DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Enhancement Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ty Schommer | Arbor Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2026 | Sep 1, 2026 |
| Matthew Blair Kolesky | Arbor Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2026 | Sep 1, 2026 |
| Michele Kitta | Arbor Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2026 | Sep 1, 2026 |
| Min Jung Tavella | Arbor Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2026 | Sep 1, 2026 |
| Jason Ahlgren | Riverbridge independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 14, 2026 |
| D'Andre Thortvedt | Fisher Investments independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2026 | Aug 4, 2026 |
| Jeffrey Blake Dickerson | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Jason J Braun | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Lawrence Todd Jackson | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 1, 2026 |
| James Mark Trippon | Trippon Wealth Management Group LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2026 | Jul 16, 2026 |
| Rowland Pepito | American Century Investments Private Client Group, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 19, 2026 |
| Travis Rhoad | Trippon Wealth Management Group LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2026 | Jul 16, 2026 |
| Tyler Olson | Trippon Wealth Management Group LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2026 | Jul 16, 2026 |
| Mitchell Craig | Trippon Wealth Management Group LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2026 | Jul 16, 2026 |
| Chris Kostiuk | Miramar Capital independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 3, 2026 |
| Robert Kalman | Miramar Capital independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 3, 2026 |
| Max Scott Wasserman | Miramar Capital independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 3, 2026 |
| Brian William Bors | Fisher Investments independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2026 | Sep 1, 2026 |
| Bobbi Young | Wells Fargo Advisors wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 3, 2026 |
| Kathryn E Nevin | J. W. Cole Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jun 29, 2026 |
| Jessica Crandall | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Aug 17, 2026 |
| Austin Harold Lewis | Assetmark, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 6, 2026 |
| Brian Kirby Stallcop | Investor Fan independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2026 | May 1, 2026 |
| Michael Len Helms | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Kenneth Bollinger | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Scott Lord | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Stuart Alexander Gay | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| John Maher | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Kayla Caroline King | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Jessica Alpers | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Victoria Handley Araj | Wealthshield Partners, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 1, 2026 |
| Daniel Paul Stolfa | Centura Wealth Advisory independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2026 | Jun 29, 2026 |
| Jonathan Pierce Swofford | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 29, 2026 |
| Victoria Areingdale | Cfo4life independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2026 | Jun 9, 2026 |
| Andrew Garcia | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Aug 24, 2026 (82 d) |
| Tyler Jensch | Raymond James & Associates, Inc. national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Alexandra Wintrode Maksimow | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | Jun 8, 2026 |
| Ray Darby Evans | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| Jack Evans | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| Jaime L. Rogers | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 18, 2026 |
| Brett Clark | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 18, 2026 |
| Esther J Lamarche | The H Group Washington, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Katherine Mary Keppel | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Fred King | The H Group Washington, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Rodney Arthur Cook | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Jason Lee Tafoya | The H Group Washington, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Jessica Diane Tierney | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Michael Ray Albillar | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Stephanie Marie Roberts | The H Group Washington, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 3, 2026 |
| David Luther Hogans | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| James Kurtis Sager | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Mikki Ellen Burdine | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Aidan Lael Beaton | The H Group Washington, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Mar 2, 2026 |
| Laurence Thomas Hanslits | The H Group, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2026 | Mar 2, 2026 |
| Rachel Ann Carlson | D.A. Davidson & Co. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2026 | May 12, 2026 |
| Timothy Sallade | Lake Tahoe Wealth Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2026 | May 12, 2026 |
| Deborah Grose | Lake Tahoe Wealth Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2026 | May 1, 2026 |
| Michael Barney Bono | Lake Tahoe Wealth Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2026 | May 1, 2026 |
| Ethan Aaron Green | Lake Tahoe Wealth Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2026 | May 4, 2026 |
| Jacqueline Smith | Morgan Stanley wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | May 11, 2026 |
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874 moves match.