DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BLACKSTONE GROWTH ADVISORS L.L.C. asset manager | $10B | +16% | 0.0% | 4 | 8 | ||||
| SCHWARTZ & CO. other | $10B | +16% | 25 | $420M | 20% | 71% | 56 | 2 | |
| ABS GLOBAL INVESTMENTS asset manager | $10B | +29% | 0.0% | 1 | 111 | ||||
| S••••••• V•••••••• L• asset manager | $10B | -7.9% | 0.0% | 4 | 18 | ||||
| C•••••• A••••••• P•• M••••••••• L•• asset manager | $10B | -6.7% | 0.0% | 1 | 22 | ||||
| S•••••• G••••• E••••••• asset manager | $10B | +5.6% | 0.0% | 2 | 2 | ||||
| T•••• F••• M••••••••• L••• asset manager | $10B | +6.6% | 3.7% | 100% | 2 | 22 | |||
| P••••••• A••••••••• L••• mixed wealth | $10B | +5.3% | 33 | $315M | 38% | 49% | 55 | 9 | 4 |
| S•••••••• C•••••• M••••••••• L• asset manager | $10B | +22% | 0.0% | 1 | 2 | ||||
| J•••••• W••••• I••• mixed wealth | $10B | +14% | 72 | $144M | 38% | 99% | 31 | 8 | |
| S•••••• A••••••• G••••• L•• institutional | $10B | +30% | 5 | $2.1B | 5.7% | 99% | 38 | 1 | |
| W•••••• E••••• P•••••••• L••• asset manager | $10B | 0.0% | 3 | 27 | |||||
| P••••••• A•••••••• L•• independent RIA | $10B | +18% | 75 | $137M | 90% | 59% | 56 | 21 | |
| C••••••• C•••••• A••••••• L•• asset manager | $10B | +1.7% | 7 | $1.5B | 0.0% | 3 | |||
| L•••••••• P••••••• ••• L•• asset manager | $10B | +8.1% | 0.0% | 1 | 7 | ||||
| R•••••••• P••••••• M••••••••• L•• asset manager | $10B | +24% | 0.0% | 2 | 32 | ||||
| R••••••••• A•••• M••••••••• asset manager | $10B | +58% | 0.0% | 4 | 2 | ||||
| B••••••• • C•• W••••• M••••••••• L•• independent RIA | $10B | +9.2% | 32 | $320M | 85% | 96% | 67 | 3 | |
| C••• S••••• P••••••• BD affiliated | $10B | +24% | 121 | $84.7M | 87% | 84% | 55 | 25 | |
| C•••••• P•••••••• I••• asset manager | $10B | +89% | 0.0% | 1 | |||||
| T••••••••• A•••• M••••••••• L• independent RIA | $10B | +9.4% | 32 | $320M | 56% | 99% | 36 | 2 | 5 |
| S•••• P•••• L••• L•• asset manager | $10B | -10% | 0.0% | 5 | 24 | ||||
| C•••••••• •••••••• I••••••••• P•• L•••••• mixed wealth | $10B | -23% | 26% | 100% | 2 | ||||
| M••••••• I••••••••• N•••• A•••••• C••••••••• asset manager | $10B | +21% | 0.0% | 1 | 35 | ||||
| F••••••• P••• asset manager | $10B | +11% | 0.0% | 2 | 49 | ||||
| C••••• F••••• O•••••• L•• independent RIA | $10B | +53% | 70% | 100% | 15 | ||||
| A••••• G••••• L•• other | $10B | +34% | 0.0% | 1 | 4 | ||||
| S••••• C•••• A••••••• P••••••• L•• asset manager | $10B | +6.4% | 0.0% | 1 | 26 | ||||
| I•• I••••••••• M••••••••• L•• asset manager | $10B | +19% | 0.0% | 1 | 6 | ||||
| A••• R••• A••••••• L•• asset manager | $10B | +105% | 4 | $2.5B | 0.1% | 100% | 1 | 1 | |
| K••••••• G••••• I••••••••• L•• asset manager | $10B | +85% | 0.0% | 1 | 3 | ||||
| C•••••••• I••••••••• P•••••••• L•• asset manager | $10B | -37% | 1.4% | 100% | 1 | 4 | |||
| T•••• C•••••• M••••••••• C••••••• L••• asset manager | $10B | +12% | 0.0% | 2 | 4 | ||||
| V•••••• A•••••••• I••• BD affiliated | $10B | +21% | 292 | $34.8M | 80% | 49% | 50 | 157 | |
| S••••••• K••••• L•• asset manager | $10B | +8.1% | 18 | $564M | 0.0% | 1 | |||
| P••••••••• S••••••••• C••••••••• independent RIA | $10B | +12% | 446 | $22.7M | 91% | 16% | 156 | 351 | |
| E•••• asset manager | $10B | +32% | 9 | $1.1B | 3.2% | 80% | 4 | 1 | |
| S••••• A•••• M••••••••• U•• I••• mixed wealth | $10B | +118% | 22 | $460M | 26% | 84% | 141 | 5 | 4 |
| J•••••• C•••••• A•••• M••••••••• L••• asset manager | $10B | +37% | 0.0% | 2 | 7 | ||||
| C•••• S••••• C•••••• asset manager | $10B | +4.4% | 0.0% | 1 | 35 | ||||
| M•• S•••••••• L•• asset manager | $10B | +39% | 0.0% | 2 | 6 | ||||
| F••••••••• I••••••••• A••••••• L•• independent RIA | $10B | +41% | 297 | $34.0M | 100% | 53% | 100 | 86 | |
| S••••••• C••••••• L••• asset manager | $10B | 0.0% | 2 | 3 | |||||
| O•••••• C•••••••• A•••••••• L•• independent RIA | $10B | 122 | $82.7M | 100% | 91% | 31 | 1 | ||
| M•••••• F•••••••• A••••••• I•• I••• other | $10B | +0.0% | 2 | $5.0B | 0.2% | 54% | 10 | 1 | |
| D••••• C•••••• M••••••••• institutional | $10B | -19% | 0.0% | 1 | 2 | ||||
| O•• I••••••••• M••••••••• U• L•• asset manager | $10B | +23% | 0.0% | 1 | 4 | ||||
| F•••••••• G•••• L•• asset manager | $10B | -5.8% | 0.0% | 13 | |||||
| F•••••••• C••••••••• I•• independent RIA | $10B | +5.8% | 17 | $592M | 88% | 93% | 97 | 2 | |
| C••••• I••••••••• A••••••• independent RIA | $10B | +13% | 15 | $670M | 94% | 100% | 41 | 1 | 3 |
| H•••• F•••••••• S•••••••• I••• independent RIA | $10B | +28% | 398 | $25.1M | 99% | 45% | 59 | 21 | |
| B••• C•••••• R••• E•••••• L• asset manager | $10.0B | +11% | 0.0% | 3 | 23 | ||||
| M••••• I••••••••• G•••• I•• institutional | $10.0B | -12% | 0.0% | 6 | 1 | ||||
| B•• F••••• O•••••• L•• independent RIA | $10.0B | +23% | 3 | $3.3B | 98% | 100% | 23 | 7 | 26 |
| A••••• C•••••• L•• asset manager | $10.0B | +42% | 0.0% | 2 | 20 | ||||
| A•••••••• C•••••• M••••••••• L•• institutional | $10.0B | +2.6% | 12 | $829M | 1.0% | 100% | 1 | 1 | |
| I••••••••• I••••••••• S•••••••• I•• mixed wealth | $9.9B | +35% | 61 | $163M | 23% | 57% | 127 | 14 | |
| W•••• • F••••• L•• independent RIA | $9.9B | +8.1% | 5 | $2.0B | 83% | 98% | 129 | 1 | 2 |
| A••• S••••••••• C••••• L•••••• other | $9.9B | -11% | 0.0% | 2 | 1 | ||||
| C••••••••• I••••••••• M••••••••• L•••••• other | $9.9B | +2.0% | 17% | 2.4% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.