.7B | +13% | 16 | $166M | 90% | 86% | 91 | 1 | |
| GARDE CAPITAL, INC. independent RIA | $2.7B | +18% | 9 | $295M | 85% | 97% | 51 | 1 | |
| ACROPOLIS INVESTMENT MANAGEMENT independent RIA | $2.6B | +19% | 37 | $70.6M | 95% | 91% | 28 | 1 | |
| TRADITION WEALTH MANAGEMENT LLC independent RIA | $2.6B | +21% | 24 | $108M | 85% | 83% | 90 | 4 | |
| EVERHART ADVISORS independent RIA | $2.5B | +31% | 36 | $68.4M | 96% | 78% | 63 | 3 | |
| EFS ADVISORS BD affiliated | $2.4B | +5.8% | 52 | $46.2M | 97% | 26 | |||
| KEYSTONE FINANCIAL GROUP, LLC independent RIA | $2.3B | +26% | 34 | $68.8M | 98% | 52% | 194 | 9 | |
| MAGNUS FINANCIAL GROUP LLC independent RIA | $2.3B | +20% | 10 | $233M | 93% | 82% | 111 | 1 | |
| MCKINLEY CARTER WEALTH SERVICES, INC. independent RIA | $2.3B | -8.9% | 25 | $92.3M | 95% | 91% | 49 | 5 | |
| WILLOW CREEK WEALTH MANAGEMENT, INC. independent RIA | $2.3B | +18% | 10 | $230M | 93% | 89% | 103 | 1 | |
| STONEBRIDGE FINANCIAL GROUP, LLC independent RIA | $2.3B | +24% | 25 | $91.1M | 72% | 79% | 51 | 5 | |
| BEAIRD HARRIS independent RIA | $2.3B | +19% | 18 | $126M | 96% | 93% | 44 | 1 | |
| CALIFORNIA FINANCIAL ADVISORS independent RIA | $2.3B | +13% | 15 | $151M | 100% | 82% | 101 | 3 | |
| RATHER & KITTRELL, INC. independent RIA | $2.3B | +21% | 20 | $113M | 56% | 78% | 49 | 2 | |
| KOSS-OLINGER CONSULTING, LLC. independent RIA | $2.2B | +7.0% | 18 | $124M | 94% | 96% | 36 | 2 | |
| SIGMA INVESTMENT COUNSELORS independent RIA | $2.2B | +11% | 10 | $217M | 100% | 94% | 78 | 3 | |
| ROOT FINANCIAL PARTNERS independent RIA | $2.1B | +94% | 63 | $34.1M | 100% | 96% | 14 | 2 | |
| PINNACLE ADVISORS independent RIA | $2.1B | +10% | 20 | $107M | 98% | 92% | 53 | 7 | |
| FIRST HEARTLAND CONSULTANTS, INC. BD affiliated | $2.1B | +18% | 96 | $21.7M | 90% | 29% | 66 | 72 | |
| CAHABA WEALTH MANAGEMENT, INC. independent RIA | $2.1B | +26% | 17 | $121M | 95% | 91% | 52 | 3 | |
| ADVICEONE ADVISORY SERVICES, LLC independent RIA | $2.0B | +23% | 13 | $157M | 100% | 89% | 111 | 4 | |
| MOSAIC WEALTH independent RIA | $2.0B | +25% | 19 | $107M | 93% | 91% | 41 | 2 | |
| PROVISE MANAGEMENT GROUP, LLC independent RIA | $2.0B | +13% | 19 | $107M | 94% | 92% | 60 | 2 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. independent RIA | $2.0B | -2.9% | 17 | $119M | 70% | 95% | 32 | 1 | 2 |
| ALBION FINANCIAL GROUP independent RIA | $2.0B | +8.4% | 19 | $106M | 96% | 79% | 38 | 1 | 3 |
| JNBA FINANCIAL ADVISORS, LLC independent RIA | $2.0B | +19% | 30 | $66.8M | 98% | 86% | 37 | 3 | |
| CAPTRUST WEALTH ADVISORS independent RIA | $2.0B | +6.0% | 19 | $105M | 80% | 89% | 45 | 2 |
507 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.