DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CFM WEALTH PARTNERS LLC independent RIA | $886M | +16% | 2 | $443M | 91% | 94% | 134 | 1 | |
| NEW WORLD ADVISORS LLC independent RIA | $885M | +22% | 2 | $442M | 99% | 100% | 1 | ||
| LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC. asset manager | $884M | +18% | 1 | $884M | 0.0% | 2 | |||
| SEYMOUR ASSET MANAGEMENT LLC asset manager | $878M | +129% | 1 | $878M | 0.0% | 1 | |||
| OAK GROVE CAPITAL, LLC independent RIA | $871M | +41% | 1 | $871M | 94% | 99% | 114 | 3 | |
| CANOPY PARTNERS independent RIA | $869M | +8.7% | 3 | $290M | 100% | 100% | 1 | ||
| STORGE independent RIA | $867M | +20% | 3 | $289M | 100% | 100% | 23 | 1 | |
| KKM FINANCIAL LLC mixed wealth | $866M | +101% | 1 | $866M | 20% | 80% | 159 | 1 | |
| HAMPSHIRE FAMILY OFFICE independent RIA | $866M | -2.1% | 3 | $289M | 95% | 100% | 1 | ||
| GSG ADVISORS LLC independent RIA | $862M | +21% | 3 | $287M | 99% | 99% | 61 | 1 | |
| ELITE WEALTH MANAGEMENT, INC. independent RIA | $861M | -14% | 2 | $431M | 100% | 89% | 233 | 1 | |
| CAMBIENT FAMILY OFFICE, LLC independent RIA | $858M | 3 | $286M | 60% | 100% | 1 | |||
| HARBOR ADVISORS other | $852M | +8.1% | 1 | $852M | 0.6% | 100% | 1 | ||
| PRIME QUADRANT independent RIA | $849M | -19% | 1 | $849M | 100% | 100% | 5 | ||
| AVENIR CORPORATION independent RIA | $849M | -15% | 3 | $283M | 91% | 94% | 47 | 1 | |
| EAGLE MERCHANT PARTNERS asset manager | $841M | +106% | 1 | $841M | 0.0% | 1 | 17 | ||
| ADAMS ASSET ADVISORS LLC independent RIA | $839M | -8.0% | 2 | $420M | 100% | 100% | 1 | ||
| AMERICAN VENTURES IM LLC asset manager | $839M | 1 | $839M | 0.0% | 1 | ||||
| ACANSA INVESTMENT MANAGEMENT GROUP, LLC institutional | $838M | -7.2% | 1 | $838M | 0.0% | 4 | |||
| REDWOOD WEALTH MANAGEMENT, LLC independent RIA | $837M | +70% | 3 | $279M | 100% | 51% | 81 | 1 | |
| PRIVATE WEALTH MANAGEMENT, INC. independent RIA | $832M | +8.4% | 2 | $416M | 99% | 98% | 66 | 1 | |
| MADDEN ASSET MANAGEMENT independent RIA | $826M | +7.8% | 3 | $275M | 81% | 97% | 47 | 1 | |
| KERSHNER, GROSSO & CO. independent RIA | $825M | +57% | 1 | $825M | 92% | 60% | 525 | 1 | |
| HIGHCREST CAPITAL, LLC asset manager | $824M | +38% | 1 | $824M | 0.0% | 1 | 2 | ||
| NEXANNUITY ASSET MANAGEMENT, L.P. institutional | $823M | +37% | 1 | $823M | 0.0% | 1 | |||
| LONGTAIL ALPHA, LLC asset manager | $822M | +13% | 1 | $822M | 4.4% | 1 | 8 | ||
| SEGRA CAPITAL MANAGEMENT, LLC asset manager | $821M | +54% | 1 | $821M | 0.0% | 2 | 5 | ||
| SSA WEALTH ADVISORS mixed wealth | $817M | +21% | 1 | $817M | 42% | 81% | 87 | 2 | |
| FORUM CAPITAL ADVISORS LLC asset manager | $815M | +34% | 1 | $815M | 0.0% | 1 | 5 | ||
| KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. independent RIA | $813M | +15% | 3 | $271M | 98% | 71% | 258 | 1 | |
| SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. independent RIA | $813M | +89% | 3 | $271M | 100% | 83% | 225 | 1 | |
| INVESTMENT MANAGEMENT ASSOCIATES independent RIA | $810M | +23% | 3 | $270M | 89% | 78% | 125 | 1 | |
| ZANETTI FINANCIAL, LLC independent RIA | $809M | +100% | 2 | $405M | 100% | 20% | 741 | 1 | |
| PROVENTUS AG independent RIA | $807M | +25% | 1 | $807M | 77% | 96% | 78 | 1 | |
| CAPITAL INNOVATIONS, LLC asset manager | $807M | +116% | 1 | $807M | 0.2% | 100% | 1 | ||
| FELICITAS GLOBAL PARTNERS, LLC asset manager | $804M | -12% | 1 | $804M | 0.0% | 1 | 12 | ||
| NOKOMIS CAPITAL, L.L.C. asset manager | $804M | +29% | 1 | $804M | 0.0% | 2 | 1 | ||
| ELSEWHERE PARTNERS, LLC asset manager | $803M | -5.8% | 1 | $803M | 0.0% | 1 | 11 | ||
| COMPTON WEALTH ADVISORY GROUP, LLC independent RIA | $800M | +11% | 3 | $267M | 94% | 97% | 68 | 1 | |
| PARISI GRAY WEALTH MANAGEMENT, LLC independent RIA | $796M | +15% | 2 | $398M | 100% | 95% | 102 | 1 | |
| CLAYTON FINANCIAL GROUP, LLC independent RIA | $794M | -54% | 3 | $265M | 98% | 96% | 81 | 1 | |
| ACKERMAN ASSET MANAGEMENT, LLC mixed wealth | $794M | +23% | 1 | $794M | 22% | 93% | 65 | 1 | |
| SATURN V CAPITAL MANAGEMENT LP asset manager | $793M | +87% | 1 | $793M | 0.0% | 1 | 3 | ||
| BEAU MORGAN ADVISORS independent RIA | $793M | 1 | $793M | 100% | 100% | 1 | |||
| THE WEALTH COLLABORATIVE, INC. independent RIA | $792M | +13% | 3 | $264M | 100% | 96% | 85 | 1 | |
| HOEY INVESTMENTS, INC. independent RIA | $788M | +24% | 1 | $788M | 100% | 83% | 589 | 1 | |
| SOFTVEST ADVISORS asset manager | $788M | +0.6% | 1 | $788M | 0.0% | 3 | 6 | ||
| EAGLE ROCK INVESTMENT COMPANY, LLC independent RIA | $787M | +19% | 3 | $262M | 71% | 99% | 26 | 1 | |
| INCEPTIONR LLC asset manager | $786M | -17% | 1 | $786M | 0.0% | 2 | |||
| DELTEC ASSET MANAGEMENT LLC independent RIA | $783M | +12% | 1 | $783M | 53% | 97% | 148 | 1 | 4 |
| NEW VERNON WEALTH MANAGEMENT LLC independent RIA | $781M | +24% | 1 | $781M | 100% | 96% | 187 | 1 | |
| WATER ASSET MANAGEMENT, LLC mixed wealth | $781M | +4.7% | 1 | $781M | 33% | 98% | 308 | 1 | 13 |
| PRINCETON FUND ADVISORS, LLC asset manager | $780M | -3.2% | 1 | $780M | 0.0% | 3 | |||
| LIPE & DALTON INVESTMENT COUNSEL independent RIA | $780M | +13% | 2 | $390M | 95% | 100% | 1 | ||
| EMBASSY ASSET MANAGEMENT LP asset manager | $774M | +81% | 1 | $774M | 0.0% | 1 | 2 | ||
| SATIS WEALTH MANAGEMENT independent RIA | $774M | 1 | $774M | 96% | 80% | 660 | 2 | ||
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC asset manager | $772M | -38% | 1 | $772M | 0.0% | 1 | 4 | ||
| RETIREMENT FUND MANAGEMENT institutional | $770M | 1 | $770M | 0.0% | 2 | ||||
| PERMANENT CAPITAL MANAGEMENT, LP other | $769M | +3.6% | 1 | $769M | 17% | 100% | 2 | 3 | |
| HOURGLASS CAPITAL, LLC independent RIA | $769M | +28% | 2 | $384M | 92% | 98% | 49 | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.