DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SMITH CAPITAL INVESTORS, LLC asset manager | $13B | +149% | 4 | $3.3B | 0.0% | 2 | |||
| ROCKPOINT asset manager | $13B | +2.1% | 0.0% | 4 | 39 | ||||
| IMPRESA MANAGEMENT LLC asset manager | $13B | +19% | 0.0% | 5 | 40 | ||||
| P••• A••••••• G••••• L•• other | $13B | -18% | 0.0% | 1 | 12 | ||||
| J•••• H••••• • P••••••• L•• independent RIA | $13B | +22% | 52% | 87% | 4 | ||||
| D•••••• I••••••••• A•••••••• L•• other | $13B | +7.9% | 2 | $6.5B | 0.0% | 1 | |||
| W•••• R••• C•••••• M••••••••• asset manager | $13B | +11% | 0.0% | 1 | 8 | ||||
| A••••••• I••••••••• A•••••••• L•• institutional | $13B | +11% | 42 | $309M | 0.0% | 1 | |||
| C•••••••• I••••••••• P•••••••• L•• other | $13B | +5.4% | 1 | $13B | 0.3% | 10% | 1 | 1 | |
| S•••••• T•••• C• independent RIA | $13B | +6.5% | 15 | $864M | 72% | 100% | 1 | ||
| A•••••••• C•••••• L•• independent RIA | $13B | +201% | 65 | $199M | 96% | 93% | 61 | 31 | |
| V•••• F•••••••• A•••••••• L•• independent RIA | $13B | +22% | 108 | $120M | 98% | 97% | 28 | 17 | |
| I•• H••• A•••• M••••••••• L••• asset manager | $13B | +3.3% | 0.0% | 2 | 18 | ||||
| S•••• F••• I••••••••• M••••••••• C•••• asset manager | $13B | +15% | 7,080 | $1.8M | 3.7% | 16% | 1 | 6,444 | |
| M•••••••• B••••• I••••••••• I••• other | $13B | +5.5% | 4 | $3.2B | 0.2% | 100% | 6 | 2 | |
| I••••••••• F•••••••• G••••• L•• BD affiliated | $13B | +14% | 485 | $26.7M | 95% | 42% | 53 | 313 | |
| G••••• E•••••••• M••••••••• L• asset manager | $13B | +6.8% | 0.0% | 2 | 148 | ||||
| P•••••• A•••• M••••••••• asset manager | $13B | +31% | 0.0% | 1 | 2 | ||||
| N•••••• A••••••• L•• asset manager | $13B | +13% | 0.0% | 1 | |||||
| N•••••• C•••••• L••• asset manager | $13B | +13% | 0.0% | 1 | 27 | ||||
| C••••••• S••••••••• I••• BD affiliated | $13B | +40% | 784 | $16.4M | 98% | 2.9% | 77 | 994 | |
| M•• C•••••• M••••••••• L••••• other | $13B | +30% | 0.0% | 4 | 2 | ||||
| L•••••• W•••••• • C••••••• F•••••••• A•••••••• L•• independent RIA | $13B | -0.6% | 10 | $1.3B | 95% | 100% | 1 | ||
| P••• C•••••• M••••••••• I••• institutional | $13B | -2.4% | 4 | $3.2B | 0.0% | 1 | 1 | ||
| A•••• I••••••••• L•• other | $13B | +3.3% | 6 | $2.1B | 11% | 100% | 9 | 3 | 3 |
| F••••••• T•••••••• I••••••••• C•••• asset manager | $13B | +50% | 0.1% | 100% | 3 | ||||
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA | $13B | +20% | 363 | $35.2M | 96% | 45% | 83 | 210 | |
| C••• I••••••••• A••••••• S•••••••• L•• institutional | $13B | +22% | 91 | $140M | 5.7% | 57% | 19 | 24 | |
| B••••••••• C•••••• M••••••••• L•• independent RIA | $13B | +22% | 333 | $38.3M | 99% | 13% | 165 | 272 | |
| D••• • P••••• I••••••••• M••••••••• C•• asset manager | $13B | +4.2% | 2 | $6.4B | 0.0% | 3 | |||
| L••••••• I••••••••• M••••••••• L•• asset manager | $13B | +69% | 0.0% | 1 | 3 | ||||
| G•••• I••••••••• S•••••••• L•• institutional | $13B | +0.0% | 0.0% | 2 | |||||
| F•••• T•••• C•••••• M••••••••• L••• asset manager | $13B | +50% | 1 | $13B | 0.0% | 2 | 15 | ||
| L• P•••• E••••• A•••••••• L•• asset manager | $13B | 0.0% | 5 | 9 | |||||
| F•••• E•••• A••••••••• C•••••• L•• asset manager | $13B | -25% | 0.0% | 3 | 70 | ||||
| A••••••• P•••••••• I••• other | $13B | -6.7% | 31 | $405M | 18% | 84% | 25 | 1 | |
| T•• C•••••• G••••• L•• independent RIA | $12B | +23% | 50 | $250M | 91% | 100% | 8 | 12 | |
| W••••••• J•••• W••••• M••••••••• L•• independent RIA | $12B | +7.4% | 21 | $594M | 89% | 99% | 72 | 3 | 8 |
| W••••••• M••••••••• C••• other | $12B | -2.7% | 13 | $958M | 2.2% | 29% | 13 | 3 | |
| P••••••• F•••••••• S•••••••• I••• BD affiliated | $12B | +24% | 271 | $45.9M | 86% | 53% | 69 | 140 | |
| M•• P••••••• M••••••••• L• asset manager | $12B | +36% | 0.0% | 1 | 1 | ||||
| R•••• I••••••••• P••••••• asset manager | $12B | -2.5% | 1 | $12B | 1.4% | 0.6% | 932 | 2 | 1 |
| O•••• C•••••• P••••••• •••••• I••• asset manager | $12B | +49% | 0.0% | 4 | 10 | ||||
| N•••••••• B••••• C••••• U•• mixed wealth | $12B | +5.5% | 7 | $1.8B | 39% | 84% | 413 | 1 | 1 |
| S•••• P•••• C•• C••••• L•• asset manager | $12B | +51% | 0.0% | 4 | 24 | ||||
| N•••••••• C•••••• other | $12B | +9.1% | 0.0% | 2 | |||||
| R•••••• A•••• M••••••••• I••• other | $12B | +33% | 3 | $4.1B | 1.6% | 36% | 162 | 2 | 5 |
| A••••••• M••••••••• H••••••• L• asset manager | $12B | +8.7% | 0.0% | 3 | 33 | ||||
| V•••••• N••••• I••••••••• M••••••••• L••• other | $12B | -23% | 6 | $2.0B | 4.0% | 95% | 28 | 2 | 1 |
| B•• C•• M••••••••• L•• asset manager | $12B | +66% | 0.0% | 5 | 22 | ||||
| P•••••• P•••••• F••• A••••••• L•• asset manager | $12B | +29% | 0.0% | 1 | 17 | ||||
| A•••••••• G••••• A•••••••• L•• asset manager | $12B | +46% | 0.0% | 1 | 3 | ||||
| A••••••• C•••••• M••••••••• L•• independent RIA | $12B | +29% | 60 | $203M | 93% | 56% | 297 | 24 | |
| H•••••••• C•••••• L•• asset manager | $12B | 0.0% | 2 | 8 | |||||
| H•••••••• C•••••• M••••••••• L•• institutional | $12B | -11% | 0.0% | 1 | |||||
| N•••••••• P•••••••• L•• independent RIA | $12B | +85% | 94 | $130M | 99% | 91% | 51 | 25 | |
| L•• independent RIA | $12B | +59% | 59 | $207M | 87% | 98% | 18 | 5 | 3 |
| I••••••••• R••• E••••• C••••••••• asset manager | $12B | -3.2% | 0.0% | 11 | |||||
| M•••• • P•••• mixed wealth | $12B | +1.4% | 16 | $759M | 37% | 99% | 44 | 1 | 2 |
| C•••••••• I••••••••• M••••••••• L•• asset manager | $12B | +21% | 0.0% | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.