DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CORONATION GLOBAL FUND MANAGERS (IRELAND) LIMITED asset manager | $9.9B | +14% | 0.0% | 1 | 2 | ||||
| GLACIER PEAK CAPITAL MANAGEMENT, LLC other | $9.9B | -12% | 2 | $4.9B | 0.0% | 2 | |||
| RIVER ROAD ASSET MANAGEMENT, LLC asset manager | $9.9B | +23% | 0.9% | 100% | 1 | ||||
| C••••••• G••••• L•• other | $9.8B | +50% | 15 | $657M | 17% | 100% | 11 | 60 | |
| B•••• A••••••• I••••••••• S•••••••• G•••• L•• asset manager | $9.8B | +16% | 1 | $9.8B | 6.9% | 100% | 8 | 395 | |
| B••• C•••••• V•••••••• L• asset manager | $9.8B | +1.0% | 0.0% | 4 | 20 | ||||
| S••••••••• A•••••••• L•• independent RIA | $9.8B | +64% | 22 | $447M | 85% | 84% | 195 | 4 | |
| C••••••••• G•••• A••••••• S••••••• L•• asset manager | $9.8B | +26% | 9 | $1.1B | 0.0% | 2 | |||
| E••••••• C••••••• L• asset manager | $9.8B | +8.2% | 0.0% | 1 | 6 | ||||
| I•• W••••• M••••••••• L•• BD affiliated | $9.8B | +54% | 160 | $61.3M | 72% | 81% | 157 | 68 | |
| V• A••••••• S••••••• L••• asset manager | $9.8B | +12% | 0.0% | 2 | 2 | ||||
| W••••• S••••• C••••••• L••••• asset manager | $9.8B | -12% | 0.0% | 1 | 55 | ||||
| A••••• A•••••••• L•• independent RIA | $9.8B | +12% | 69% | 94% | 1 | 1 | |||
| C•••••••• F••••••••• I••• BD affiliated | $9.7B | +20% | 428 | $22.8M | 99% | 13% | 106 | 279 | |
| A•••••• C•••••• M••••••••• L• asset manager | $9.7B | -4.3% | 0.0% | 1 | 27 | ||||
| F• L• P••••• I••••••••• M••••••••• C•• independent RIA | $9.7B | +26% | 78 | $125M | 78% | 93% | 36 | 15 | |
| O•• R••• C•••••• asset manager | $9.7B | -32% | 0.0% | 3 | 17 | ||||
| S••••• C••••••• L•• asset manager | $9.7B | -0.2% | 0.0% | 1 | 9 | ||||
| M•• A•••• M••••••••• L•• asset manager | $9.7B | -26% | 0.0% | 1 | 30 | ||||
| R•••••• I••••••••• G•••• institutional | $9.7B | +11% | 6 | $1.6B | 0.0% | 1 | |||
| S••••••••• L•• independent RIA | $9.7B | +16% | 49 | $197M | 95% | 92% | 39 | 2 | 2 |
| T•• A•••••••• G•••• BD affiliated | $9.7B | +3.2% | 209 | $46.2M | 90% | 57% | 75 | 111 | |
| M••• S••••• A••••••• independent RIA | $9.6B | +10% | 74% | 100% | 1 | 6 | |||
| D••••••• P•••••••• other | $9.6B | 0.0% | 1 | ||||||
| O••• A•••••••• L•• asset manager | $9.6B | +0.4% | 0.0% | 5 | 15 | ||||
| B••••• I••••••••• P••••••• L•• asset manager | $9.6B | +16% | 0.0% | 2 | 28 | ||||
| B••••• I••••••••• P••••••• L•• asset manager | $9.6B | +16% | 0.0% | 1 | |||||
| H•••••• K••••••• A•••• M••••••••• L•• mixed wealth | $9.6B | -2.3% | 1 | $9.6B | 27% | 100% | 4 | 22 | |
| S•••• P••• I••••••••• O••••• L• mixed wealth | $9.6B | +15% | 14 | $686M | 43% | 100% | 4 | 1 | |
| H•••••• I••••••••• I••• independent RIA | $9.6B | +27% | 248 | $38.7M | 96% | 28% | 120 | 138 | |
| F••••••• C•••••• M••••••••• C• L•• other | $9.6B | -10% | 0.0% | 1 | |||||
| R•••••••• I••••••••• asset manager | $9.6B | +153% | 0.0% | 1 | |||||
| R••••• C•••••• M••••••••• L• asset manager | $9.6B | +35% | 0.0% | 3 | 3 | ||||
| C••••••••• A••••••• A•••• M••••••••• L•• other | $9.6B | +15% | 25 | $383M | 16% | 93% | 21 | 1 | |
| M•••••• A•••••• N•••••• BD affiliated | $9.6B | +13% | 8 | $1.2B | 97% | 59% | 2,013 | 98 | |
| O•••• W••••• M••••••••• L•• independent RIA | $9.5B | +18% | 31 | $308M | 74% | 89% | 122 | 3 | |
| S••••••• I••••••••• M••••••••• G••••• L•• asset manager | $9.5B | +2.9% | 11 | $868M | 1.3% | 100% | 19 | 2 | |
| G••••••• C••••••• L•• asset manager | $9.5B | +19% | 0.0% | 1 | 31 | ||||
| F••••• L•••• C••••••• L•• asset manager | $9.5B | 0.0% | 3 | 12 | |||||
| S•• C•••••• P•••••••• L•• asset manager | $9.5B | +23% | 0.0% | 3 | 11 | ||||
| C••••••••• W•••••• L•• independent RIA | $9.5B | +41% | 79 | $120M | 91% | 60% | 48 | 20 | |
| W••••••• G••••• I••••••••• other | $9.5B | -20% | 3 | $3.2B | 0.0% | 2 | 3 | ||
| H••• R•••• C•••••• M••••••••• L•• other | $9.5B | +38% | 10 | $945M | 0.1% | 77% | 1 | 4 | 2 |
| G•••••• R•••• • Q•••• L•• mixed wealth | $9.4B | +4.5% | 49% | 98% | 1 | 3 | |||
| R••••••• W••••• M••••••••• independent RIA | $9.4B | +36% | 57 | $165M | 94% | 91% | 73 | 15 | |
| S•• C•••••• P•••••••• L•• asset manager | $9.4B | +2.6% | 0.0% | 1 | 11 | ||||
| K•••••• L•••• L••• M••••••••• L•• asset manager | $9.4B | +23% | 0.0% | 2 | 22 | ||||
| G•• L••••• L•••••• other | $9.4B | -31% | 10% | 100% | 1 | ||||
| S••••• P•••••• E••••• S•••••••• other | $9.4B | -0.2% | 0.0% | 1 | 27 | ||||
| I••••••• P•••••••• L••• asset manager | $9.4B | +12% | 0.0% | 2 | 5 | ||||
| R••••••••• C•••••• L•••••• other | $9.4B | -12% | 0.0% | 2 | |||||
| F••••••• I••••••••• W••••• A•••••• L•• mixed wealth | $9.4B | +45% | 38 | $247M | 48% | 93% | 1,686 | 12 | |
| A••••••• L•• asset manager | $9.3B | -3.7% | 0.0% | 2 | 19 | ||||
| A••••••• P••••••• asset manager | $9.3B | +32% | 0.0% | 1 | 66 | ||||
| J••• I••••••• • C••• L•• independent RIA | $9.3B | +16% | 16 | $583M | 100% | 99% | 79 | 1 | |
| G•••••• A•••••••• L•• asset manager | $9.3B | +0.2% | 0.0% | 1 | 24 | ||||
| S••••••••• A•••••••• L• asset manager | $9.3B | +2322% | 0.0% | 1 | 1 | ||||
| A•••• I••••••••• I••• asset manager | $9.3B | +12% | 0.0% | 2 | 3 | ||||
| I••• U•• A•••• M••••••••• asset manager | $9.3B | +39% | 1.1% | 100% | 4 | ||||
| T••••••• P•••••• W••••• M••••••••• mixed wealth | $9.3B | +5.7% | 33 | $281M | 38% | 100% | 6 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.