DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| NANTAHALA CAPITAL MANAGEMENT, LLC asset manager | $3.1B | +33% | 0.0% | 1 | |||||
| MOORSTONE, L.P. asset manager | $3.1B | 0.0% | 1 | ||||||
| VAN ECK ABSOLUTE RETURN ADVISERS CORP. asset manager | $3.1B | +37% | 0.0% | 1 | 7 | ||||
| S••••• C•••••• A••••••• I•• independent RIA | $3.1B | +8.1% | 11 | $283M | 83% | 99% | 38 | 1 | |
| S••••••••• G•••• L•• asset manager | $3.1B | +19% | 0.0% | 2 | 1 | ||||
| E••••• W••••• A•••••••• L•• independent RIA | $3.1B | +62% | 46 | $67.5M | 77% | 90% | 32 | 25 | |
| C••••••••• C•••••• S••••••••• L••• asset manager | $3.1B | +23% | 0.0% | 1 | 2 | ||||
| B•• C•••••• M••••••••• I••• other | $3.1B | -10% | 3 | $1.0B | 2.6% | 100% | 1 | ||
| W••••••• W••••• independent RIA | $3.1B | +19% | 28 | $111M | 95% | 85% | 86 | 19 | |
| W••••••••• C•••••• I•••••••• asset manager | $3.1B | -5.0% | 0.0% | 2 | 6 | ||||
| E•••• G••••• A••••••• L•• independent RIA | $3.1B | +26% | 8 | $387M | 58% | 3 | |||
| L•••• C•••••• M••••••••• I••• mixed wealth | $3.1B | +13% | 15 | $206M | 45% | 61% | 120 | 1 | |
| S•• W••••• independent RIA | $3.1B | -38% | 80 | $38.7M | 78% | 92% | 13 | 25 | |
| A•••••••• C•••••• P••••••• asset manager | $3.1B | +8.9% | 0.0% | 3 | 4 | ||||
| C••••• C•••••• A•••••••• L• asset manager | $3.1B | +8.4% | 0.0% | 2 | 15 | ||||
| P••• T••• A•••••••• I••• asset manager | $3.1B | -4.8% | 2 | $1.5B | 0.0% | 1 | |||
| C••••• C•••• P••••••• M••••••••• L•• asset manager | $3.1B | -32% | 0.0% | 1 | 2 | ||||
| O•••••• C•••••• M••••••••• L•• other | $3.1B | +390% | 10 | $309M | 16% | 91% | 29 | 2 | |
| A••••••••• G••••• L•• asset manager | $3.1B | -29% | 0.0% | 1 | 1 | ||||
| R•• D••• W••••• M••••••••• L•• independent RIA | $3.1B | +22% | 10 | $309M | 93% | 93% | 93 | 1 | 8 |
| G••••••• C•••••• M••••••••• L• asset manager | $3.1B | -11% | 0.0% | 4 | 26 | ||||
| T••••••• I••••••••• M••••••••• I••• mixed wealth | $3.1B | +16% | 6 | $514M | 25% | 90% | 74 | 1 | |
| G••••••••• I••••••••• A•••••••• L•• independent RIA | $3.1B | +12% | 100% | 100% | 1 | 4 | |||
| P•• C•••••• M••••••••• L• asset manager | $3.1B | 0.0% | 2 | 11 | |||||
| 1••• W••••• independent RIA | $3.1B | +35% | 18 | $171M | 57% | 95% | 25 | 3 | 12 |
| C••••••• C•••••• M••••••••• L• asset manager | $3.1B | -0.9% | 0.0% | 2 | 1 | ||||
| E•••••• L••• C•••••• M••••••••• L••• asset manager | $3.1B | +101% | 0.0% | 1 | 15 | ||||
| G•• I••••••••• A••••••• I•• independent RIA | $3.1B | +13% | 28 | $109M | 98% | 90% | 44 | 1 | 1 |
| D••••••••• C•••••• M••••••••• L•• institutional | $3.1B | +29% | 3 | $1.0B | 0.8% | 93% | 3 | ||
| L••••••• A•••• M••••••••• L•• asset manager | $3.1B | -24% | 6 | $509M | 0.0% | 5 | 11 | ||
| B••••••• P••••••• M••••••••• L•• other | $3.1B | +19% | 1 | $3.1B | 0.0% | 3 | |||
| Z• C•••••• G••••• L••••• asset manager | $3.1B | -14% | 0.0% | 1 | 25 | ||||
| C•••• A••••••• independent RIA | $3.1B | +21% | 25 | $122M | 57% | 96% | 21 | 2 | 1 |
| G•••• C•••••• M••••••••• L••• asset manager | $3.0B | -3.4% | 0.0% | 1 | 14 | ||||
| C•••••••• A•••• M••••••••• L•• asset manager | $3.0B | -14% | 0.0% | 1 | |||||
| A•••• F•••• M••••••••• L• asset manager | $3.0B | +6.7% | 1 | $3.0B | 0.0% | 1 | 6 | ||
| C•••••••• A••••••• C••• independent RIA | $3.0B | +14% | 17 | $179M | 83% | 82% | 146 | 5 | |
| A••••• C•••••• asset manager | $3.0B | +5.1% | 0.0% | 4 | 9 | ||||
| P•• R••• A••••• A•••••••• L•• asset manager | $3.0B | 0.0% | 1 | ||||||
| A••••• B•••• I••••••••• L••••• asset manager | $3.0B | +0.2% | 0.0% | 1 | 2 | ||||
| C••••••••• A•••••••• L•• asset manager | $3.0B | +20% | 0.0% | 1 | |||||
| S•••••• C•••••• M••••••••• L•• asset manager | $3.0B | +24% | 1 | $3.0B | 0.2% | 100% | 2 | ||
| C•••••• G•••• M••••••••• L•• other | $3.0B | -25% | 0.0% | 2 | |||||
| P•••••••• A•••••••• L• asset manager | $3.0B | +4.5% | 0.0% | 1 | 1 | ||||
| J••••• C••••••• L• asset manager | $3.0B | +26% | 0.0% | 2 | 19 | ||||
| O••••••• A•••••••• L•• asset manager | $3.0B | +16% | 0.0% | 3 | 1 | ||||
| O•••••••• W••••• P••••••• independent RIA | $3.0B | +16% | 18 | $169M | 90% | 93% | 62 | 4 | |
| P•••••••• • A••••••• I•• independent RIA | $3.0B | -8.4% | 14 | $217M | 54% | 84% | 64 | 1 | |
| G••••• C••••••• L•• independent RIA | $3.0B | +16% | 5 | $607M | 51% | 99% | 44 | 1 | |
| P••••••• G••••• I•••••••• asset manager | $3.0B | 2 | $1.5B | 0.0% | 1 | 1 | |||
| C•••••• L••• L•• independent RIA | $3.0B | +27% | 73% | 100% | 1 | ||||
| N•• R••••••• P••••••• mixed wealth | $3.0B | +21% | 6 | $505M | 30% | 99% | 13 | 6 | 13 |
| L•••••••• C•••••• M••••••••• L•• asset manager | $3.0B | +32% | 0.0% | 2 | 6 | ||||
| A•••• D••••••••• E••••• F•••• I••• asset manager | $3.0B | +14% | 0.0% | 2 | |||||
| S•••••••• G••••• A•••••••• L•• other | $3.0B | +21% | 0.1% | 100% | 3 | ||||
| A•• C•••••• M••••••••• L• other | $3.0B | -37% | 1 | $3.0B | 0.0% | 0.0% | 7 | 1 | |
| G•••••• I••••••••• independent RIA | $3.0B | +7.5% | 12 | $252M | 75% | 68% | 255 | 1 | |
| A•• I••••••••• L•• asset manager | $3.0B | +160% | 0.0% | 1 | |||||
| S•••••• C•••••• M••••••••• L•• asset manager | $3.0B | 0.0% | 1 | 1 | |||||
| E•• W••••• independent RIA | $3.0B | +49% | 7 | $431M | 70% | 97% | 92 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.