DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SHORE CAPITAL PARTNERS asset manager | $9.3B | +37% | 0.0% | 4 | 48 | ||||
| LINDSELL TRAIN LIMITED asset manager | $9.3B | -37% | 0.0% | 1 | 2 | ||||
| COMVEST CREDIT ADVISORS, LLC asset manager | $9.3B | +10% | 0.0% | 4 | 12 | ||||
| O•••••• A•••••••• L•• asset manager | $9.2B | +27% | 0.0% | 1 | 12 | ||||
| P••••• S••••• E••••• C•••••• M••••••••• L•• asset manager | $9.2B | +19% | 3 | $3.1B | 0.0% | 3 | 3 | ||
| G••••• W••••• M••••••••• I••• BD affiliated | $9.2B | +65% | 193 | $47.8M | 98% | 12% | 110 | 114 | |
| N••••• P••• G••••• C•••••• L•• asset manager | $9.2B | +41% | 0.0% | 1 | 16 | ||||
| P•••••• mixed wealth | $9.2B | +18% | 49 | $188M | 37% | 83% | 57 | 24 | 2 |
| G••••••••• A••••••• L•• asset manager | $9.2B | +31% | 0.0% | 1 | |||||
| E•••••••• G••••• A•••• M••••••••• L•• institutional | $9.2B | +48% | 0.0% | 2 | 4 | ||||
| A•••• I•••••••• C••••• I••• institutional | $9.2B | +6.3% | 0.0% | 1 | |||||
| V•••• A•••••• R••••••• A•••••••• L•• other | $9.1B | +1586% | 2 | $4.6B | 0.0% | 2 | |||
| C••••••• I••••••••• C•••••• I•• independent RIA | $9.1B | +7.6% | 22 | $415M | 66% | 95% | 88 | 2 | |
| W••••••••• C••••••• L••• asset manager | $9.1B | +5.8% | 0.0% | 1 | 5 | ||||
| C•••• P••••••••• L••• asset manager | $9.1B | -1.9% | 0.0% | 6 | 10 | ||||
| F• R••• A••••••• L•• asset manager | $9.1B | +6.3% | 0.0% | 2 | |||||
| H•••••••• S••••••••• L•• asset manager | $9.1B | +70% | 0.0% | 1 | 40 | ||||
| A•••••••• P•••••••• L•• independent RIA | $9.1B | +50% | 53 | $172M | 77% | 97% | 31 | 12 | 9 |
| H••• P••••• independent RIA | $9.1B | +12% | 1 | $9.1B | 77% | 75% | 3,961 | 3 | 1 |
| B•••••• F••••• • S•••••• I•• independent RIA | $9.1B | +18% | 23 | $394M | 89% | 94% | 80 | 9 | 1 |
| I••••••• V••••••• asset manager | $9.1B | +8.4% | 0.0% | 3 | 39 | ||||
| N•••••••• B••••• L••• A••••••• I• L•• asset manager | $9.0B | -1.2% | 0.0% | 2 | 18 | ||||
| 4•• C•••••• M••••••••• L•• asset manager | $9.0B | -13% | 0.0% | 2 | 20 | ||||
| D••••••• C•••••• M••••••••• L• other | $9.0B | +12% | 0.0% | 4 | 20 | ||||
| M••••• E••••• P••••••• asset manager | $9.0B | +0.5% | 0.0% | 3 | 31 | ||||
| H•••••• T••••••• • K•••• L•• independent RIA | $9.0B | +16% | 467 | $19.3M | 91% | 12% | 60 | 251 | |
| T•• S••••••• G••••• L••• asset manager | $9.0B | -5.2% | 37 | $244M | 0.0% | 2 | 20 | ||
| J•••• •••• I•• asset manager | $9.0B | +9.6% | 0.0% | 2 | 8 | ||||
| J••• L••••• A•• C•••••• L•• asset manager | $9.0B | +12% | 0.0% | 2 | 26 | ||||
| S•••• Q•••• A•••••••• L•• independent RIA | $9.0B | +34% | 40 | $225M | 85% | 99% | 25 | 8 | 5 |
| P••••••• G•••• U• M••••••••• C•• L•• asset manager | $9.0B | +77% | 0.0% | 2 | 24 | ||||
| C•••••••• G••••• I••••••••• I••• mixed wealth | $9.0B | +21% | 22 | $408M | 34% | 16% | 255 | 3 | |
| N•••••••• I•••••••• L•• asset manager | $9.0B | -15% | 0.0% | 9 | 33 | ||||
| L••••••••• • C••• L•• asset manager | $9.0B | +12% | 0.0% | 1 | 24 | ||||
| K•••••••• W••••• M••••••••• L•• independent RIA | $9.0B | +33% | 116 | $77.2M | 95% | 35% | 105 | 47 | |
| S••••••• C•••••• P•••••••• L••••• asset manager | $9.0B | +3.3% | 0.0% | 1 | 14 | ||||
| Q•••••••• I••••••••• P••••••• L•• asset manager | $9.0B | +30% | 3 | $3.0B | 0.0% | 2 | 20 | ||
| A••••••• M••••••••• L• asset manager | $8.9B | +62% | 0.0% | 2 | 29 | ||||
| I•••• A•••• M••••••••• L•• asset manager | $8.9B | +6.2% | 1 | $8.9B | 0.0% | 2 | |||
| T••••••• C•••••• A•••••••• L••••• asset manager | $8.9B | +5.7% | 8 | $1.1B | 5.7% | 99% | 33 | 1 | 1 |
| W••••••• C•••••• P••••••• L•• asset manager | $8.9B | +16% | 0.0% | 3 | 33 | ||||
| H••••• G•• L•• institutional | $8.9B | +3.4% | 0.0% | 2 | 13 | ||||
| A•••••• W••••• M••••••••• L•• independent RIA | $8.9B | +40% | 38 | $234M | 89% | 75% | 252 | 27 | |
| K•• I••••••••• S••••••• L•• BD affiliated | $8.9B | +45% | 639 | $13.9M | 99% | 20% | 54 | 26 | |
| S•••••• C•••••• A••••••• L•• BD affiliated | $8.9B | +17% | 122 | $72.7M | 97% | 83% | 48 | 15 | |
| G••••••• I••••••••• L•• independent RIA | $8.8B | +25% | 31 | $285M | 100% | 38% | 865 | 1 | |
| A••••• C•••••• M••••••••• L•• institutional | $8.8B | +6.1% | 3.0% | 55% | 1 | 1 | |||
| A••••••• W••••• A••••••• BD affiliated | $8.8B | +128% | 225 | $39.1M | 84% | 44% | 64 | 105 | |
| C•••••• A••••••• BD affiliated | $8.8B | +0.6% | 622 | $14.1M | 96% | 55% | 25 | 255 | |
| H•••••• J••••••• G••••• A••••••• L•• other | $8.8B | +32% | 2 | $4.4B | 10% | 97% | 89 | 1 | 8 |
| R•••••••• S••••••• independent RIA | $8.8B | +23% | 72 | $122M | 81% | 95% | 31 | 27 | |
| U••• C•••••• W••••• A•••••••• L•• BD affiliated | $8.8B | +20% | 94 | $93.2M | 94% | 90% | 47 | 8 | 1 |
| T••• K••••••• L•• institutional | $8.7B | +2.7% | 1 | $8.7B | 1.3% | 4 | |||
| H••••• C•••••• M••••••••• L•• mixed wealth | $8.7B | +4.5% | 4 | $2.2B | 45% | 96% | 399 | 1 | 2 |
| M••• W••• C•••••• asset manager | $8.7B | +12% | 0.0% | 5 | 4 | ||||
| C••••••••• C•••••• P•••••••• L• asset manager | $8.7B | +26% | 0.0% | 2 | 13 | ||||
| S•••• S••••• L•••••• P••••••• A•••••••• L•• asset manager | $8.7B | +2.1% | 0.0% | 6 | |||||
| F•••• F•••••••• M••••••••• L• independent RIA | $8.7B | -3.8% | 117 | $74.3M | 82% | 80% | 48 | 60 | |
| O•••• L• asset manager | $8.7B | +19% | 0.0% | 2 | 4 | ||||
| M••••••• R••••••••• L•• asset manager | $8.7B | -3.3% | 0.0% | 1 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.