DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Enhancement Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerald Diduck | Wealth Enhancement Advisory Services, LLC BD affiliated | Fqi Capital Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 26, 2026 | Aug 28, 2026 |
| Victoria Areingdale | Wealth Enhancement Advisory Services, LLC BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Sep 10, 2026 |
| Matthew Gale Falkner | Wealth Enhancement Advisory Services, LLC BD affiliated | Trails Edge Wealth Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2026 | Sep 3, 2026 |
| Jesse Hughes | Wealth Enhancement Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Aug 11, 2026 |
| Robert Schneider | Wealth Enhancement Advisory Services, LLC BD affiliated | Johnson Wealth Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jul 17, 2026 |
| Kevin M. Scott | Wealth Enhancement Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jul 8, 2026 |
| Jake Kuharich | Wealth Enhancement Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jul 7, 2026 |
| Cassidy Murphy | Wealth Enhancement Advisory Services, LLC BD affiliated | Fiduciary Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2026 | Jun 10, 2026 |
| Leslie Kassandra Ortiz-Quiroz | Wealth Enhancement Advisory Services, LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2026 | Jun 29, 2026 (69 d) |
| Sarah Guibert | Wealth Enhancement Advisory Services, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | May 6, 2026 (51 d) |
| Kristen Dichkus | Wealth Enhancement Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Mar 13, 2026 |
| John Costello | Wealth Enhancement Advisory Services, LLC BD affiliated | Essex Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2026 | Mar 2, 2026 |
| William M Prest | Wealth Enhancement Advisory Services, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Apr 10, 2026 (58 d) |
| Alexander Dolle | Wealth Enhancement Advisory Services, LLC BD affiliated | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | Mar 16, 2026 (38 d) |
| William Hamerman | Wealth Enhancement Advisory Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2026 | Feb 23, 2026 |
| Zachary Rosequist | Wealth Enhancement Advisory Services, LLC BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Mar 12, 2026 (38 d) |
| Terrell Stauffer | Wealth Enhancement Advisory Services, LLC BD affiliated | Stauffer Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 22, 2026 | Feb 19, 2026 |
| Rudy Waterfield Edelen | Wealth Enhancement Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jun 1, 2026 (136 d) |
| Marcus Gardner | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Feb 9, 2026 |
| Amy M Leuma | Wealth Enhancement Advisory Services, LLC BD affiliated | The Oak Ridge Financial Services Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Feb 12, 2026 (70 d) |
| Dennis Geelan | Wealth Enhancement Advisory Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 4, 2025 | May 20, 2026 (197 d) |
| Stephen Pomanti | Wealth Enhancement Advisory Services, LLC BD affiliated | Sp Retirement LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2025 | Feb 12, 2026 (104 d) |
| Theresa Marie Pablos | Wealth Enhancement Advisory Services, LLC BD affiliated | Avise Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2025 | Oct 14, 2025 |
| John Vassello | Wealth Enhancement Advisory Services, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Mar 27, 2026 (172 d) |
| Bryan E Walls | Wealth Enhancement Advisory Services, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Sep 11, 2025 |
| Timothy James Williams | Wealth Enhancement Advisory Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 29, 2026 (352 d) |
| Brittan Fussell | Wealth Enhancement Advisory Services, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Aug 27, 2025 |
| Kurtis Lovell | Wealth Enhancement Advisory Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Jun 2, 2026 (300 d) |
| Dustin Jay Zuck | Wealth Enhancement Advisory Services, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 8, 2025 |
| Amos Warren | Wealth Enhancement Advisory Services, LLC BD affiliated | Noblebridge Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Oct 9, 2025 (70 d) |
| Jerome A Neary | Wealth Enhancement Advisory Services, LLC BD affiliated | Core Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2025 | Jul 24, 2025 |
| Steven Richard Mcgowan | Wealth Enhancement Advisory Services, LLC BD affiliated | Rothschild Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Sep 15, 2025 (59 d) |
| Erica Jean Cortez | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 14, 2025 |
| Ethan Kyle Mcdonald | Wealth Enhancement Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Sep 11, 2025 (71 d) |
| Jason Daniel Dhooghe | Wealth Enhancement Advisory Services, LLC BD affiliated | Vermillion Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 31, 2025 |
| Gordon Westcott Price | Wealth Enhancement Advisory Services, LLC BD affiliated | Raymond James Investment Management asset manager | Other | Jun 23, 2025 | Jul 8, 2026 (380 d) |
| Elijah James Cooksey | Wealth Enhancement Advisory Services, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Jul 2, 2025 |
| Catherine Jetta Miller | Wealth Enhancement Advisory Services, LLC BD affiliated | Jgp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 26, 2025 |
| Gary Watts | Wealth Enhancement Advisory Services, LLC BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Sep 2, 2025 (92 d) |
| Rengan Krishnakumar | Wealth Enhancement Advisory Services, LLC BD affiliated | Cumberland Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | Jun 16, 2025 (46 d) |
| Zachary Cuyler Green | Wealth Enhancement Advisory Services, LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | May 8, 2025 |
| Scott Ashley Rucki | Wealth Enhancement Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 11, 2025 |
| Stacy A Johnson | Wealth Enhancement Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Apr 11, 2025 (32 d) |
| Devin Wray Hanson | Wealth Enhancement Advisory Services, LLC BD affiliated | Elevation Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2025 | Mar 5, 2025 |
| Steven Glenn Mcdonough | Wealth Enhancement Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 21, 2025 |
| Colleen Nesslar | Wealth Enhancement Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Mar 8, 2025 |
| Laura Elaine Brantley | Wealth Enhancement Advisory Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 25, 2025 |
| Shaun Robert Callahan | Wealth Enhancement Advisory Services, LLC BD affiliated | Achieving Veritas LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 29, 2025 | Mar 17, 2025 (47 d) |
| Reginald Gray Hunnicutt | Wealth Enhancement Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Mar 3, 2025 (62 d) |
| Xiaomeng Dai | Wealth Enhancement Advisory Services, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 30, 2025 |
| Cindy L Hyde | Wealth Enhancement Advisory Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2024 | Jan 8, 2026 (428 d) |
| James Cooper | Wealth Enhancement Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 6, 2024 | Feb 27, 2025 (113 d) |
| William Mcdonald | Wealth Enhancement Advisory Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Jan 7, 2025 (82 d) |
| Jill Schmieding | Wealth Enhancement Advisory Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2024 | Nov 7, 2024 |
| Alexander Gangl | Wealth Enhancement Advisory Services, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2024 | Dec 4, 2024 (55 d) |
| Benjamin Patch | Wealth Enhancement Advisory Services, LLC BD affiliated | Middleton & Company Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Jul 30, 2026 (668 d) |
| Jonah Matthew Coleman | Wealth Enhancement Advisory Services, LLC BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Oct 17, 2024 (34 d) |
| Hector I Luna | Wealth Enhancement Advisory Services, LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Oct 22, 2024 (48 d) |
| Gretchen T Mclaughlin | Wealth Enhancement Advisory Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Oct 14, 2024 (61 d) |
| Jason Skolnik | Wealth Enhancement Advisory Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2024 | Aug 7, 2024 |
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149 moves match.