DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. asset manager | $14B | -4.9% | 206 | $68.4M | 0.2% | 55% | 0 | 3 | |
| FRANKLIN ADVISORY SERVICES, LLC asset manager | $14B | +19% | 0.0% | 1 | |||||
| PRIME BUCHHOLZ LLC other | $14B | +29% | 6 | $2.3B | 19% | 100% | 5 | 3 | |
| C••••• W••••• M••••••••• L•• independent RIA | $14B | +13% | 10 | $1.4B | 93% | 100% | 2 | ||
| S••••••• A•••• M••••••••• I••• asset manager | $14B | +91% | 4 | $3.5B | 0.0% | 2 | |||
| R•••••• F••• M••••••••• L•• asset manager | $14B | +5.0% | 0.0% | 4 | 40 | ||||
| R•••••• C•••••• P••••••• M••••••••• L•• asset manager | $14B | +16% | 0.0% | 5 | 48 | ||||
| V•••••• C•••••• P•••••••• L••• asset manager | $14B | +3.2% | 0.0% | 5 | 12 | ||||
| T•• V•••••• G••••• L• asset manager | $14B | +14% | 0.0% | 3 | 17 | ||||
| N••••• P•••••••• L•• asset manager | $14B | +4.9% | 0.0% | 1 | 18 | ||||
| B••••••••• M•••••••• L•• asset manager | $14B | +8.1% | 0.0% | 1 | 42 | ||||
| L••••• C•••••• P••••••• asset manager | $14B | +11% | 0.0% | 1 | 28 | ||||
| O•• H••• C•••••• M••••••••• L•• asset manager | $14B | -3.5% | 0.0% | 3 | 35 | ||||
| C••••••••• W••••• M••••••••• independent RIA | $14B | +33% | 137 | $102M | 87% | 94% | 31 | 10 | 1 |
| U••••• I••••••••• A•••••••• I••• asset manager | $14B | +9.2% | 0.0% | 6 | 9 | ||||
| C••••••• C•••••• I••••••••• I••••••••• P•• L•••••• other | $14B | +31% | 0.0% | 2 | |||||
| S•• I••••••••• M••••••••• L•• asset manager | $14B | +34% | 0.0% | 2 | 4 | ||||
| C••••••••• independent RIA | $14B | +81% | 11 | $1.3B | 88% | 95% | 467 | 4 | |
| D•••••• W••••• M••••••••• L•• asset manager | $14B | +60% | 14 | $992M | 0.0% | 2 | 2 | ||
| L••••••• C••••••• L•• asset manager | $14B | +2.4% | 0.0% | 3 | 49 | ||||
| C•••••••• L•• other | $14B | +31% | 11 | $1.3B | 0.0% | 3 | |||
| M•••••• I••••••••• A•••••••• L•• mixed wealth | $14B | +3.7% | 20 | $692M | 46% | 48% | 730 | 2 | |
| C••••••• C•••••• asset manager | $14B | +34% | 0.0% | 1 | |||||
| G•••••• P•••••••• L•• mixed wealth | $14B | +18% | 2 | $6.9B | 23% | 100% | 2 | 53 | |
| G•••••• S•••• A•••• M••••••••• ••••••••• P••• L••• other | $14B | +26% | 0.0% | 1 | |||||
| D•••• M•••••• C•••••• M••••••••• L•• other | $14B | +9.1% | 1.5% | 100% | 3 | ||||
| S•••••• C•••••• L•• independent RIA | $14B | +20% | 36 | $382M | 86% | 99% | 27 | 5 | |
| T•••••• A•••• M••••••••• other | $14B | +65% | 0.0% | 1 | |||||
| A••••••• A••••••• S•••••••• L•• BD affiliated | $14B | +19% | 548 | $25.1M | 96% | 32% | 54 | 248 | |
| A••••• C•••••• M••••••••• L••• asset manager | $14B | +6.0% | 0.0% | 2 | 8 | ||||
| A••••••• C••••••• L•• asset manager | $14B | -7.2% | 0.0% | 2 | 3 | ||||
| C••••••••• I••••••••• C••••••••• L•• other | $14B | +2818% | 1 | $14B | 0.0% | 1 | |||
| P•••••••• V•••••• P•••••••• L•• asset manager | $14B | +17% | 1 | $14B | 0.0% | 12 | 68 | ||
| C••••••••• I••••••••• M••••••••• L•• institutional | $14B | +2.0% | 0.0% | 5 | 19 | ||||
| C•••••• A•••• M••••••••• I••••••••• L•••••• asset manager | $14B | +10% | 0.0% | 1 | 23 | ||||
| M••••• U• asset manager | $14B | +5.5% | 0.0% | 3 | |||||
| J•• M••••••••• L••• asset manager | $14B | +43% | 0.0% | 3 | 20 | ||||
| A•••• C•••••• A••••••• L•• asset manager | $14B | +37% | 0.0% | 1 | 2 | ||||
| A••••••• C•••••• P•••••••• L•• asset manager | $14B | +43% | 0.0% | 1 | 16 | ||||
| A•••••••• P••••••• L•••••• asset manager | $14B | -7.4% | 0.0% | 1 | |||||
| T•• R•••••••• C•••••• asset manager | $14B | +12% | 0.0% | 13 | 123 | ||||
| A•••• A•••••••• asset manager | $14B | +86% | 5 | $2.7B | 6.3% | 93% | 23 | 1 | |
| T•••••••• I••••••••• L• other | $13B | +18% | 0.0% | 1 | 2 | ||||
| P••••••• E••••••••• C•••••• L•• asset manager | $13B | -4.2% | 0.0% | 1 | 2 | ||||
| K••••• P•••••• W••••• S•••••••• L•• BD affiliated | $13B | +32% | 208 | $64.7M | 97% | 70% | 96 | 43 | |
| T•• M••••• G••••• L•• independent RIA | $13B | +15% | 112 | $120M | 100% | 91% | 43 | 63 | |
| S•• P•••••••• L•• asset manager | $13B | +12% | 0.0% | 4 | |||||
| H••••• C•••••• M••••••••• L•• asset manager | $13B | -39% | 0.0% | 1 | 1 | ||||
| A••••• independent RIA | $13B | +29% | 14 | $956M | 100% | 0.3% | 582,738 | 1 | |
| C•••••• F••• M••••••••• S••• asset manager | $13B | +9.1% | 0.0% | 1 | 3 | ||||
| E•••• P••••••• V•• L•• asset manager | $13B | 0.0% | 2 | 65 | |||||
| P•••••••• C•••••• P••••••• asset manager | $13B | -3.3% | 0.0% | 3 | 14 | ||||
| G•••••• G••••• A•••• M••••••••• L•••••• asset manager | $13B | +109% | 1 | $13B | 0.0% | 96% | 3 | 1 | |
| F•••• S•••••• I•••••••• ••• I• L•••••• asset manager | $13B | -26% | 0.0% | 2 | |||||
| E•••• P•••• C••••• M••••••••• L•• other | $13B | +18% | 0.0% | 1 | 21 | ||||
| A••• A••••••••• M••••••••• L•• asset manager | $13B | -5.8% | 0.0% | 4 | 131 | ||||
| R•••••• R•••• A•••• M••••••••• ••• L•• asset manager | $13B | +43% | 0.0% | 6 | 29 | ||||
| B••••••••• L••• S••••••• A••••••• L••••• asset manager | $13B | +35% | 0.0% | 1 | 9 | ||||
| N•••••• M••••••••• I••• asset manager | $13B | +57% | 0.0% | 3 | 28 | ||||
| G•• C•••••• L•••••• asset manager | $13B | +2.8% | 0.2% | 100% | 1 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.