DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PARCO WEALTH MANAGEMENT LLC independent RIA | $21.0M | +63% | 1 | $21.0M | 100% | 0.0% | 191 | 2 | |
| GLASS RETIREMENT STRATEGIES, INC. institutional | $20.1M | +8.0% | 1 | $20.1M | 6.2% | 100% | 4 | 1 | |
| FINANCIAL PLANNING SERVICES, INC. independent RIA | $20.0M | +5.8% | 1 | $20.0M | 100% | 90% | 17 | 2 | |
| B• C•••••• F••• A•••••••• L•• independent RIA | $20.0M | -9.1% | 1 | $20.0M | 100% | 100% | 1 | ||
| I••• F•••••••• S••••••• L•• independent RIA | $19.7M | +192% | 3 | $6.6M | 100% | 0.9% | 1,393 | 1 | |
| R••••••• I••••••••• G•••• I•• independent RIA | $19.6M | -14% | 1 | $19.6M | 100% | 58 | 1 | ||
| M••••• P•••••• W••••• C•••••• L••• independent RIA | $19.3M | +1277% | 3 | $6.4M | 100% | 91% | 20 | 1 | |
| R•••• S•••• L•• asset manager | $18.0M | +20% | 1 | $18.0M | 0.0% | 1 | 1 | ||
| A•••••• P•••••• W••••• L•• independent RIA | $17.3M | -1.0% | 3 | $5.8M | 100% | 82% | 12 | 1 | |
| U••• F••••••••• L•• independent RIA | $16.6M | +28% | 1 | $16.6M | 100% | 78% | 118 | 1 | |
| A••••••• A••••••• L•• independent RIA | $16.0M | 2 | $8.0M | 100% | 100% | 1 | |||
| P••••••••• A•••••••• I••• independent RIA | $15.0M | +0.0% | 1 | $15.0M | 100% | 20% | 110 | 2 | |
| N••••••• C•••••• independent RIA | $14.4M | +291% | 1 | $14.4M | 100% | 0.0% | 220 | 1 | |
| N•• W••• A•••• M••••••••• mixed wealth | $12.5M | 1 | $12.5M | 20% | 100% | 1 | |||
| L••••••••• independent RIA | $12.2M | -44% | 1 | $12.2M | 89% | 0.0% | 609 | 1 | 2 |
| B•••••• C••• M••••••••• I••• other | $11.6M | 1 | $11.6M | 0.0% | 1 | ||||
| N••••••••• F•••••••• U•• I•• independent RIA | $11.3M | +15% | 2 | $5.6M | 100% | 0.0% | 17 | 1 | |
| G•••••• C•••••• P•••••••• L•• asset manager | $10.6M | -3.0% | 1 | $10.6M | 1.1% | 100% | 1 | ||
| E•••••• F•••••••• L•• institutional | $10.6M | 1 | $10.6M | 0.0% | 1 | ||||
| P•••••• 7• C•••••• independent RIA | $10.0M | +0.0% | 2 | $5.0M | 100% | 1 | |||
| T••••• A•••••••• L•• asset manager | $10.0M | 1 | $10.0M | 0.0% | 1 | ||||
| T••••••••• independent RIA | $10.0M | +25% | 1 | $10.0M | 100% | 100% | 1 | ||
| E• M••••• O•••••••• • C•• I••• independent RIA | $9.5M | -86% | 1 | $9.5M | 100% | 95% | 11 | 1 | |
| E•••••• R••••••• C•••• asset manager | $9.4M | +11% | 1 | $9.4M | 0.0% | 1 | |||
| W•••••• I••••••••• P••••••• L•• asset manager | $9.4M | -80% | 1 | $9.4M | 0.0% | 1 | 2 | ||
| B•••••••• M•••• independent RIA | $9.1M | -27% | 1 | $9.1M | 100% | 100% | 1 | ||
| C••••••• F••• M••••••••• L•• asset manager | $9.0M | +11% | 1 | $9.0M | 0.0% | 16,757 | 1 | ||
| S••••• P•••••• F•••••••• L•• independent RIA | $9.0M | 1 | $9.0M | 100% | 61% | 1 | |||
| M••• T•• M••••• F•••••••• P••••••• independent RIA | $8.8M | +1123% | 2 | $4.4M | 100% | 9.7% | 19 | 1 | |
| U••• C••••• L•• other | $8.3M | +32% | 1 | $8.3M | 13% | 6.9% | 153 | 1 | |
| A••••• S••••• A••••••• S••••••• independent RIA | $7.4M | +18% | 1 | $7.4M | 100% | 0.0% | 2,223 | 5 | |
| G••••• A••••••••• independent RIA | $7.3M | -53% | 1 | $7.3M | 88% | 1 | |||
| B••••• W••••• G•••• A••••••• independent RIA | $7.1M | 1 | $7.1M | 100% | 75% | 2 | |||
| A•••• A•••• M••••••••• L•• independent RIA | $6.6M | 1 | $6.6M | 100% | 68% | 12 | 1 | ||
| N••••• independent RIA | $6.5M | -96% | 2 | $3.3M | 100% | 100% | 1 | ||
| A••••• W••••• A••••••• G••••• L•• independent RIA | $6.2M | 1 | $6.2M | 100% | 95% | 1 | |||
| L••••••••• L•• asset manager | $6.0M | 1 | $6.0M | 0.0% | 1 | ||||
| S••••••• • C••••••• L•• independent RIA | $5.8M | +0.0% | 1 | $5.8M | 100% | 1 | |||
| S••••• A•••• L• asset manager | $5.3M | +433% | 1 | $5.3M | 0.0% | 2 | |||
| A•••••• C•••••• M••••••••• independent RIA | $5.2M | +38% | 1 | $5.2M | 100% | 1 | |||
| S••••••••• L•• independent RIA | $4.9M | +24% | 1 | $4.9M | 100% | 1 | |||
| M••••••••• M•••••• C•••••• M••••••••• L•• independent RIA | $4.5M | +29% | 3 | $1.5M | 100% | 0.0% | 6 | 1 | |
| B••••••• independent RIA | $4.5M | +25% | 1 | $4.5M | 100% | 6.3% | 1 | ||
| C•••••• independent RIA | $4.5M | -9.7% | 1 | $4.5M | 100% | 60% | 22 | 1 | |
| C••••••• independent RIA | $4.4M | -87% | 1 | $4.4M | 100% | 96% | 1 | ||
| T••••••••• I••• independent RIA | $4.4M | +7.2% | 1 | $4.4M | 100% | 1 | |||
| O•• C•••• P•••••• W••••• M••••••••• L•• independent RIA | $4.3M | -28% | 1 | $4.3M | 100% | 86% | 11 | 1 | |
| U• F•••••••• U•• I••• independent RIA | $4.1M | 2 | $2.1M | 100% | 79% | 1 | |||
| C••••••••• A••••••• L•• independent RIA | $3.7M | 1 | $3.7M | 100% | 31% | 14 | 1 | ||
| O••••• I••••••••• A••••••• L•• mixed wealth | $3.4M | 1 | $3.4M | 31% | 2 | ||||
| X••••• L•••• L•• mixed wealth | $3.3M | +196% | 1 | $3.3M | 37% | 22% | 108 | 2 | |
| B•••••••• I••••••••• A•••••••• L•• independent RIA | $3.3M | 1 | $3.3M | 100% | 1 | ||||
| M••••••• L•• independent RIA | $2.8M | +32% | 1 | $2.8M | 71% | 0.0% | 139 | 1 | |
| Q•••••••• I••••••••• P••••••• asset manager | $2.8M | 1 | $2.8M | 0.0% | 2 | 1 | |||
| W•••• independent RIA | $2.5M | +903% | 1 | $2.5M | 100% | 3,006 | 1 | ||
| B•••• A••••••• S•••••••• L•• mixed wealth | $2.4M | 1 | $2.4M | 32% | 1 | ||||
| F•••••• A••••••• L•• independent RIA | $2.1M | +86% | 1 | $2.1M | 100% | 0.0% | 5 | 1 | |
| I•••••• I••• independent RIA | $1.9M | -46% | 1 | $1.9M | 100% | 1 | |||
| S•••••• independent RIA | $1.9M | +88% | 1 | $1.9M | 100% | 0.0% | 1 | ||
| A••••••• L•• mixed wealth | $1.8M | 1 | $1.8M | 41% | 0.0% | 133 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.