DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| DENTIST ADVISORS independent RIA | $504M | +9.1% | 8 | $63.0M | 96% | 78% | 94 | 2 | |
| ELEVATED CAPITAL ADVISORS, LLC independent RIA | $499M | +15% | 21 | $23.8M | 100% | 50% | 48 | 11 | |
| IFRAH FINANCIAL SERVICES, INC. independent RIA | $489M | +9.4% | 9 | $54.3M | 90% | 76% | 62 | 3 | |
| KEENER FINANCIAL PLANNING independent RIA | $479M | +32% | 10 | $47.9M | 97% | 94% | 19 | 2 | |
| ALLGEN FINANCIAL ADVISORS, INC. independent RIA | $475M | +21% | 13 | $36.6M | 94% | 58% | 82 | 1 | |
| MARKOWSKI INVESTMENTS independent RIA | $474M | +16% | 10 | $47.4M | 96% | 60% | 123 | 9 | |
| SAND CREEK CAPITAL, LLC independent RIA | $471M | +144% | 10 | $47.1M | 80% | 78% | 94 | 7 | |
| TAYLOR HOFFMAN CAPITAL MANAGEMENT independent RIA | $470M | +12% | 3 | $157M | 94% | 83% | 172 | 1 | 1 |
| WIDMANN FINANCIAL SERVICES independent RIA | $467M | +21% | 7 | $66.7M | 97% | 63% | 79 | 1 | |
| INDEPENDENCE FINANCIAL ADVISORS, LLC independent RIA | $464M | +24% | 8 | $58.0M | 88% | 21% | 342 | 8 | |
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | $456M | 839 | $543,663 | 100% | 9.1% | 4 | 21 | ||
| CONFIDENCE WEALTH MANAGEMENT, INC. independent RIA | $454M | +32% | 9 | $50.5M | 99% | 66% | 82 | 2 | |
| GUIDANCE CAPITAL, INC. independent RIA | $450M | +17% | 8 | $56.2M | 100% | 68% | 95 | 1 | |
| MONEY MANAGEMENT SERVICES INC independent RIA | $443M | +14% | 5 | $88.5M | 100% | 66% | 104 | 1 | |
| TOWER WEALTH PARTNERS independent RIA | $440M | +26% | 3 | $147M | 100% | 70% | 307 | 2 | |
| CHAPEL HILL INVESTMENT ANALYSTS INC independent RIA | $436M | +14% | 3 | $145M | 100% | 6.4% | 470 | 2 | |
| BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. independent RIA | $423M | +37% | 9 | $47.0M | 91% | 61% | 89 | 4 | |
| COQUINA PRIVATE WEALTH ADVISORS independent RIA | $418M | 7 | $59.7M | 95% | 67% | 213 | 5 | ||
| SGL FINANCIAL, LLC independent RIA | $416M | +90% | 14 | $29.7M | 100% | 46% | 63 | 4 | |
| TAYLOR FINANCIAL GROUP, INC. independent RIA | $410M | +12% | 4 | $102M | 100% | 71% | 125 | 1 | |
| HILTON HEAD CAPITAL PARTNERS, LLC independent RIA | $410M | +61% | 6 | $68.3M | 95% | 43% | 108 | 5 | |
| GUERRA WEALTH ADVISORS independent RIA | $406M | +56% | 15 | $27.1M | 95% | 56% | 197 | 1 | |
| SECURE FINANCIAL MANAGEMENT independent RIA | $400M | +27% | 2 | $200M | 100% | 51% | 292 | 1 | |
| PIONEER WEALTH MANAGEMENT GROUP independent RIA | $399M | +46% | 11 | $36.3M | 100% | 40% | 45 | 4 | |
| WEBB FINANCIAL GROUP independent RIA | $397M | +7.0% | 3 | $132M | 100% | 5.9% | 224 | 1 | |
| KIKER WEALTH MANAGEMENT, LLC independent RIA | $395M | +47% | 4 | $98.8M | 96% | 48% | 224 | 2 | |
| HD MONEY, INC. independent RIA | $386M | +31% | 6 | $64.4M | 100% | 100% | 2 | ||
| LANDING POINT FINANCIAL GROUP independent RIA | $381M | +45% | 6 | $63.5M | 100% | 55% | 124 | 2 | |
| OPTIMA CAPITAL LLC independent RIA | $380M | +30% | 6 | $63.3M | 100% | 47% | 112 | 4 | |
| MARTIN WEALTH SOLUTIONS independent RIA | $377M | +36% | 5 | $75.4M | 100% | 41% | 179 | 3 | |
| CHRISTY CAPITAL MANAGEMENT, INC. independent RIA | $376M | +27% | 13 | $28.9M | 100% | 39% | 59 | 3 | |
| B.A. ROBERTS FINANCIAL SERVICES, INC. independent RIA | $374M | -41% | 3 | $125M | 97% | 76% | 448 | 1 | |
| DORVAL & CHORNE FINANCIAL ADVISORS independent RIA | $374M | +21% | 4 | $93.5M | 100% | 45% | 166 | 2 | |
| DECKER RETIREMENT PLANNING INC. independent RIA | $360M | +26% | 10 | $36.0M | 99% | 37% | 77 | 6 | |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. independent RIA | $351M | +13% | 3 | $117M | 83% | 87% | 179 | 1 | |
| FWG INVESTMENTS, LLC independent RIA | $349M | +40% | 9 | $38.8M | 96% | 12% | 201 | 6 | |
| WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY independent RIA | $339M | 14 | $24.2M | 100% | 46% | 48 | 1 | ||
| LONESTAR REGISTERED INVESTMENT ADVISORS, LLC independent RIA | $336M | +53% | 11 | $30.6M | 99% | 33% | 109 | 11 | |
| INSIGHT FOLIOS independent RIA | $331M | +19% | 19 | $17.4M | 100% | 35% | 65 | 12 | |
| SIGNATURE EQUITY PARTNERS, LLC independent RIA | $331M | +32% | 34 | $9.7M | 100% | 23% | 31 | 15 | |
| WILKERSON ADVISORY GROUP LLC independent RIA | $327M | +20% | 5 | $65.4M | 100% | 64% | 116 | 1 | |
| NEXT LEVEL WEALTH PLANNING, LLC independent RIA | $323M | +25% | 5 | $64.5M | 100% | 56% | 114 | 1 | |
| PROMONTORY FINANCIAL PLANNING, LLC independent RIA | $319M | +14% | 12 | $26.6M | 99% | 35% | 47 | 7 | |
| 401K INVESTMENT PROFESSIONALS institutional | $311M | +0.0% | 4 | $77.8M | 7.4% | 13% | 17 | 2 | |
| RETIRABLE independent RIA | $301M | +130% | 12 | $25.1M | 100% | 35% | 184 | 1 | |
| PETERSON FINANCIAL GROUP, INC. independent RIA | $299M | +21% | 3 | $99.7M | 98% | 34% | 172 | 1 | |
| COVINGTONALSINA independent RIA | $283M | +49% | 4 | $70.7M | 99% | 63% | 309 | 2 | |
| OASIS ADVISORS independent RIA | $278M | 22 | $12.6M | 97% | 1.7% | 227 | 9 | ||
| JFR FINANCIAL SERVICES, INC. independent RIA | $277M | +5.6% | 2 | $138M | 100% | 55% | 299 | 1 | |
| CLIENT FIRST INVESTMENT MANAGEMENT LLC mixed wealth | $272M | +47% | 8 | $34.0M | 36% | 42% | 75 | 2 | |
| DIVERSIFIED RESOURCES, LLC independent RIA | $269M | +15% | 1 | $269M | 98% | 60% | 640 | 1 | |
| BPM WEALTH ADVISORS, LLC mixed wealth | $268M | +438% | 3 | $89.4M | 20% | 85% | 20 | 16 | |
| GK WEALTH MANAGEMENT LLC independent RIA | $259M | +35% | 6 | $43.1M | 99% | 72% | 88 | 1 | |
| INTEGRATED WEALTH MANAGEMENT, INC. independent RIA | $254M | +34% | 7 | $36.3M | 99% | 46% | 74 | 1 | |
| MUNN WEALTH MANAGEMENT, LLC independent RIA | $242M | +16% | 7 | $34.6M | 93% | 46% | 102 | 1 | |
| RWM CAPITAL, LLC independent RIA | $222M | +38% | 13 | $17.1M | 98% | 33% | 111 | 8 | |
| MOTIV8 INVESTMENTS LLC independent RIA | $219M | +17% | 10 | $21.9M | 99% | 33% | 72 | 11 | |
| FMSA independent RIA | $216M | +14% | 21 | $10.3M | 82% | 76% | 60 | 6 | |
| COMPASS PLANNING ASSOCIATES, INC. independent RIA | $214M | +7.2% | 3 | $71.3M | 100% | 98% | 24 | 3 | |
| RENAUD & COMPANY, LLC independent RIA | $211M | +21% | 2 | $105M | 100% | 20% | 477 | 1 |
506 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.